Derivatives Regulatory Reporting Manager

3 weeks ago

London, United Kingdom Michael Page Full time

Leading European bank in the west end of London is looking to recruit a Reg Reporting specialist with Derivatives product background.

Description

An increasing regulatory framework requires high quality standards, deep understanding of the business workflows, robust audit trails and advanced data infrastructures.

Part of Records and Regulatory Reporting Office , organize transaction regulatory reporting and address its inherent risks as part of its first line of defense role.

The team is at crossroads between regulations and trade processing, and work on daily basis with business, IT, Ops and Compliance all at the same time.

Transaction regulatory reporting scope includes trade transparency, trade repository, money markets reports and transaction reporting.

The Derivatives regulatory reporting manager scope covers all regulations applicable to derivative products. It includes but not limited to,

* EMIR EU and UK

* MIFID TR EU and UK

* MIFID PTT EU and UK

There are 2 mandates in the role:

1. Front-run the Derivative regulatory reporting team, providing hands-on experiences and expertise.

2. Intervene in autonomy in various situations, related to the good organization of the transaction regulatory reporting.

All responsibilities are extending across all regions.

The candidate will follow the team organizations of work, procedures and support other members of the team less experienced in their areas of expertise.

Additional Details:

* Deploy the strategy of management and commit to its objectives

* Tracking progress of the team and reports accordingly

* Responsible for team governance and steering committee

Key responsibilities

* Participate to market groups with peers (ISDA, AMAFI, FSA, etc…) and run continuous follow-up on market best practices

* Interpret and transcribe regulations into Business Requirements Definitions tailored to business workflows and data models including their respective descriptions.

* Continuous improvements by categorising and documenting the diverse reporting schemas, improve their data quality, allowing audit trail, rapid interpretations, and better frame of work.

* Records all events in management and audit tools according to their materiality

* Manage regulators requests end-to-end. This includes:

o Perform the analysis of the requests

o liaise with business IT and/or Ops experts

o draft detailed and quantified responses to the regulators with oversight from Compliance

o Organise an action plan when required and coordinate it through delivery. The action plan can contain the follow-up of enhancement in the IT Regulatory reporting layer or through the broader IT Architecture, may be related to Operational processes and controls and may contain resubmission events.

* Prepare material and interface with regulators on topics of transaction reporting in ad-hoc basis and quarterly, with the support of CCCO GM

* Act as an escalation point for internal issues.

* Act as an expert in Regulatory Reporting and provide guidance and help whenever requested

* Actively participate in the delivery of major or complex regulatory reporting events such as Refit projects or new obligations, by:

o Leading interpretation and document it as per above

o Act as "Stream Leader" when requested and coordinate delivery/action plan as per above

* Contribute to official internal committee preparation for its scope of responsibility

Profile

Requirements, Derivatives Regulatory Reporting Manager - Vice President

  • Experience extensively in Reg Reporting / experience in regulatory interpretations
  • Derivatives product knowledge
  • Experience in leading small team team
  • Experience within the financial services industry, both on business processes and regulatory environments.
  • Strong experience in project management and coordinating people across a wide organisation spreading over multiple locations

Job Offer

Permanent role as Derivatives Regulatory Reporting Manager - Vice President in West End London location wise within a well known banking and financial services industry business.

Salary is £75-90k

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