CASS Oversight Analyst

1 month ago

Bristol, United Kingdom FNZ Group Full time

Role Description

To provide specialist support and advice on CASS matters within FNZ and contribute to the achievement of business objectives by assisting senior management and employees in understanding the key requirements of CASS.


Specific Role Responsibilities


CASS Oversight

  • Providing CASS consultancy to stakeholders across the business.
  • Challenging the business on CASS management policies and procedures.
  • Working with the Head of CASS Oversight to ensure a strong CASS control environment across the business.
  • Developing, with the Head of CASS Oversight daily/weekly CASS MI to alert senior management to CASS issues in a timely manner.
  • Reviewing and developing CASS control framework and FRC CASS controls matrix
  • Providing CASS technical input into new business initiatives/ propositions including new business risk assessments and on-boarding sign-offs.
  • Representation of FNZ within client CASS forums and committees
  • Ensuring that the CASS policies and procedures remain in line with FNZ’s regulatory activities in relation to CASS.
  • Reviewing Risk events for potential CASS impact and working with the Head of CASS Oversight to ensure their mitigation.
  • Working with management within the business to facilitate their understanding of CASS regulatory developments that may impact FNZ and ensuring that they are embedded into processes and controls.
  • Assisting in the development and delivery of a suite of CASS training for a range of employees and senior management.
  • Providing CASS technical input and challenge at the CASS Committee.


Managing Relationships

  • Providing support and challenge to key business stakeholders in implementing FNZ CASS management reporting including developing a suite of relevant key risk indicators and responding to regulatory or internal change.
  • Working with external and internal auditors during their CASS audits.
  • Working closely with the Risk function to ensure CASS risk is adequately captured within the Global Risk & Control Framework.


Managing Process and Administration

  • Advising and providing guidance to senior management and employees on CASS regulatory issues and their impact on product/service development and proposition developments.
  • Evaluating the CASS regulatory risk exposure relating to new business activities.


Team working

  • Sharing ideas to enhance cross-team learning and business development.
  • Building and maintaining relationships with internal and external parties.
  • Supporting the team’s efforts to succeed.
  • Balance team and individual responsibilities.
  • Exhibit objectivity and openness to others' views.


Maintaining operational and company standards

  • Supporting the organisation’s goals and values.
  • Encouraging and driving quality and continuous improvement of processes used across the business.
  • Ensuring CASS practices are compliant with regulatory bodies’ expectations.


Personal Effectiveness

  • Managing time effectively, personally and on behalf of others.
  • Ability to prioritise and re prioritise work and manage service delivery targets within tight constraints.
  • Taking ownership for workload and is proactive in approach.
  • Strong communication skills, using appropriate language and style of communication that is relevant to the situation and circumstances to influence.
  • Demonstrating sufficient self-awareness to identify personal strengths and areas for development.
  • Ability to analyse and problem solve.
  • Calm, reasonable and professional manner.
  • Ability to work under pressure.
  • Flexible to change, eager to improve and develop new skills


This role is in scope for activities which have a direct impact on CASS processing which takes place within FNZ for FNZ and/or FNZ’s clients. This role has a requirement to remain up to date with CASS developments and changes as communicated with FNZ


Experience required

  • Excellent communication, relationship management and influencing skills.
  • Ability to build and maintain effective internal and external relationships.
  • Ability to analyse, present and report complex regulatory information to senior stakeholders in a clear and concise manner.

  • CASS Oversight Analyst

    2 weeks ago

    Bristol, United Kingdom FNZ Group Full time

    Role DescriptionTo provide specialist support and advice on CASS matters within FNZ and contribute to the achievement of business objectives by assisting senior management and employees in understanding the key requirements of CASS.Specific Role ResponsibilitiesCASS OversightProviding CASS consultancy to stakeholders across the business.Challenging the...

  • CASS Oversight Analyst

    2 weeks ago

    Bristol,, South West England, United Kingdom FNZ Group Full time

    Role DescriptionTo provide specialist support and advice on CASS matters within FNZ and contribute to the achievement of business objectives by assisting senior management and employees in understanding the key requirements of CASS.Specific Role ResponsibilitiesCASS OversightProviding CASS consultancy to stakeholders across the business.Challenging the...

  • CASS Oversight Analyst

    5 days ago

    Bristol, United Kingdom FNZ Group Full time

    Role Description To provide specialist support and advice on CASS matters within FNZ and contribute to the achievement of business objectives by assisting senior management and employees in understanding the key requirements of CASS. Specific Role Responsibilities CASS Oversight Providing CASS consultancy to stakeholders across the business. ...

  • CASS Oversight Analyst

    2 weeks ago

    Bristol, United Kingdom FNZ Group Full time

    Role Description To provide specialist support and advice on CASS matters within FNZ and contribute to the achievement of business objectives by assisting senior management and employees in understanding the key requirements of CASS. Specific Role Responsibilities CASS Oversight Providing CASS consultancy to stakeholders across the business. ...

  • CASS Oversight Analyst

    2 weeks ago

    Greater Bristol Area, United Kingdom FNZ Group Full time

    Role DescriptionTo provide specialist support and advice on CASS matters within FNZ and contribute to the achievement of business objectives by assisting senior management and employees in understanding the key requirements of CASS.Specific Role ResponsibilitiesCASS OversightProviding CASS consultancy to stakeholders across the business.Challenging the...

  • CASS Oversight Analyst

    2 weeks ago

    Greater Bristol Area, United Kingdom FNZ Group Full time

    Role DescriptionTo provide specialist support and advice on CASS matters within FNZ and contribute to the achievement of business objectives by assisting senior management and employees in understanding the key requirements of CASS.Specific Role ResponsibilitiesCASS OversightProviding CASS consultancy to stakeholders across the business.Challenging the...

