Head of Onboarding
4 days ago
Job DescriptionEquifind have teamed up with an exciting investment firm in London who are looking to add a compliance manager to the team for the next 6 months with a view to going permanent after.The business has grown considerably over the past few years due to high demand and market growth so you have a chance to join a fantastic working environment where everyone has a voice to create a collaborative culture.As the compliance manager you will have a blended role supporting the head of compliance with onboarding financial crime monitoring and trade surveillance. A very hands-on broad role for someone to get their teeth into.Key duties and responsibilities for this compliance manager position include:Manage the review and actioning of daily market surveillance alerts and electronic communicationsCalibration/tailoring of monitoring systems and design of new tests to ensure that alerts are generated optimally and reduce false positives across trade surveillance and electronic communication systemsManage the production of timely and accurate MI on surveillance activity for senior management and committees on market abuse governance and monitoring frameworkSupport with enquires regulatory engagements and other enquires relating to the organisations market abuse framework and monitoring frameworkAssist with the annual market abuse risk assessment (MARA) and compliance risk assessment in line with local regulationsAssist with the detection investigation and reporting of suspicious activity preparing SARs/STRORsPerform KYC/CDD/EDD reviews on institutional and high-net-worth clients including risk assessments for complex structuresReview and approve client onboarding and continuation decisions including EDD casesAssist with compliance monitoring programme thematic reviews and regulatory change projectsContinuous review of policies and procedures geared around market abuse and compliance monitoringPrepare training material and documents for staff members relating to market abuse conduct and financial crimeAssist with general compliance and AML activitiesExperience & Qualifications5-8 years practical experience in a compliance positionStrong understanding of surveillance and complianceKnowledge of foreign exchange/trading/investment banking would be a big plusExcellent communication and interpersonal skillsAttention to detail and strong organizational skills with the ability to manage multiple tasks and prioritize effectivelyProficiency in using CRM systems trading platforms and other relevant software applicationsSignificant knowledge of FCA industry standards regulations and anti-financial crime mattersAbout the businessA new player in the global financial services space with a strong focus on both the traditional and digital offerings. The company has an exciting management team that has a proven track record in the brokerage sector.The business has a strong focus on technology and its user-friendly platform is a key component in driving the business forward and offering a high customer experience.With multiple offices across the globe you will be joining a business in the growth phase and work closely with multiple stakeholders across the business regularly.You will support the group head of compliance with all the required surveillance duties as well as the wider compliance requirements.Required Experience:Director Key Skills Marketing & Promotions,Attorney At Law,Jni,Airlines,Art Employment Type : Full-Time Experience: years Vacancy: 1
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Head of Onboarding
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London, United Kingdom AuthoriPay Ltd. Full timeA leading Europe based Crypto Marketplace is seeking a Head of Onboarding to assist with their expansion to the UK. Key responsibilities of the role will include: Scoping, defining, planning and implementing a centralised client onboarding process and team Recruiting and developing a team which will report to you. Cover all aspects of AML/KYC and ensure...
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Head of Onboarding
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London Area, United Kingdom Britannia Financial Group Limited Full time £80,000 - £120,000 per yearHead of OnboardingCompany BackgroundBritannia Financial Group is controlled by a long standing banking family with over 150 years of experience in the financial services sector. Our group has evolved through the decades by adapting itself to the new realities of the international financial environment.We are located in the City of London, authorised and...
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Head of Client Onboarding
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Head of Onboarding
2 weeks ago
London, Greater London, United Kingdom Equifind Full time £60,000 - £120,000 per yearJob DescriptionEquifind have teamed up with an exciting investment firm in London, who are looking to add a compliance manager to the team, for the next 6 months with a view to going permanent after.The business has grown considerably over the past few years due to high demand and market growth, so you have a chance to join a fantastic working environment...
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Global Head of Client Onboarding
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London, United Kingdom AJ Fox Compliance Full timeA leading law firm is hiring a Global Head of Business Acceptance to manage the firm’s client onboarding processes across all jurisdictions, reporting in to the General Counsel. The salary for this role is negotiable. Your responsibilities will include: - Establishing a centralized client onboarding team hub with consistent processes and reporting...
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Head of Onboarding
2 weeks ago
City Of London, United Kingdom Equifind Full timeJob Description Equifind have teamed up with an exciting investment firm in London who are looking to add a compliance manager to the team for the next 6 months with a view to going permanent after.> The business has grown considerably over the past few years due to high demand and market growth so you have a chance to join a fantastic working environment...
