Regulatory Transformation

3 weeks ago


London, United Kingdom MW Recruitment Full time

Overview

  • Contribute to identifying in-scope emerging regulatory changes applicable to capital markets.
  • Streamline management reporting to provide a comprehensive summary of RT’s Europe region change portfolio
  • Lead business impact and gap analysis between current operating models and new regulatory requirements
  • Identifies and facilitates detailed client and Front Office processes’ impacts: client flows and outreach requirements, FO communications, FO product, trade surveillance and business conduct
  • Collaborate with various stakeholders to drive regulatory advocacy and thought leadership efforts locally and on a cross-jurisdictional basis
  • Provide regulatory change subject matter expertise on business change initiatives and remediation where required
  • Drive the creation of Capital Markets Regulatory Target Operating Model including core business and technology capabilities, roles and responsibilities
  • Drive digital and data regulatory solutions and interpretation with a focus on automated controls, data quality and eliminating manual and inconsistent processes around regulatory workflows, and internal business processes 
  • Provides leadership, training, coaching, and guidance to team members and impacted stakeholders

Experience Required

A university degree

5 years’ demonstrated work experience within business change solutions and/or regulatory change initiatives within a Legal, Compliance, Banking, Asset Management or Fintech environment

A strong knowledge of Capital Markets financial instruments, including, but not limited to derivative products to cash products

Understanding of the financial product lifecycle: origination, primary market, secondary market and the associated business activities such as settlement, risk management, operations & accounting

Strong understanding of UK and EU securities and derivatives regulatory frameworks including, for example, EMIR, MiFID, SFTR and other EU legislation, UK specific deviations from these rules and emerging new UK rules,

Understanding of market, credit, and operational risk frameworks

Strong understanding of electronic trading platforms and ecosystem: algorithmic trading, market making, high-frequency trading.



  • London, United Kingdom McCann & Braham Full time

    Job Description Our client, a global trading house has a strong commitment to integrity, sustainability, and responsible business practices. They are seeking a Financial Crime Transformation / Change Management specialist for a 12 month contract in London. The Financial Crime Transformation and Change Management Specialist will be a key member of the...

  • Business Analyst

    4 weeks ago


    London, United Kingdom Sanderson Full time

    **Business Analyst - Financial Risk - Transformation** **Business Analyst - Financial Risk - Transformation** **£650-700/day (Umbrella only)** **1 day a week on site** **6 months initial (Likely extensions)** A major financial services company is looking for a business analyst to join their financial risk transformation team in order to support...


  • London, United Kingdom Citi Full time

    The Risk organization's Chief Administrative Officer (CAO) is looking for a **Risk Transformation Lead** to manage the successful execution of commitments in the CAO and Global Risk Review Citi Transformation program. The role will work closely with Citi’s Chief Admin Officer, Head of Global Risk Review, the various Transformation Program Directors, CAO...


  • London, United Kingdom Citi Full time

    The role forms part of Citi ICG Operations leadership team and is responsible for the management and oversight of all the ICG Operations functions supporting Global Markets as well as the Regulatory (Reg) reporting team, performing trade and transaction reporting. This role is being created as a result of consolidating two existing functions to ensure more...


  • London, United Kingdom Gresham Hunt Full time

    Regulatory Reporting Manager London/ Hybrid £85,000 + Bonus + Benefits Gresham Hunt are pleased to be partnered with an impressive start up supporting them in theirsearch for a Regulatory Reporting Managerto join theirdynamic team. This is a hybrid role based out of the London Head office working as part of a collaborative and outgoing team. As a...


  • London, United Kingdom REGnosys Full time

    Regulatory Project Management Specialist We are looking for a project manager who specialises in financial regulatory project to lead the cross-industry's Digital Regulatory Reporting initiative. We are building the future of data and reporting for financial markets, and we are taking all industry stakeholders with us. We have secured some high-profile...


  • City of London, Greater London, United Kingdom Red 10 Full time

    Programme Manager / Insurance / Regulatory / Compliance / Business Separation KEY SKILLS: Strong regulatory / compliance expertise within the insurance industry, ideally with some exposure with Prudential Regulatory Authority (PRA) Experience of business separation THE CANDIDATE: T he successful candidate will have a strong background delivering large,...


