Compliance policy officer

2 weeks ago

Leeds, United Kingdom The FISER Group Full time

Job DescriptionAre you a proactive Compliance Policy SME looking for your next challenge? Do you have strong experience with FCA regulatory developments, horizon scanning and regulatory reporting? Our client, a renowned Investment Management firm is hiring a Compliance Policy Officer at a senior level, to join their dynamic Compliance team. Based in Leeds, they are offering up to £60,000 plus 2 days’ WFH (after training), and wider benefits alongside an inclusive culture which will support your professional growth. Key responsibilities include: Manage and ownership of Compliance Policy frameworks including embedding and proactively improving existing policies. Work in partnership with stakeholders at all levels within the firm to support understanding new regulatory developments, advising on business-critical areas and training on compliance policy. Anticipating new areas of regulation, providing the business with regular updates and lead on horizon scanning. Ideally you will have or be: CISI Level 3 qualifications (must) and willingness to become level 6 qualified. Extensive compliance policy experience within an investment management, financial planning or wealth management environment. 5 years’ experience with horizon scanning and interpreting / working with regu...

  • Compliance policy officer

    1 week ago

    Leeds, United Kingdom The FISER Group Full time

    Are you a proactive Compliance Policy SME looking for your next challenge? Do you have strong experience with FCA regulatory developments, horizon scanning and regulatory reporting? Our client, a renowned Investment Management firm is hiring a Compliance Policy Officer at a senior level, to join their dynamic Compliance team. Based in Leeds, they are...

  • Compliance policy officer

    2 days ago

    Leeds, United Kingdom The FISER Group Full time

    Job DescriptionAre you a proactive Compliance Policy SME looking for your next challenge? Do you have strong experience with FCA regulatory developments, horizon scanning and regulatory reporting? Our client, a renowned Investment Management firm is hiring a Compliance Policy Officer at a senior level, to join their dynamic Compliance team. Based in Leeds,...

  • Compliance policy officer

    2 weeks ago

    Leeds, United Kingdom The FISER Group Full time

    Are you a proactive Compliance Policy SME looking for your next challenge? Do you have strong experience with FCA regulatory developments, horizon scanning and regulatory reporting? Our client, a renowned Investment Management firm is hiring a Compliance Policy Officer at a senior level, to join their dynamic Compliance team. Based in Leeds, they are...

  • Compliance policy officer

    2 weeks ago

    Leeds, United Kingdom The FISER Group Full time

    Are you a proactive Compliance Policy SME looking for your next challenge? Do you have strong experience with FCA regulatory developments, horizon scanning and regulatory reporting? Our client, a renowned Investment Management firm is hiring a Compliance Policy Officer at a senior level, to join their dynamic Compliance team. Based in Leeds, they are...

  • Compliance policy officer

    2 weeks ago

    Leeds, United Kingdom The FISER Group Full time

    Are you a proactive Compliance Policy SME looking for your next challenge? Do you have strong experience with FCA regulatory developments, horizon scanning and regulatory reporting? Our client, a renowned Investment Management firm is hiring a Compliance Policy Officer at a senior level, to join their dynamic Compliance team. Based in Leeds, they are...

  • Compliance policy officer

    6 days ago

    Leeds, Leeds, United Kingdom The FISER Group Full time

    Are you a proactive Compliance Policy SME looking for your next challenge?Do you have strong experience with FCA regulatory developments, horizon scanning and regulatory reporting?Our client, a renowned Investment Management firm is hiring a Compliance Policy Officer at a senior level, to join their dynamic Compliance team. Based in Leeds, they are offering...

  • Senior Compliance Policy Officer

    3 weeks ago

    Leeds, United Kingdom MERJE Ltd Full time

    Senior Compliance Policy Officer Role Purpose MERJE have partnered with a well know firm within the investments and stockbroking sector as they seek to add a Senior Compliance Policy Officer to an established Compliance team. This position will play a strategic role in shaping, advising on, and overseeing the firm's compliance framework, ensuring that...

  • Senior Compliance Policy Officer

    1 week ago

    Leeds, Leeds, United Kingdom Broadgate Full time

    Senior Compliance Policy OfficerOverview As the Senior Compliance Policy Officer, you will be key member of the Compliance team to help the business meet the requirements of the FCA and other relevant regulators. Playing a key role in the business-critical implementation of the key policies for the business.A senior source of knowledge and advice and play a...

  • Senior Compliance Policy Officer

    2 weeks ago

    Leeds, Leeds, United Kingdom MERJE Full time £60,000 - £90,000 per year

    Role PurposeMERJE have partnered with a well know firm within the investments and stockbroking sector as they seek to add a Senior Compliance Policy Officer to an established Compliance team.This position will play a strategic role in shaping, advising on, and overseeing the firm's compliance framework, ensuring that regulatory developments are anticipated,...

  • Senior Compliance Policy Officer

    1 week ago

    Leeds, United Kingdom Meraki Talent Ltd Full time

    Meraki Talent is working with an investment management firm to support them in recruiting a Senior Compliance Policy Officer. This is a permanent, Leeds-based role, with three days a week in the office and two days working from home. It offers an excellent opportunity to join an established organisation and have a direct impact on the business. Location:...