Oversight, Support and Change Management Specialist
4 weeks ago
Responsibilities include:
Oversight
Maintain daily over-sight of the Service Provider and ensure deliverables are met in-line with the agreed SLA
Manage simple and complex queries from both internal and external stakeholders
Operational Support
Support new account/product onboarding activity within existing processes and ensure new processes
Review work of Middle Office team to support investment operation workflows including
Change Management/Process Improvement
Participate in projects, system and testing initiatives, and coordinate associated data clean-up efforts.
Create and update policies and procedures on a regular basis; ensure they accurately reflect compliance regulations and system enhancements. Document workflow and systems changes.
Provide training to team members as appropriate on new business processes.
Continually build technical skills and industry knowledge.
People Management
Act as the main escalation point for the Middle Office team including core Middle Office functions as well as Derivatives and Market Opening
Responsible for the Middle Office team associates including management of day to day operations, team meetings and regular 1-2-1s
Drive results and accountability within the EMEA Middle Office team and responsible for continued oversight of Service Provider
At least 5 years relevant operational, product and global markets knowledge within Investment Management
Strong expertise to include Middle Office, Trade Support and/or new market
Ability to work effectively and make sound decisions in a high-pressure environment with strict deadlines
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London, United Kingdom Mayford James Full timeResponsibilities include: Oversight Maintain daily over-sight of the Service Provider and ensure deliverables are met in-line with the agreed SLA Manage simple and complex queries from both internal and external stakeholders Operational Support Support new account/product onboarding activity within existing processes and ensure new processes Review work of...
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CASS Oversight Manager
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London, United Kingdom Robert Walters Full timeLooking for a CASS Oversight Specialist & experienced people leader. Please reach out if: - you have 10+ years working with CASS 6 & 7. - have covered CASS Reporting, Audit, Projects, Analysis of breaks (root cause analysis), and have handled changes in relation to CASS Reporting. - have led teams of 5+ in the past. CASS OVERSIGHT MANAGER PRIMARY...
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Business Change Specialist
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Awm - Regulatory Reporting Change & Oversight
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London, United Kingdom JPMorgan Chase Bank, N.A. Full timeJP Morgan Asset and Wealth Management is a global leader in Asset and Wealth management services. The Asset and Wealth Management line of business serves institutional, ultra-high net worth, high net worth and retail clients through its Global Asset Management and Global Wealth Management businesses. With client assets of $2.4 trillion and assets under...
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Head of Data Oversight
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Assurance and Oversight Manager
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London, United Kingdom Legal and General Full timeCompany Description Humanity is facing fundamental challenges, with the future of our planet hanging in the balance. As the principal investment arm of the Legal & General Group, our aim at Legal & General Capital is to generate long-term shareholder value, while helping build a better society. We seek opportunities to invest in sectors most in need of...
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Coverholder Oversight Manager
4 weeks ago
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eTrading Oversight Manager
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eTrading Oversight Manager
1 week ago
London, Greater London, United Kingdom NatWest Group Full timeJoin us as an eTrading Oversight ManagerThis key role will see you delivering second line of defence oversight (2LOD) of algorithmic and electronic trading activitiesWe'll look to you to provide expertise, insightful analysis and risk opinions to the business and policy standard owners on the identification, assessment and control of relevant risksYou'll...
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eTrading Oversight Manager
2 weeks ago
London, United Kingdom NatWest Group Full timeJoin us as an eTrading Oversight ManagerThis key role will see you delivering second line of defence oversight (2LOD) of algorithmic and electronic trading activitiesWe'll look to you to provide expertise, insightful analysis and risk opinions to the business and policy standard owners on the identification, assessment and control of relevant...
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eTrading Oversight Manager
2 weeks ago
London, United Kingdom NatWest Group Full timeJoin us as an eTrading Oversight Manager This key role will see you delivering second line of defence oversight (2LOD) of algorithmic and electronic trading activities We'll look to you to provide expertise, insightful analysis and risk opinions to the business and policy standard owners on the identification, assessment and control of relevant risks...
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Underwriting Oversight Manager
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London, United Kingdom Munich Re Full timeCompany Great Lakes Insurance SE Location London, United Kingdom The role could be based in London or Munich. Great Lakes Insurance SE (Great Lakes) is the specialty insurance solution provider for the Munich Re Group. Great Lakes offers market access, primary insurance operations and expertise to the Munich Re Group. By running primary...
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Coverholder Oversight Assistant
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Etrading Oversight Analyst
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Competence and Oversight Manager
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London, United Kingdom Quilter Full timeFixed Term Contract Duration - 6 Months What the Hiring Manager says This is an important interim role, working closely with the Head of Competence and Oversight, Advice, and the leadership team within the Private Client Advisor (QPCA) business. and across the Wealth Management Division. You will be analytical, considered and action orientated in your...
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Transaction Screening Oversight
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Senior Client Content Oversight Specialist
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London, Greater London, United Kingdom Intercontinental Exchange, Inc. Full timeJob Purpose Intercontinental Exchange Inc. (ICE) is looking for a Senior Client Content Oversight Specialist to join our London based team. ICE is a leading global financial information services provider with an established track record of providing mission-critical, high quality financial information and value-added services, including real-time data,...
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Junior Risk and Oversight
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Assurance and Oversight Manager
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London, Greater London, United Kingdom LegalAndGeneral Full timeJob DescriptionWe're looking for an Assurance and Oversight Manager to join Legal & General Capital (LGC) in LondonYou'll play a key role in ensuring that LGC's processes remain fit for purpose, policy compliance is maintained and third parties meet LGC's expectations. You'll also be responsible for maintaining a robust 1st line assurance function that...
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Risk Oversight Manager
7 days ago
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