Compliance Consultant

Financial Services | Compliance ConsultantnLocation:LiverpoolnSalary/Package:Up to£40,000 (depending on experience), annual bonus, 25 days’ annual leave, pension (6% employer/3% employee), PMI, study support, income protectionYOUR NEW COMPANYnOur client is a leading North West-based financial wellbeing and retirement specialist, working with hundreds of...

Financial Services | Compliance ConsultantRead on to find out what you will need to succeed in this position, including skills, qualifications, and experience.Location:LiverpoolSalary/Package:Up to£40,000 (depending on experience), annual bonus, 25 days’ annual leave, pension (6% employer/3% employee), PMI, study support, income protectionYOUR NEW...

Compliance Consultant Location: Liverpool/office-based position with flexible hours Salary/Package: Up to £40,000 (depending on experience), annual bonus, 25 days’ annual leave, pension (6% employer/3% employee), PMI, study support, income protection YOUR NEW COMPANY Our client is a leading North West-based financial wellbeing and retirement specialist,...

**My client is a market leading Financial Services organisation** **Role** **Skills & Experience** - An ability to work independently and on their own initiative to complete tasks is essential, as is working to deadlines with proven time management skills. - It is also important that they can respond quickly to changing demands and prioritise...

Compliance Consultant at a Leading Financial Wellbeing and Retirement Specialist in Liverpool Location: Liverpool (office-based with flexible working hours) Salary: Up to £40,000 (depending on experience), plus annual bonus, 25 days of annual leave, employer contribution of 6% to pension, employee contribution of 3% to pension, private medical insurance,...

Financial Services | Compliance Consultant Location: Liverpool Salary/Package: Up to £40,000 (depending on experience), annual bonus, 25 days’ annual leave, pension (6% employer/3% employee), PMI, study support, income protection YOUR NEW COMPANY Our client is a leading North West-based financial wellbeing and retirement specialist, working with...

Financial Services | Compliance ConsultantLocation: LiverpoolSalary/Package: Up to £40,000 (depending on experience), annual bonus, 25 days’ annual leave, pension (6% employer/3% employee), PMI, study support, income protectionYOUR NEW COMPANYOur client is a leading North West-based financial wellbeing and retirement specialist, working with hundreds of...

Financial Services | Compliance ConsultantLocation: LiverpoolSalary/Package: Up to £40,000 (depending on experience), annual bonus, 25 days’ annual leave, pension (6% employer/3% employee), PMI, study support, income protectionYOUR NEW COMPANYOur client is a leading North West-based financial wellbeing and retirement specialist, working with hundreds of...

Financial Services | Compliance Consultant Location: Liverpool Salary/Package: Up to £40,000 (depending on experience), annual bonus, 25 days’ annual leave, pension (6% employer/3% employee), PMI, study support, income protection YOUR NEW COMPANY Our client is a leading North West-based financial wellbeing and retirement specialist, working with...

Financial Services | Compliance ConsultantLocation: LiverpoolSalary/Package: Up to £40,000 (depending on experience), annual bonus, 25 days’ annual leave, pension (6% employer/3% employee), PMI, study support, income protectionYOUR NEW COMPANYOur client is a leading North West-based financial wellbeing and retirement specialist, working with hundreds of...

Financial Services | Compliance Consultant Location: Liverpool Salary/Package: Up to £40,000 (depending on experience), annual bonus, 25 days’ annual leave, pension (6% employer/3% employee), PMI, study support, income protection YOUR NEW COMPANY Our client is a leading North West-based financial wellbeing and retirement specialist, working with...

Financial Services | Compliance ConsultantLocation: LiverpoolSalary/Package: Up to £40,000 (depending on experience), annual bonus, 25 days’ annual leave, pension (6% employer/3% employee), PMI, study support, income protectionYOUR NEW COMPANYOur client is a leading North West-based financial wellbeing and retirement specialist, working with hundreds of...

Financial Services | Compliance Consultant Location: Liverpool Salary/Package: Up to £40,000 (depending on experience), annual bonus, 25 days’ annual leave, pension (6% employer/3% employee), PMI, study support, income protection YOUR NEW COMPANY Our client is a leading North West-based financial wellbeing and retirement specialist, working with...

Financial Services | Compliance ConsultantLocation: LiverpoolSalary/Package: Up to £40,000 (depending on experience), annual bonus, 25 days’ annual leave, pension (6% employer/3% employee), PMI, study support, income protectionYOUR NEW COMPANYOur client is a leading North West-based financial wellbeing and retirement specialist, working with hundreds of...

Our client A Liverpool based financial advice / wealth management firm. The Role The Compliance Consultant role is to ensure the business is acting professionally and in accordance with regulation and internal procedures. As a Compliance Consultant, you are responsible for carrying out monitoring of compliance with internal procedures, dealing with...

Our client A Liverpool based financial advice / wealth management firm. The Role The Compliance Consultant role is to ensure the business is acting professionally and in accordance with regulation and internal procedures. As a Compliance Consultant, you are responsible for carrying out monitoring of compliance with internal procedures, dealing with...

**The role will involve ensuring the business is in line with UK FCA regulations and would suit someone with paraplanning experience, as you will be working closely with financial planners, ensuring all aspects of compliance is adhered to.** **Company benefits**: - Study support for relevant qualifications - Modern city centre offices - A friendly and...

Our client is a wealth management business who have enjoyed a period of sustained growth and continue to have a unique and successful business model. This growth has included an increase in Financial Adviser population, and they now require a further compliance consultant in support. The compliance consultant will support their advice function with duties...

Financial Services | Compliance ConsultantLocation: LiverpoolSalary/Package: Up to £40,000 (depending on experience), annual bonus, 25 days’ annual leave, pension (6% employer/3% employee), PMI, study support, income protectionYOUR NEW COMPANYOur client is a leading North West-based financial wellbeing and retirement specialist, working with hundreds of...

Complete scheduled monitoring reviews in a timely manner.Identify and investigate issues and/or trends which may adversely affect the businesses’ ability to comply with applicable legislation and/or regulations.Produce compliance monitoring review reports for Senior Management.Follow-up activities to ensure effective remediation of issues identified from...