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Risk and Compliance Manager

3 months ago

London, United Kingdom AJ FOX COMPLIANCE Full time

A forward-thinking, ambitious, well-respected regional law firm is looking for a Risk and Compliance Manager to join them in South East London. Within this role, you will be leading a small team of risk and compliance professionals in their day-to-day tasks. You will collaborate on a variety of risk and compliance tasks, such as AML, complaints and claims.



Prior experience within a legal compliance environment is vital, specifically within a risk and compliance/AML role working within a law firm. Equally, experience managing risk and compliance processes, coupled with familiarity with SRA and statutory requirements would be desirable for this role.



Some responsibilities:

  • Offer guidance on compliance regarding policies and procedures
  • Lead core compliance functions
  • Aid in the development of AML policies, systems and procedures
  • Monitor departmental risks and escalate where needed
  • Assist with potential compliance breaches
  • Oversee professional negligence matters
  • Renew practising certificates and accreditation
  • Liaise with Senior members of staff to address GDPR concerns (data protection, conflicts of interest, data deletion, etc)
  • Complete and assess audits
  • Maintain policies and procedures in adherence to terms of business


The ideal candidate is a personable, detail-oriented, collaborative worker with excellent IT, analytical and organisational skills.


If interested, please submit your CV for consideration. Thank you.