Senior Compliance and Regulatory Officer

4 weeks ago

Northampton, Northamptonshire, United Kingdom Staysure Group Full time

Salary:pro rata

Work Life Balance:Remote Working or Hybrid option available in our Northampton office

Candidate Journey:Our goal is to reply to applications within 3 working days. Additionally we make sure to acknowledge evaluate and respond to all applications as a way of showing our appreciation for your time and effort in applying to us.

Interview Process:

  • Initial conversation with a member of the recruitment team
  • 1 hour competency based interview with the Hiring Manager and our Risk and Compliance Director

Are you ready to join an awardwinningbusiness that is reshaping the insurance landscape Our organisation has transformed the way customers interact with insurers establishing a benchmark for exceptional service. With our recent digital transformation we are eager to find passionate and motivated individuals to join us on our journey to success.

We firmly believe that attracting and developing talented professionals is essential for our ongoing growth and success. By investing in our team we create an environment where innovation thrives and opportunities abound.

Our aim is to innovate dominate and disrupt niche insurance on a global scale which means we areseeking innovators and individuals who embrace change with ease. Together we can drive change and make a significant impact in the industry.

The Role:

The Senior Compliance and Regulatory Officer will work closely with the Insurer Development Operations Marketing and Digital teams to provide them with best practice guidance to ensure that every financial promotion customer interaction and journey meets regulatory requirements so our customers receive Clear Fair and nonmisleading communications and considers those with characteristics of vulnerability.

You will represent R&C in projects and provide compliance oversight accordingly

What will you do

  • To act as second in command in the absence of the Regulatory Compliance Manager
  • To manage support develop and carry our reviews of the regulatory compliance officers
  • Review and approve marketing and emarketing (including oversight of social media activities) in accordance with FCA and ASA rules guidance and expectations on financial promotions/client communications/social media.
  • To act as an independent review and evaluation body to ensure that compliance issues/concerns are being appropriately evaluated investigated and resolved.
  • Represent R&C in Project meetings to provide guidance on compliance and regulatory requirements.
  • Understanding of the regulatory expectations and good experience to ensure the Consumer Duty is incorporated in every single customer journey interaction or financial promotion we offer.
  • Adherence to internal financial promotions and product oversight policies.
  • Working closely with Marketing Insurer Development Operations Digital and Project Teams to provide regulatory compliance guidance.
  • Provision of Compliance Management Information when necessary.
  • Plan organise your workload to meet agreed SLAS for sign off.
  • To support the Regulatory Compliance Manager in the RMAR and other submissions to the FCA (FCA REGDATA online Portal).
  • To support the Regulatory Compliance Manager in SMCR requirements and other applications as necessary (FCA online Portal).
  • Adhoc compliance advise given to queries received online and to the Compliance Inbox.
  • Sign off of new or changed customer journeys.
  • Review of and supporting the creation of company policies and procedures.

Essentials:

  • Knowledge and experience in complying with ASA ICOBS CONC PRIN SYSC and SMCR.
  • A thorough understanding of Consumer Duty in particular customer vulnerabilities.
  • A sound understanding of Data Protection regulations including PECR
  • Accomplished in forging effective relationships with colleagues at all levels skilled at influencing negotiating and managing challenging conversations with ease.
  • Focused with excellent attention to detail.
  • Able to plan organise and meet deadlines.
  • Strong Verbal and communication skills
  • Excellent understanding of regulatory requirements and the ability to apply them commercially.
  • Skilled at communicating issues simply and challenging effectively.
  • A growth mindset and adaptable to change.

Bonus skills you may pack in your suitcase:

  • Experience within the insurance industry (if youve worked in travel even better) or similar sector experience although an eagerness to improve your knowledge of our industry will bode well.

Were assembling a diverse team where skills not checkboxes reign supreme regardless of race religion sex sexual orientation gender identity or disability.

Staysure Group welcomes all new starters with open arms providing training development opportunities andgreat benefits.

Key Skills
Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000
Employment Type : Full Time
Vacancy: 1

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