Compliance Consultant

1 week ago


Liverpool, Liverpool, United Kingdom Resource Matters Ltd Full time

Our client

A Liverpool based financial advice / wealth management firm. The Role The Compliance Consultant role is to ensure the business is acting professionally and in accordance with regulation and internal procedures. As a Compliance Consultant, you are responsible for carrying out monitoring of compliance with internal procedures, dealing with complaints and breaches, investigating root cause, ensuring business areas update procedures to mitigate risks and liaising with clients and third parties such as the Financial Ombudsman Service (FOS). You are also responsible for Financial Conduct Authority (FCA) reporting, assessing the initial and ongoing fitness & probity of individuals who are due to carry out a regulated role in the business, as well as assisting the Compliance Manager with any other ad-hoc projects that arise, including horizon scanning. The Ideal candidate
  • Experience in the Financial Service industry.
  • Experience in conducting internal monitoring or internal audit Complaints handling experience.
  • Ideally in a financially regulated business) Knowledge of AML procedures and processes
The Rewards
  • A competitive salary depending on experience.
  • Employee benefits package
  • Modern working environment in Liverpool with a range of benefits
  • A progressive financial services organisation encouraging career development.
#J-18808-Ljbffr

  • Liverpool, Liverpool, United Kingdom Vision-FS Recruitment Full time

    Compliance Consultant at a Leading Financial Wellbeing and Retirement Specialist in Liverpool Location: Liverpool (office-based with flexible working hours) Salary: Up to £40,000 (depending on experience), plus annual bonus, 25 days of annual leave, employer contribution of 6% to pension, employee contribution of 3% to pension, private medical insurance,...


  • Liverpool, Liverpool, United Kingdom Resource Matters Ltd Full time

    Our client is a wealth management business who have enjoyed a period of sustained growth and continue to have a unique and successful business model. This growth has included an increase in Financial Adviser population, and they now require a further compliance consultant in support. The compliance consultant will support their advice function with duties...


  • Liverpool, Liverpool, United Kingdom The Green Recruitment Company Full time

    Senior Decarbonisation Consultant Hybrid - Multiple UK wide offices (London preference) The Green Recruitment Company are delighted to be partnered with a leading multinational consultancy specialised in providing technical engineering and sustainability solutions to the manufacturing, infrastructure and built environment sectors. Deliver and provide...


  • Liverpool, Liverpool, United Kingdom Beech Group Full time

    Company DescriptionBeech Group is a leading multi-disciplinary company with a rich heritage in the sector. Founded in 1963 and based in Wirral, North West England, we offer a wide range of specialist services including demolition, asbestos removal, scaffolding and survey, CDM /PC consulting, scaffolding, remediation, industry training, site investigation,...

  • Asap consultant

    7 days ago


    Liverpool, Liverpool, United Kingdom Provide Medical Full time

    Consultant Medical Outlier Ward/General Medicine – Liverpool ~ Consultant Medical Outlier Ward/General Medicine... Consultant Medical Outlier Ward/General Medicine Duration : ASAP – 26th April. Successful candidate would have responsibility for the supervision of junior medical staff. Contract Type : Locum contract. Provide Medical are currently...


  • Liverpool, Liverpool, United Kingdom ION consultants Full time

    Job DescriptionMattinson Partnership are partnered with iON Consultants, supporting their search for a Principal Health, Safety & CDM Consultant / Principal Designer to join the team. Office base in Wrexham but you could work hybrid from anywhere in the West Midlands, North Wales or the North West of England. Considering applying for this job Do not delay,...


  • Liverpool, Liverpool, United Kingdom ION consultants Full time

    Job DescriptionMattinson Partnership are partnered with iON Consultants, supporting their search for a Principal Health, Safety & CDM Consultant / Principal Designer to join the team. Office base in Wrexham but you could work hybrid from anywhere in the West Midlands, North Wales or the North West of England. Considering applying for this job Do not delay,...

  • Acoustic Consultant

    7 days ago


    Liverpool, Liverpool, United Kingdom Penguin Recruitment Ltd Full time

    Job Title:Acoustic Consultant - HybridReference:SC1185Location : LiverpoolSalary:£34,000 to £40,000 per annum, Plus BenefitsEmployment Type:HybridThe Company:My client is a UK based company, with international reach, who specialise in Acoustic consultancy and building compliance testing. Established 20 years ago, the company offers a range of services...

