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Interim Head of Compliance

3 months ago

London, United Kingdom Rutherford Full time

Rutherford is currently working with a boutique investment bank that are looking to hire an Interim Head of Compliance in London. The role will manage the compliance team and support the team on an interim basis. The hire will start as an initial 6 months.


Responsibilities:

  • Manage the EMEA compliance team
  • Provide timely advice to the investment and trading teams across compliance, regulatory and financial crime issues.
  • Manage the day-to-day compliance related tasks, including code-of-ethics and AML/KYC.
  • Lead any regulatory projects that arise.


Requirements

  • 7 - 12+ years of compliance experience, ideally within an investment bank, private equity/hedge fund or asset manager.
  • Proven stakeholder management experience, including FCA.
  • 0 - 1 month notice period