Compliance Manager/Senior Manager

1 month ago

Woking Surrey, United Kingdom Neosurf Full time

Established in 2013, we are a focused consultancy group with across-the-board digital, tech and finance expertise working with international clients in the financial and payments sector.
We pride ourselves on fostering a dynamic and innovative work environment that thrives on collaboration and mutual respect. We are committed to personal development, offering a multitude of professional learning opportunities and career growth prospects. As a part of our team, you will have the chance to work on exciting projects and make a difference in the user experiences we deliver. Moreover, we believe in a healthy work-life balance, providing flexible working options and a comprehensive benefits package. We are seeking a Compliance Manager that has energy, structure and likes being part of a fast paced, collaborative team environment.Reporting to the Head of Global Compliance, this role will be crucial in managing key compliance tasks and initiatives. Supporting the Head of Global Compliance, this position will play a key role in shaping the regulatory environment the company operates within.
Ensuring adherence to regulatory requirements and supporting on global regulatory applications
·Supporting in the drafting and reviewing of policies and procedures, ensuring the correct process is followed including version, date control and sign off
·Managing compliance and business accreditations
·Responsibility for sales and marketing compliance
·Responsible for consumer duty actions across the business
·Educations and enforcement of policies and procedures across the business
·Organising and taking part in Compliance Audits
·Supervising the Risk and Compliance Administrator and their daily tasks
·Managing the compliance monitoring plan
·Answering queries through the Compliance Team’s mailbox
·Ad-hoc compliance tasks as and when required
Minimum of 3 years’ experience working in a Compliance department in the financial industry, preferably payments/e-money sector
·Minimum of 1 years’ experience as a Compliance Manager – managing both tasks and people
·Retail Financial Sector experience
·Regulatory knowledge and experience working on regulatory applications
·Experience in drafting Policies and Procedures
·Training and support are always on hand, but we expect the successful candidate to identify the tasks and have a passion for quality and be able to execute on time.
Paid annual holidays of 25 days per annum / birthday holiday if falls on a workday / Company Pension Scheme / Life Insurance scheme / Private Medical insurance with Vitality offering additional perks / Assistance with parking/travel costs / Ad hoc catering and office treats / Office events including Christmas Party.
Human - Results Orientated - Honesty - Impact - Simplicity & Transparency - Professional & Quality
Diversity and Equality Employment
We embrace diversity and foster a work environment built on mutual respect. Our collaborative and intelligent approach ensures a harmonious and happy work culture.
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