  • Locum Consultant

    1 week ago


    Liverpool, Liverpool, United Kingdom Liverpool University Hospitals NHS Foundation Trust Full time

    This role is offered as a 10PA full time NHS contract with standard hours Monday-Friday 9-5.The post will involve leading on in patient management of up to 20 patients in a fully supported ward with junior medical and nursing support as well as broader MDT.Support of ambulatory services to facilitate early discharge may also be included.Outpatient clinics...


  • Liverpool, Liverpool, United Kingdom Team Support Healthcare Full time

    Team Support Healthcare are currently recruiting for motivated Healthcare Assistants to provide community and hospital support for our clients in Liverpool.Location – LiverpoolHours – Full-time and part-time hours availablePay rate – From £13.50 an hour / Up to £17 an hourMain Duties/ Responsibilities Support the Nursing team with providing...


  • Liverpool, Liverpool, United Kingdom Cavalry Healthcare Ltd Full time

    Job: Healthcare Recruitment ConsultantLocation:LiverpoolHours:Monday to Friday 9 til 5Salary: Up to £25k basic + Uncapped CommissionWelcome to Cavalry HealthcareIf you haven't already heard of us, we're a Northwest based Healthcare Agency founded by Nurse & CEO Rory McDonnell. Founded in 2018 with a specific vision - to change care for the better Our...


  • Liverpool, Liverpool, United Kingdom Finch Consulting Full time

    A bit about us Would you like to be part of a community, not just an organisation? Where you're treated as an individual while still being part of a wider community? Where you're free to work anywhere at any time? Finch is an award-winning risk management business, where you can do exactly that. Due to continued growth, we are currently looking for the...


  • Liverpool, Liverpool, United Kingdom Provide Medical Full time

    Consultant Medical Outlier Ward/General Medicine – Liverpool Consultant Medical Outlier Ward/General Medicine... Consultant Medical Outlier Ward/General Medicine Location : Liverpool Duration : ASAP – 26th April. Successful candidate would have responsibility for the supervision of junior medical staff. Contract Type : Locum contract. Provide...


  • Liverpool, Liverpool, United Kingdom Morgan Ryder Full time

    Recruitment Consultant Liverpool - World Class ManufacturingFlexible working.Competitive basic salary, uncapped commission, excellent benefits, office location outside the city, free parking, "fit desks" and more.Circa £30,000 of assignments to work on immediately 50% of assignments already retained, 95%+ repeat business ratio.You will be supported by an...


  • Liverpool, Liverpool, United Kingdom RSM Full time

    Overall job purpose To play a key role in delivering reactive assignments across a diverse client base. This will include being a lead consultant in delivery of investigations and linked assignments. Periods of working alone or unsupervised, as well as part of a team of varying sizes (subject to project or assignment) is required. This is a client...


  • Liverpool, Liverpool, United Kingdom PRINCES Full time

    Princes Liverpool are looking for a Trade Compliance Coordinator to join their International Trade team. This is an opportunity to work for one of the UK's leading FMCG businesses within our impressive Head Office which is based in the Royal Liver Building in the heart of the city.Job Purpose To review and update the shipments in transit report on a daily...


  • Liverpool, Liverpool, United Kingdom BS Social Care Full time

    Delivery Recruitment Consultant Liverpool/Remote or Hybrid working Base salary from 25k + Commission & Benefits Are you a self-motivated and highly competitive individual who wants to progress their career? Life as a recruiter at Brook Street is seriously rewarding - both emotionally and financially. Our business is crammed full of experts with decades of...


  • Liverpool, Liverpool, United Kingdom BS Social Care Full time

    Delivery Recruitment Consultant Liverpool - Hybrid working Base salary from 25k + Commission & BenefitsAre you a self-motivated and highly competitive individual who wants to progress their career? Life as a recruiter at Brook Street is seriously rewarding - both emotionally and financially. Our business is crammed full of experts with decades of experience,...


  • Liverpool, Liverpool, United Kingdom APPRENTIFY Full time

    Opportunity informationSalary £19000 per yearDuration 13 monthsAdvert closing date 27/03/2023DescriptionAs a Trainee Consultant within Operam Education Group, you will work towards running a profitable, efficient desk whilst operating as a part of the wider business team.You will work for The Education Specialists, one of the arms of OPERAM.It is essential...


  • Liverpool, Liverpool, United Kingdom Careers In Group Full time

    Information Security Assurance Consultant - HybridRoleWe have a brand new role with our Services client for an experienced Information Security Assurance professional.Reporting into a member of the Senior Leadership Team, and with a close working relationship with the Head of Technology & Innovation, you will be responsible for the implementation and ongoing...