  • London, United Kingdom Eximius Finance Full time

    Role Profile   You will be a key ambassador for the regulatory reporting team, helping to drive the transformation of the function and developing standards of excellence and efficiency. This principal duty of this role is to support the ongoing compliance of the bank with its external regulatory reporting requirements and internal regulatory capital and...


  • London, United Kingdom Eximius Finance Full time

    Role Profile   You will be a key ambassador for the regulatory reporting team, helping to drive the transformation of the function and developing standards of excellence and efficiency. This principal duty of this role is to support the ongoing compliance of the bank with its external regulatory reporting requirements and internal regulatory capital and...


  • South West London, United Kingdom Harrington Recruitment Ltd Full time

    **The Role** The Regulatory Affairs Specialist will report to the Commercial Director. This is expected to be a hybrid role, 3 days per week working from home and 2 days based South-West London. The person should be located a commutable distance to the office.. Working together with colleagues in Germany, the Regulatory Affairs Specialist will be required...


  • London, United Kingdom Edenbrook Full time

    Job Description We are currently working with a World’s leading Insurance & Reinsurance company to recruit a Finance Transformation Analyst. The successful individual will play a vital role in transforming the Finance function, encompassing Financial Operations, Accounting, and Regulatory Reporting. You will work closely with Finance teams to identify...


  • London, Greater London, United Kingdom Edenbrook Full time

    We are currently working with a World's leading Insurance & Reinsurance company to recruit a Finance Transformation Analyst. The successful individual will play a vital role in transforming the Finance function, encompassing Financial Operations, Accounting, and Regulatory Reporting. You will work closely with Finance teams to identify areas of improvement,...


  • City of London, Greater London, United Kingdom Adecco UK LTD Full time

    Contract - Onsite in Canary Wharf 3 days pw Contract Length: 6 months initially Our client, a leading financial institution, is seeking a skilled Data Analyst to join their Institutional Credit Management (ICM) team. As part of the First Line of Defence for wholesale lending and counterparty credit risk, our client plays a vital role in ensuring...


  • London, United Kingdom Edenbrook Full time

    We are currently working with a World’s leading Insurance & Reinsurance company to recruit a Finance Transformation Analyst. The successful individual will play a vital role in transforming the Finance function, encompassing Financial Operations, Accounting, and Regulatory Reporting. Check all associated application documentation thoroughly before clicking...


  • London, United Kingdom Edenbrook Full time

    We are currently working with a World’s leading Insurance & Reinsurance company to recruit a Finance Transformation Analyst. The successful individual will play a vital role in transforming the Finance function, encompassing Financial Operations, Accounting, and Regulatory Reporting. You will work closely with Finance teams to identify areas of...


  • London, United Kingdom Edenbrook Full time

    We are currently working with a World’s leading Insurance & Reinsurance company to recruit a Finance Transformation Analyst. The successful individual will play a vital role in transforming the Finance function, encompassing Financial Operations, Accounting, and Regulatory Reporting. You will work closely with Finance teams to identify areas of...


  • London, United Kingdom KPMG UK Full time

    Job Title/Req Number: Procurement Transformation Lead / Training Facilitator Base Location: London, Manchester or Bristol plus network of 20 offices nationally: The KPMG Infrastructure, Government and Healthcare – Procurement Operational Transformation practice (IGH-POT) function is a cornerstone of our business. KPMG is one of the world's largest...


  • London, United Kingdom KPMG UK Full time

    Job Title/Req Number: Procurement Transformation Lead / Training Facilitator Base Location: London, Manchester or Bristol plus network of 20 offices nationally: The KPMG Infrastructure, Government and Healthcare – Procurement Operational Transformation practice (IGH-POT) function is a cornerstone of our business. KPMG is one of the world's largest...


  • London, United Kingdom M&G plc Full time

    At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve...


  • London, United Kingdom AstraZeneca Full time

    **Regulatory Affairs Specialist** **Location: Pancras Square** **Competitive Salary & Benefits** **Advert Closing Date: 24/02/23** AstraZeneca is a global, science-led, patient-focused biopharmaceutical company that focuses on the discovery, development, and commercialisation of prescription medicines for some of the world’s most serious diseases. But...