IFA Compliance Officer

2 weeks ago


Bedfordshire, United Kingdom Coast Specialist Recruitment Full time

A long established, well respected IFA Compliance organisation are keen to appoint a Diploma qualified IFA Compliance Consultant.

The role is home based with c 2 days per week IFA visits required in the East Midlands Region.

Full time Compliance Consultant Area- West Country (Birmingham, Warwickshire, Stoke etc)

Home based role with some travelling.

The job is a hybrid role, and you will be expected to work at home or at client’s offices as required. They will consider other flexible arrangements, for example part time working, and we can discuss this where appropriate.

The position will involve file checking, answering client compliance queries, reviewing, and updating in house procedures, training advisers, reviewing CPD activity, collating management information, annual audits.

Ordinarily you would have been visiting clients at their offices generally from Monday - Thursday 9/9.30 to 4/4.30pm (Friday is an admin home day). However, in this post COVID world a large amount of your time will be working from home. We are finding that clients are embracing the new world of remote working and virtual meetings.

About You

  • Diploma Qualified
  • Experienced of reviewing files for IFA’s
  • Compliance experience
  • Attention to detail
  • Pragmatic approach to compliance
  • Willingness to work with advisers

Remuneration

  • Salary - To Be Discussed
  • 3% pension contribution
  • 4x life cover
  • Business Mileage
  • 25 days holiday plus bank holidays
  • Birthday bonus day off
  • Fully Expensed Summer annual party
  • Various Team Nights out (All expenses paid)
  • Laptop
  • Phone
  • Full Business Expenses

Level 4 qualification is essential. Interviews remotely followed by a meeting with the Directors.


  • Compliance Consultant

    4 weeks ago


    Bedfordshire, United Kingdom Nelson Scott LLP Full time

    We’re looking for a proactive, energetic, and talented compliance professional with first class communication and relationship-building skills, to join our team of Field Based Compliance Consultants who deliver a market leading compliance service to directlyauthorised adviser firms. This is a field-based role supporting our Member Firms (IFA's / Mortgage...


  • Bedford, Bedfordshire, United Kingdom MAS Resourcing Full time

    PERMANENT EXPERIENCED INDEPENDENT FINANICAL ADVISER (IFA) – 40 - 50K - BEDFORD We are looking for an experienced IFA to contribute to the success of an small, independent organisation So what is in it for you? An established business with a strong client base and a good reputationGrow with the business and become part of the teamPaid parking...


  • Bedford, Bedfordshire, United Kingdom MAS Resourcing Full time

    PERMANENT EXPERIENCED INDEPENDENT FINANICAL ADVISER (IFA) – 40 - 50K - BEDFORD We are looking for an experienced IFA to contribute to the success of an small, independent organisation So what is in it for you? An established business with a strong client base and a good reputationGrow with the business and become part of the teamPaid parking...


  • Bedford, Bedfordshire, United Kingdom MAS Resourcing Full time

    PERMANENT EXPERIENCED INDEPENDENT FINANICAL ADVISER (IFA) - 40 - 50K - BEDFORD Ensure new and existing clients make profitable decisions to meet their financial requirements * Prepare financial plans and recommendations to ensure clients meet their targets * Generate new business and build relationships * Maintain and update knowledge of regulations,...


  • Bedford, Bedfordshire, United Kingdom MAS Resourcing Full time

    PERMANENT EXPERIENCED INDEPENDENT FINANICAL ADVISER (IFA) - 40 - 50K - BEDFORD Ensure new and existing clients make profitable decisions to meet their financial requirements * Prepare financial plans and recommendations to ensure clients meet their targets * Generate new business and build relationships * Maintain and update knowledge of regulations,...


  • Kempston, Bedfordshire, United Kingdom Cambridgeshire Constabulary Full time

    Compliance Officer - Democratic Services - OPCC - Maternity cover Contract Duration 1 Maternity Leave Cover Contract Type 1 Full Time Department 1 Office of the PCC Please note, if this is a paid role and the role is part time then the salary quoted will be pro rata based on the hours worked per annum. Contract Duration Months 1 12 Competency and...


  • Bedfordshire, United Kingdom O.C.S. Full time

    About The Role*** We are currently recruiting for a _Training and_ Compliance Coordinator to join our Healthcare & Education sector. This is a busy role, responsible for making sure our cleaning and catering teams are trained in line with the OCS contractual requirements. **What you’ll be doing**: - Making sure that our colleagues have the right...


  • Bedfordshire, United Kingdom Macildowie Recruitment and Retention Full time

    My client is a leading council in the East of England who are recruiting for a Compliance and Building Safety Manager This role is a senior management position within the housing service of the council. The successful applicant will play a crucial role in ensuring continuous improvement, efficiency, and enhanced housing safety standards for customers The...


