Senior Compliance Advisory
4 weeks ago
I am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side
You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and rolling out key regulatory projects and undertake the Regulatory Reporting for the Compliance function. We are looking for someone who can streamline the processes and automate where possible.
This is a snap shot of requirements, please reach out for further details.
-
Compliance/advisory Generalist
4 weeks ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a leading independent Brokerage firm based in the City. **THE RESPONSIBILITIES**: - Providing compliance advisory support to a cash equity business control - Trade and communications surveillance - SMCR support - AML/KYC account opening and reassessment - General research issues **EXPERIENCE REQUIRED**: - General compliance...
-
Compliance Advisory Officer
1 month ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for providing Compliance Advisory support to the Business -...
-
Compliance Advisory Officer
4 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...
-
Compliance Advisory Officer
7 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Find out if this opportunity is a good fit by reading all of the information that follows below.Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...
-
Compliance Advisory Officer
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Find out if this opportunity is a good fit by reading all of the information that follows below.Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...
-
Compliance Advisory Officer
20 hours ago
City of London, Greater London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Find out if this opportunity is a good fit by reading all of the information that follows below. Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...
-
Compliance Advisory Officer
4 hours ago
City of London, Greater London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Find out if this opportunity is a good fit by reading all of the information that follows below. Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...
-
Compliance Advisory Officer
4 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...
-
Compliance Advisory Officer
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...
-
Compliance Advisory Officer
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...
-
Compliance Advisory Officer
6 days ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units...
-
Compliance Advisory
1 month ago
London, United Kingdom Cameron Kennedy Full timeCONTRACT TYPE: - Permanent- LOCATION: - City of London- INDUSTRY: - Compliance & Legal- Financial Services- SALARY: - Negotiable- START DATE: - ASAP- REF: - BN373239_1677240766- JOB PUBLISHED: - 1 day ago**Compliance Advisory** **£90000 - £100000 + Bonus + Benefits** **London** **THE COMPANY** Growing London banking group, part of one of the world's...
-
Compliance Advisory
4 weeks ago
London, United Kingdom Cameron Kennedy Full timeCONTRACT TYPE: - Permanent- LOCATION: - City of London- INDUSTRY: - Compliance & Legal- Financial Services- SALARY: - Negotiable- START DATE: - ASAP- REF: - BN373239_1679904671- JOB PUBLISHED: - 1 day ago**Compliance Advisory** **£90000 - £100000 + Bonus + Benefits** **London** **THE COMPANY** Growing London banking group, part of one of the world's...
-
Compliance Advisory Officer
3 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to support Compliance...
-
Compliance Advisory Officer
2 weeks ago
London, United Kingdom Compliance Professionals Full timeJob DescriptionTHE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to...
-
Senior Compliance Advisory
4 weeks ago
London, United Kingdom Bruin Full timeI am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side!! You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and rolling out key regulatory projects and undertake the Regulatory...
-
Senior Compliance Advisory
6 days ago
London, United Kingdom Bruin Full timeJob Description I am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side!! You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and rolling out key regulatory projects and...
-
Senior Compliance Advisory
2 weeks ago
London, United Kingdom Bruin Full timeJob DescriptionI am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side!! You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and rolling out key regulatory projects and undertake...
-
Compliance Advisory Officer
4 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to support Compliance...
-
Compliance Advisory Officer
4 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to support Compliance...