Compliance & Risk Advisor
1 month ago
This is an excellent opportunity for a compliance professional with a broad range of skills to take on an advisory position at a national law firm's office in Southampton, UK. As an advisor, you will be responsible for assessing and managing various risks, as well as guiding the firm on actions that need to be taken. A significant part of your role will focus on regulatory compliance, where you will work closely with the Director of Risk & Compliance as a trusted advisor, assessing any changes and ensuring that the firm is fully compliant with all relevant regulations.
Job Responsibilities:
- Be a primary reference point on compliance and related risk queries including on the Codes of Conduct (including client care, conflicts, confidentiality and information barriers), financial crime (particularly anti-bribery, and AML including sanctions and high-risk third country due diligence), limiting liability, supervision, audit and file review.
- Responsible for the maintenance of the firm's regulatory breach register and advising on responses and remedial actions following any breaches.
- Assisting with implementing and the effective operation of business acceptance/file-opening systems including electronic PEP and sanctions searches.
- Drafting, amending, implementing and ensuring consistent adherence to the firm's risk and compliance policies and procedures.
- Taking a lead role in conducting internal file and supervisory audits, including reporting and any follow-up.
Key Experience:
- Experience dealing with SRA regulation is essential.
- England and Wales solicitor qualification is beneficial.
For a confidential chat about this or other roles we are handling, please contact Solomon Cairns.
Please note that where a level of preferred experience or qualification is indicated, this is a guideline only and does not preclude applications from candidates with more or less experience.Jameson Legal acts as an employment business for temporary recruitment and as an employment agency for fixed term contract and permanent recruitment.
-
Compliance & Risk Advisor - Southampton
1 month ago
Southampton, United Kingdom Jameson Legal Full timeThis is an excellent opportunity for a compliance professional with a broad range of skills to take on an advisory position at a national law firm’s office in Southampton, UK. As an advisor, you will be responsible for assessing and managing various risks, as well as guiding the firm on actions that need to be taken. A significant part of your role will...
-
Senior Risk
1 month ago
Southampton, United Kingdom Chadwick Nott Full timeRisk and Compliance Lawyer A leading law firm is looking for a Risk & Compliance Senior Associate Lawyer based in their Southampton office, on a hybrid basis. The successful candidate will be carrying out a range of data protection work in a commercial environment , assisting in the delivery of the firm's data strategy. The focus on risk...
-
Governance, Risk, Compliance Specialist
1 month ago
Southampton, United Kingdom Premier Foods Full timeIT Governance, Risk and Compliance Specialist Based Winchester / Hybrid Permanent We are looking for an IT Governance, Risk and Compliance Specialist to join our team. As our next IT Governance, Risk & Compliance Specialist, you'll be driving the evaluation, monitoring and enhancement of our IT controls to ensure security and compliance. You...
-
Governance, Risk, Compliance Specialist
1 month ago
Southampton, United Kingdom Premier Foods Full timeIT Governance, Risk and Compliance Specialist Based Winchester / Hybrid Permanent We are looking for an IT Governance, Risk and Compliance Specialist to join our team. As our next IT Governance, Risk & Compliance Specialist, you'll be driving the evaluation, monitoring and enhancement of our IT controls to ensure security and...
-
Assistant Manager, Risk Assurance
1 month ago
Southampton, United Kingdom Broadgate Full timeAssistant Manager, Risk Assurance & Compliance Southampton (Hybrid) Salary: £50-60k In a role that intersects across Compliance, Risk and Financial Crime, this is an opportunity for tremendous exposure amongst the most Senior individuals (Director of Compliance, MLRO) in the implementation of Risk Assurance activities. Includes... Driving the...
-
Assistant Manager, Risk Assurance
3 weeks ago
Southampton, United Kingdom Broadgate Full timeIn a role that intersects across Compliance, Risk and Financial Crime, this is an opportunity for tremendous exposure amongst the most Senior individuals (Director of Compliance, MLRO) in the implementation of Risk Assurance activities. Includes... Driving the development and continual evolution of the Risk monitoring and testing programme Making...
-
Risk and Compliance Associate
7 days ago
Southampton, United Kingdom Hays Full timeYour new company Skills, Experience, Qualifications, If you have the right match for this opportunity, then make sure to apply today.A reputable legal firm committed to providing exceptional legal services to their clients. The team values integrity, diligence, and excellence. As they continue to grow, we seek a skilled Compliance and Risk Associate to join...
-
Risk and Compliance Associate
6 days ago
Southampton, United Kingdom Hays Full timeYour new company A reputable legal firm committed to providing exceptional legal services to their clients. The team values integrity, diligence, and excellence. As they continue to grow, we seek a skilled Compliance and Risk Associate to join their dynamic team. Your new role Collaborate with legal professionals to ensure compliance with regulatory...
