Senior Compliance Advisory Manager
4 weeks ago
RESPONSIBILITIES
- Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law
- Support the Head of Compliance with FCA and PRA engagement
- Review communications and oversee reporting
- Assist with establishing and implementing compliance frameworks
- Reporting on compliance risk management
- Owning and collaborating with functional teams on the implementation of regulatory and business change
- Monitor the regulatory horizon for impacts on all aspects of the bank’s business.
EXPERIENCE
- 10+ years in a compliance advisory role with some leadership experience
- Strong ability to execute and drive the compliance function
- Knowledge with payments regulations essential
- Strong knowledge of PRA/FCA requirements including consumer duty and conduct
- Private or retail banking exposure
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London Area, United Kingdom Bruin Full timeI am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side!! You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and rolling out key regulatory projects and undertake the Regulatory...
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London Area, United Kingdom Bruin Full timeI am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side!! You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and rolling out key regulatory projects and undertake the...