Compliance Manager/Senior Manager

1 month ago


Woking Surrey, United Kingdom Hays Full time

A progressive and innovative financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team. Its commitment to integrity, regulatory compliance, and ethical practices drives the organisation's success. As they expand, they seek a professional to ensure the company operates within legal and ethical boundaries.
As a Compliance Manager, you will ensure the organisation adheres to legal standards, industry regulations, and internal policies. Your expertise will help maintain trust with international clients, partners, and stakeholders. Developing and implementing compliance policies, procedures, and controls.
Monitoring regulatory changes and assessing their impact on our operations.
Conducting risk assessments and internal audits.
Training employees on compliance matters.
Investigating and addressing compliance violations.
Collaborate with legal, risk management, and business units.
Prepare reports for senior management and regulatory authorities.

Minimum of 5 years of experience in financial services compliance.
Paid annual holidays of 25 days per annum + birthday holiday if falls on a workday /
Company Pension Scheme /
Life Insurance scheme /
Private medical insurance offering additional perks /
Assistance with parking/travel costs /
Ad hoc catering and office treats /
Office events, including a Christmas Party.

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk #J-18808-Ljbffr



  • Woking, United Kingdom AJ FOX COMPLIANCE Full time

    We have a great, new opportunity for a lawyer interested in a role with flexibility, minimal pressure and many opportunities to learn. Our client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be well-suited for...


  • Surrey, United Kingdom AJ FOX COMPLIANCE Full time

    Our client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be well-suited for someone already with law firm Risk & Compliance experience, a fee earner looking to transition into compliance, or perhaps someone...

  • Senior Governance

    3 hours ago


    Woking, United Kingdom Roke Full time

    Senior Governance & Compliance Manager As a  Senior Governance & Compliance Manager , you will be assisting and supporting the Head of Trade Compliance & Governance in leading the governance and compliance function within the Company.  Because it’s not about the Governance & Compliance experience, the Deputy Head will bring energy, initiative,...


  • Surrey, United Kingdom AJ FOX COMPLIANCE Full time

    We have a great, new opportunity for a lawyer interested in a role with flexibility, minimal pressure and many opportunities to learn. Our client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be well-suited for...


  • Surrey, United Kingdom AJ FOX COMPLIANCE Full time

    Job Description We have a great, new opportunity for a lawyer interested in a role with flexibility, minimal pressure and many opportunities to learn. Our client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be...


  • Surrey, United Kingdom AJ FOX COMPLIANCE Full time

    We have a great, new opportunity for a lawyer interested in a role with flexibility, minimal pressure and many opportunities to learn. Our client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be well-suited for...


  • Surrey, United Kingdom AJ FOX COMPLIANCE Full time

    We have a great, new opportunity for a lawyer interested in a role with flexibility, minimal pressure and many opportunities to learn. Our client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be well-suited for...


  • Surrey, United Kingdom AJ FOX COMPLIANCE Full time

    We have a great, new opportunity for a lawyer interested in a role with flexibility, minimal pressure and many opportunities to learn. Our client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be well-suited for...


  • Surrey, United Kingdom AJ FOX COMPLIANCE Full time

    We have a great, new opportunity for a lawyer interested in a role with flexibility, minimal pressure and many opportunities to learn. Our client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be well-suited for...


  • Woking, Surrey, United Kingdom C&M Travel Recruitment Full time

    Compliance Manager - Travel The UK's largest consortia for independent travel businesses is looking for a Compliance Manager to join their dynamic team. The Compliance Manager is responsible for assessing the financial risk to the business by identifying non-compliance issues and making recommendations to avoid and reduce the financial liability. Salary of...


  • Woking, Surrey, United Kingdom C&M Travel Recruitment Full time

    Compliance Manager - Travel The UK's largest consortia for independent travel businesses is looking for a Compliance Manager to join their dynamic team. The Compliance Manager is responsible for assessing the financial risk to the business by identifying non-compliance issues and making recommendations to avoid and reduce the financial liability. Salary of...


  • Woking, Surrey, United Kingdom C&M Travel Recruitment Full time

    Compliance Manager - Travel The UK's largest consortia for independent travel businesses is looking for a Compliance Manager to join their dynamic team. The Compliance Manager is responsible for assessing the financial risk to the business by identifying non-compliance issues and making recommendations to avoid and reduce the financial liability. Salary of...

  • Compliance Manager

    3 weeks ago


    Woking, Surrey, United Kingdom C&M Travel Recruitment Full time

    Compliance Manager - Travel The UK's largest consortia for independent travel businesses is looking for a Compliance Manager to join their dynamic team. The Compliance Manager is responsible for assessing the financial risk to the business by identifying non-compliance issues and making recommendations to avoid and reduce the financial liability....

  • Compliance Manager

    4 days ago


    Woking, Surrey, United Kingdom C&M Travel Recruitment Full time €35,000

    Compliance Manager - Travel The UK's largest consortia for independent travel businesses is looking for a Compliance Manager to join their dynamic team. The Compliance Manager is responsible for assessing the financial risk to the business by identifying non-compliance issues and making recommendations to avoid and reduce the financial liability....

  • Compliance Manager

    3 weeks ago


    Woking, Surrey, United Kingdom C&M Travel Recruitment Full time

    Compliance Manager - TravelIs this the next step in your career Find out if you are the right candidate by reading through the complete overview below. The UK's largest consortia for independent travel businesses is looking for a Compliance Manager to join their dynamic team. The Compliance Manager is responsible for assessing the financial risk to the...


  • Woking, Surrey, United Kingdom The Oyster Partnership Full time

    Join a reputable Local Authority in Surrey as a Senior Compliance Officer and play a pivotal role in ensuring regulatory adherence and operational excellence. Role: Senior Compliance Officer Pay: £25-£26 per hour, competitive based on experience Experience Needed: * Demonstrable experience in senior compliance roles within the local authority sector...


  • Surrey Quays, United Kingdom AJ Fox Compliance Full time

    We have a great, new opportunity for a lawyer interested in a role with flexibility, minimal pressure and many opportunities to learn. Our client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be well-suited for...


  • Woking, Surrey, United Kingdom McLaren Motorsport & Automotive Full time

    Background No restraints. No limitations. We don’t simply push boundaries. We completely rethink them. McLaren Automotive exists to create breath-taking performance road cars. It takes a community to do what we do. A diverse group of people with many areas of expertise, united by their passion to deliver visionary products and set new benchmarks. ...


  • Woking, United Kingdom Hays Senior Finance Full time

    Senior Finance Manager Employer Location Surrey, England, Woking Salary + Bonus + Hybrid + Benefits Closing date 14 Mar 2024 View more Sector Salary band , Contract type Hours Where will they be working? You need to or to save a job. Job Details Your new company You will be joining a well established multi-national group who operate...


  • Woking, Surrey, United Kingdom McLaren Full time

    Reporting directly to the Head of Compliance & PCM within the Quality Division this is a pivotal role that encompassesthe independenceand objectivity necessary to effectively assess all functions and departments to ensure: All certified McLaren Automotive products consistently meet: Conformity Of Production (COP)regulations End of Life...