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Senior Compliance Advisory Manager
1 month ago
RESPONSIBILITIES
- Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law
- Support the Head of Compliance with FCA and PRA engagement
- Review communications and oversee reporting
- Assist with establishing and implementing compliance frameworks
- Reporting on compliance risk management
- Owning and collaborating with functional teams on the implementation of regulatory and business change
- Monitor the regulatory horizon for impacts on all aspects of the bank’s business.
EXPERIENCE
- 10+ years in a compliance advisory role with some leadership experience
- Strong ability to execute and drive the compliance function
- Knowledge with payments regulations essential
- Strong knowledge of PRA/FCA requirements including consumer duty and conduct
- Private or retail banking exposure
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Compliance Advisory Officer
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London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Find out if this opportunity is a good fit by reading all of the information that follows below.Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...
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Compliance Advisory Officer
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London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...
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Compliance Advisory Officer
1 month ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units...
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Compliance Advisory Officer
1 month ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...
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Compliance Advisory Officer
1 month ago
London, United Kingdom Compliance Professionals Full timeJob DescriptionTHE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to...
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London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to support Compliance...
-
Compliance Advisory Officer
2 months ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to support Compliance...
-
Compliance Advisory Officer
2 months ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to support Compliance...
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Compliance Advisory
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Compliance Advisory
2 days ago
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