  • CASS Oversight Analyst

    4 days ago

    Greater Bristol Area, United Kingdom FNZ Group Full time

    Role Description To provide specialist support and advice on CASS matters within FNZ and contribute to the achievement of business objectives by assisting senior management and employees in understanding the key requirements of CASS. Specific Role Responsibilities CASS Oversight Providing CASS consultancy to stakeholders across the business. Challenging...

  • Interim Cass Officer

    1 week ago

    Bristol, United Kingdom Robert Half Full time

    Robert Half is recruiting for an interim Cass Officer to join a startup payments/fx business for one day a week.**** This role is outside IR35****ROLE: Cass Officer (Payments/FX start up)LENGTH: 1 day per week for 3 months (Temp to Perm Role)LOCATION: UK Based - RemotePAY: Outside IR35 - up to £500 per dayKey responsibilitiesDesigning, developing and...

  • CASS Reconciliations Analyst

    2 weeks ago

    Bristol (City Centre), United Kingdom FNZ Group Full time

    Role DescriptionTo undertake CASS reconciliations & controls, providing oversight and governance of CASS matters within the FNZ CASS Office and contribute to the achievement of business objectives by assisting senior management in delivering CASS Compliant duties in accordance with the FNZ CASS and key business policies & Process/procedures.The purpose of...

  • Cass Operations Associate

    3 months ago

    Bristol, United Kingdom Pertemps Network Group Full time

    **CASS Operations Associate**: - 043313351**£23,000 - £26,000 Per Annum** - Full Time**Permanent** **Bristol, Bristol** **Administration** **Job Description**: - Position: CASS Operations Associate - Our client - An award-winning investment solutions platform, our client aids ambitious financial advice firms in creating their own investment...

  • Analyst - Policy and Projects

    5 days ago

    Bristol, United Kingdom FNZ Group Full time

    Role Description To provide specialist support and advice on CASS matters within FNZ and contribute to the achievement of business objectives by assisting senior management and employees in understanding the key requirements of CASS. Specific Role Responsibilities CASS Oversight Providing CASS consultancy to stakeholders across the business. ...

  • Analyst - Policy and Projects

    2 weeks ago

    Bristol, United Kingdom FNZ Group Full time

    Role Description To provide specialist support and advice on CASS matters within FNZ and contribute to the achievement of business objectives by assisting senior management and employees in understanding the key requirements of CASS. Specific Role Responsibilities CASS Oversight Providing CASS consultancy to stakeholders across the business. ...

  • Analyst, Asset Reconciliation

    5 days ago

    Bristol, United Kingdom FNZ Group Full time

    FNZ provides an opportunity to gain unparalleled experience working for an organization with a unique combination of both retail technology and financial services at one of the fastest and most successful companies in the global FinTech sector. Working within the FNZ Internal Client Money Reconciliations team you will be responsible for reconciling the...

  • Internal Client Money Reconciliations Analyst

    5 days ago

    Bristol, United Kingdom FNZ Group Full time

    Role Description FNZ provides an opportunity to gain unparalleled experience working for an organization with a unique combination of both retail technology and financial services at one of the fastest and most successful companies in the global FinTech sector. Working within the FNZ Internal Client Money Reconciliations team you will be responsible for...

  • Internal Client Money Reconciliations Analyst

    1 month ago

    Bristol, United Kingdom FNZ Group Full time

    Role DescriptionFNZ provides an opportunity to gain unparalleled experience working for an organization with a unique combination of both retail technology and financial services at one of the fastest and most successful companies in the global FinTech sector.Working within the FNZ Internal Client Money Reconciliations team you will be responsible for...

  • Internal Client Money Reconciliations Analyst

    2 weeks ago

    Greater Bristol Area, United Kingdom FNZ Group Full time

    Role DescriptionFNZ provides an opportunity to gain unparalleled experience working for an organization with a unique combination of both retail technology and financial services at one of the fastest and most successful companies in the global FinTech sector.Working within the FNZ Internal Client Money Reconciliations team you will be responsible for...

  • IT Solutions Analyst

    3 weeks ago

    Bristol, Bristol, United Kingdom WeDoData Full time

    Position OverviewWeDoData is collaborating with a reputable educational institution seeking an IT Solutions Analyst.This is a full-time, permanent position primarily based in the office, with the flexibility of one day working from home each week.As part of a dedicated team, you will play a crucial role in server management, as well as the design, project...

  • IT Solutions Analyst

    3 weeks ago

    Bristol, Bristol, United Kingdom WeDoData Full time

    Position OverviewWeDoData is collaborating with a reputable educational institution seeking an IT Solutions Analyst.This is a full-time, permanent position primarily based in the office, with the flexibility of one day working from home each week.As part of a dedicated team, you will play a crucial role in server management, as well as the design, project...

  • Group Assistant Accountant

    2 months ago

    Bristol , Bristol, South West England, United Kingdom Marks Sattin Full time

    Marks Sattin are partnering with a reputable manufacturing organisation in Bristol to recruit a Group Assistant Accountant on a permanent contract. This role will be office based, so applicants must be within a commutable distance from Bristol. Paying between 38-40k.This is to support the Group FC, supporting the Group Finance Analyst and Compliance Officer...

  • Risk & Governance Security Analyst

    4 weeks ago

    Bristol, United Kingdom Aviva Full time

    Risk & Governance Security Analyst – Salary circa £40,000 Are you a strong communicator, passionate about all things risk and governance? Do you have experience of monitoring risks, controls and issues management for your area and supporting teams with risk and governance related queries? If yes, then we would love to hear from you! If you care about...