Compliance - Regulatory Advisory Officer

3 weeks ago

London, United Kingdom Investigo Full time

Key Responsibilities:

  • Stay abreast of regulatory developments, industry trends, and best practices to ensure compliance with all applicable laws and regulations.
  • Provide timely and accurate advice to internal stakeholders on regulatory requirements and implications for the business.
  • Conduct thorough assessments of existing and proposed business activities to identify potential compliance issues and recommend appropriate actions.
  • Develop and implement policies, procedures, and controls to ensure compliance with regulatory requirements.
  • Collaborate with cross-functional teams to address compliance-related issues and implement solutions.
  • Assist in the preparation of regulatory reports and submissions as required.
  • Conduct training sessions to educate employees on compliance policies, procedures, and best practices.
  • Monitor and review internal processes and systems to identify areas for improvement and enhance efficiency and effectiveness.

Qualifications:

  • Experience of regulatory Compliance from an asset management or Commodities environment
  • In-depth knowledge of relevant regulatory requirements, including but not limited to [specify relevant regulations, such as GDPR, MiFID II, Dodd-Frank Act, etc.].
  • Strong analytical skills with the ability to assess complex regulatory issues and develop practical solutions.
  • Excellent communication and interpersonal skills, with the ability to interact effectively with stakeholders at all levels of the organization.
  • Proven ability to work independently, manage multiple priorities, and meet tight deadlines.
  • Attention to detail and a commitment to maintaining the highest standards of integrity and professionalism.

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