-
Risk and Compliance Associate
1 week ago
Southampton, United Kingdom Hays Full timeYour new company A reputable legal firm committed to providing exceptional legal services to their clients. The team values integrity, diligence, and excellence. As they continue to grow, we seek a skilled Compliance and Risk Associate to join their dynamic team.Your new roleCollaborate with legal professionals to ensure compliance with regulatory...
-
Compliance and Risk Officer
1 month ago
Southampton, United Kingdom Age Concern Hampshire Full timeWho we are Age Concern Hampshire provides a number of high-quality services that support older people in Hampshire. These include the provision of Day Care Centres, assisting NHS patients with Hospital to Home Services, provision of Information Services and the recently launched Help in the Home Service. We have around 100 employees and 60 volunteers with a...
-
Risk and Compliance Associate
1 week ago
Southampton, United Kingdom Hays Full timeYour new company A reputable legal firm committed to providing exceptional legal services to their clients. The team values integrity, diligence, and excellence. As they continue to grow, we seek a skilled Compliance and Risk Associate to join their dynamic team.Your new roleCollaborate with legal professionals to ensure compliance with regulatory...
-
Risk and Compliance Associate
1 week ago
Southampton, United Kingdom Hays Full timeYour new company Skills, Experience, Qualifications, If you have the right match for this opportunity, then make sure to apply today. A reputable legal firm committed to providing exceptional legal services to their clients. The team values integrity, diligence, and excellence. As they continue to grow, we seek a skilled Compliance and Risk Associate to...
-
Risk and Compliance Associate
1 week ago
Southampton, United Kingdom Hays Full timeYour new company Skills, Experience, Qualifications, If you have the right match for this opportunity, then make sure to apply today.A reputable legal firm committed to providing exceptional legal services to their clients. The team values integrity, diligence, and excellence. As they continue to grow, we seek a skilled Compliance and Risk Associate to join...
-
Head of Compliance
1 month ago
Southampton, United Kingdom Humanity Full timeCompany Description Jobs for Humanity is dedicated to building an inclusive and just employment ecosystem. Therefore, we have dedicated this job posting to individuals coming from the following communities: Refugee, Neurodivergent, Single Parent, Blind or Low Vision, Ethnic Minority, and the Previously Incarcerated. If you identify with any of the following...
-
IT Compliance Lead
4 weeks ago
Southampton, United Kingdom Kingfisher Full timeOverview: We’re Kingfisher, A team made up of over 82,000 passionate people who bring Kingfisher - and all our other brands: B&Q, Screwfix, Brico Depot, Castorama and Koctas - to life. That’s right, we’re big, but we have ambitions to become even bigger and even better. We want to become the leading home improvement company and grow the largest...
-
Commissioning Advisor
1 day ago
Southampton, United Kingdom Trant Full timeCOMMISSIONING ADVISOR SOUTHAMPTON We are seeking to recruit a Commissioning Advisor, ideally with a background in water or waste water, to join our team in Southampton. This is an office-based role, working closely with the design team and site teams and as part of a multi-disciplined team. The Commissioning Engineer will be focussed on the...
-
HR Advisor
1 month ago
Southampton, United Kingdom Essential Employment Full time**HR Advisor needed in Southampton Paying £18.06 per hr ref 5244177** **Full time hours on a temporary basis** - This will preferably include: - public sector working experience - supporting managers with transformation and restructures - supporting and advising on high risk casework - experience with Trade Unions Essential Employment is acting as an...
-
Water Quality Advisor
1 day ago
Southampton, United Kingdom Trant Engineering Limited Full timeWe are seeking to recruit a Commissioning Advisor, ideally with a background in water or waste water, to join our team in Southampton. This is an office-based role, working closely with the design team and site teams and as part of a multi-disciplined team. The Commissioning Engineer will be focussed on the provision of commissioning expertise on a variety...
-
Southampton, United Kingdom OneDome Full timeCMME is an established, directly authorized mortgage brokerage firm based in Hampshire. We have been trading successfully since 2004 and are one of the largest mortgage brokerages in the UK. OneDome Group owns two property listing websites; As a Mortgage Advisor you will liase with clients and lenders for a variety of markets and require a good level of...
-
Customer Service Advisor
1 month ago
Southampton, United Kingdom Pertemps Network Group Full time**Customer Service Advisor**: - 012103676**£25,000 Per Annum** - Full Time**Permanent** **Southampton, Hampshire** **Customer Service And Call Centre** **Job Description**: - Customer Service Advisor - £25,000p/a - Southampton - 40 per week, split over shifts covering evenings and weekends. - The role of the Customer Sales Advisor is to ensure...