  • Bedford, Bedfordshire, United Kingdom THSP Full time €33,000 - €35,000

    Operations / Compliance Manager Job Type: Full Time (40 hours per week), Permanent Location: Head Office, Mile Road, Bedford. Hybrid work available following successful completion of probation period with 2-3 days a week required in the office. Salary: £33,000 to £35,000 per annum (Depending on experience) THSP are market leaders in delivering...


  • Bedford, Bedfordshire, United Kingdom THSP - The Health and Safety People Full time €33,000 - €35,000

    Operations / Compliance Manager Job Type: Full Time (40 hours per week), Permanent Location: Head Office, Mile Road, Bedford. Hybrid work available following successful completion of probation period with 2-3 days a week required in the office. Salary: £33,000 to £35,000 per annum (Depending on experience) THSP are market leaders in...


  • Bedford, Bedfordshire, United Kingdom THSP - The Health and Safety People Full time €33,000 - €35,000

    Operations / Compliance Manager Job Type: Full Time (40 hours per week), Permanent Location: Head Office, Mile Road, Bedford. Hybrid work available following successful completion of probation period with 2-3 days a week required in the office. Salary: £33,000 to £35,000 per annum (Depending on experience) THSP are market leaders in...


  • Luton, Bedfordshire, United Kingdom TUI Cruises GmbH Full time

    TUI Group is the world’s number one integrated tourism business. Within TUI Group, TUI Airline regroups all airline activities across UK, Nordics, Belgium, The Netherlands, Germany, Spain, Morocco, France, and the Dutch Antilles. Compliance Monitoring is a function within our airline organisation responsible for monitoring compliance with the applicable...


  • Luton, Bedfordshire, United Kingdom TUI Full time

    TUI Group is the world's number one integrated tourism business. Within TUI Group, TUI Airline regroups all airline activities across UK, Nordics, Belgium, The Netherlands, Germany, Spain, Morocco, France, and the Dutch Antilles. Compliance Monitoring is a function within our airline organisation responsible for monitoring compliance with the...


  • Bedfordshire, United Kingdom Leidos Full time

    Description Based from our offices in Bedford with hybrid workingAre you an International Trade Analyst with Export Licensing knowledge and looking for a challenging role in a small, high performing team?If you've been away on holiday, you may have passed through one of our body scanners or passed your luggage down one of our baggage lines and had it...


  • Bedfordshire, United Kingdom Leidos Full time

    DescriptionBased from our offices in Bedford with hybrid workingAre you an International Trade Analyst with Export Licensing knowledge and looking for a challenging role in a small, high performing team?If you've been away on holiday, you may have passed through one of our body scanners or passed your luggage down one of our baggage lines and had it x-rayed....


  • Bedfordshire, United Kingdom The Bedford College Group Full time

    The Bedford College Group are are looking for a Data Protection Officer who will ensure that the College demonstrates compliance with GDPR. This role plays a key role in the success of our students through: - advising on compliance with GDPR / local data protection laws - creating and developing processes and procedures to ensure legislation compliance -...


  • Bedfordshire, United Kingdom Red Snapper Group Full time

    RSR are currently recruiting for a **Probation Service Officer.** **Job Summary**: If you have a passion for the criminal justice sector and are interested in offender rehabilitation then join the National Probation Service as a **Probation Service Officer.** This will give you the opportunity to work directly with a caseload of high risk offenders and the...

  • QC Officer

    1 week ago


    Leagrave, Bedfordshire, United Kingdom SRG Full time

    My client is a leader in aseptic pharmaceutical manufacturing and is seeking a passionate Releasing Officer to join their expanding Aseptic Services team in Luton. This will be a shift based role - mornings/afternoons Ensure quality control and compliance with SOPs for critical cancer medications

  • QC Officer

    1 week ago


    Leagrave, Bedfordshire, United Kingdom SRG Full time

    My client is a leader in aseptic pharmaceutical manufacturing and is seeking a passionate Releasing Officer to join their expanding Aseptic Services team in Luton. This will be a shift based role - mornings/afternoons Ensure quality control and compliance with SOPs for critical cancer medications

  • Monitoring Officer

    2 weeks ago


    Luton, Bedfordshire, United Kingdom The Planner Jobs Redactive Publishing Limited Full time

    S106 Monitoring Officer Fix term contract Hybrid Working Are you passionate about shaping the future of North London's vibrant communities? Do you have a keen eye for detail and a knack for ensuring that development projects contribute positively to the local area? Carrington West is working with a local planning located in North London that is...