Senior Compliance Policy Officer
3 weeks ago
Meraki Talent is working with an investment management firm to support them in recruiting a Senior Compliance Policy Officer. This is a permanent, Leeds-based role, with three days a week in the office and two days working from home. It offers an excellent opportunity to join an established organisation and have a direct impact on the business. Location: LeedsSalary: up to £60,000 + Bonus + Benefits. Role Responsibilities?Act as the policy subject matter expert and provide regulatory advice to the business.?Own and maintain the firm's compliance policy framework.?Lead regulatory horizon scanning and anticipate upcoming regulatory developments.?Provide updates and regulatory impact assessments to the Director of Regulation.?Proactively engage with internal and external stakeholders to support a strong compliance culture. Candidate Profile?CISI Level 3 is essential; CISI Level 6 or currently studying is desirable.?3+ years' experience in a wealth or investment management environment.?Ability to advise executive board members and senior leadership.?Strong knowledge of MiFID II, MAR, SMCR, and AML. If you or someone you know maybe interested reach out to Nick on or on ....
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Senior Compliance Policy Officer
3 weeks ago
Leeds, United Kingdom MERJE Ltd Full timeSenior Compliance Policy Officer Role Purpose MERJE have partnered with a well know firm within the investments and stockbroking sector as they seek to add a Senior Compliance Policy Officer to an established Compliance team. This position will play a strategic role in shaping, advising on, and overseeing the firm's compliance framework, ensuring that...
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Senior Compliance Policy Officer
7 days ago
Leeds, Leeds, United Kingdom Broadgate Full timeSenior Compliance Policy OfficerOverview As the Senior Compliance Policy Officer, you will be key member of the Compliance team to help the business meet the requirements of the FCA and other relevant regulators. Playing a key role in the business-critical implementation of the key policies for the business.A senior source of knowledge and advice and play a...
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Senior Compliance Policy Officer
2 weeks ago
Leeds, Leeds, United Kingdom MERJE Full time £60,000 - £90,000 per yearRole PurposeMERJE have partnered with a well know firm within the investments and stockbroking sector as they seek to add a Senior Compliance Policy Officer to an established Compliance team.This position will play a strategic role in shaping, advising on, and overseeing the firm's compliance framework, ensuring that regulatory developments are anticipated,...
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Senior Compliance Policy Officer
1 week ago
Leeds, United Kingdom Meraki Talent Ltd Full timeMeraki Talent is working with an investment management firm to support them in recruiting a Senior Compliance Policy Officer. This is a permanent, Leeds-based role, with three days a week in the office and two days working from home. It offers an excellent opportunity to join an established organisation and have a direct impact on the business. Location:...
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Compliance policy officer
1 week ago
Leeds, United Kingdom The FISER Group Full timeJob DescriptionAre you a proactive Compliance Policy SME looking for your next challenge? Do you have strong experience with FCA regulatory developments, horizon scanning and regulatory reporting? Our client, a renowned Investment Management firm is hiring a Compliance Policy Officer at a senior level, to join their dynamic Compliance team. Based in Leeds,...
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Compliance policy officer
1 week ago
Leeds, United Kingdom The FISER Group Full timeAre you a proactive Compliance Policy SME looking for your next challenge? Do you have strong experience with FCA regulatory developments, horizon scanning and regulatory reporting? Our client, a renowned Investment Management firm is hiring a Compliance Policy Officer at a senior level, to join their dynamic Compliance team. Based in Leeds, they are...
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Compliance policy officer
2 weeks ago
Leeds, United Kingdom The FISER Group Full timeAre you a proactive Compliance Policy SME looking for your next challenge? Do you have strong experience with FCA regulatory developments, horizon scanning and regulatory reporting? Our client, a renowned Investment Management firm is hiring a Compliance Policy Officer at a senior level, to join their dynamic Compliance team. Based in Leeds, they are...
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Compliance policy officer
2 weeks ago
Leeds, United Kingdom The FISER Group Full timeAre you a proactive Compliance Policy SME looking for your next challenge? Do you have strong experience with FCA regulatory developments, horizon scanning and regulatory reporting? Our client, a renowned Investment Management firm is hiring a Compliance Policy Officer at a senior level, to join their dynamic Compliance team. Based in Leeds, they are...
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Compliance policy officer
2 weeks ago
Leeds, United Kingdom The FISER Group Full timeAre you a proactive Compliance Policy SME looking for your next challenge? Do you have strong experience with FCA regulatory developments, horizon scanning and regulatory reporting? Our client, a renowned Investment Management firm is hiring a Compliance Policy Officer at a senior level, to join their dynamic Compliance team. Based in Leeds, they are...
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Compliance policy officer
1 day ago
Leeds, United Kingdom The FISER Group Full timeJob DescriptionAre you a proactive Compliance Policy SME looking for your next challenge? Do you have strong experience with FCA regulatory developments, horizon scanning and regulatory reporting? Our client, a renowned Investment Management firm is hiring a Compliance Policy Officer at a senior level, to join their dynamic Compliance team. Based in Leeds,...
