Compliance Regulatory Officer
2 months ago
You will be an experienced SME and advice for any queries from colleagues and for scrutinising our firm’s internal policies and procedures.
Your key responsibilities will be:
- Carrying out and overseeing process of testing, design and operating effectiveness of internal controls.
- Assisting the team’s response to risk incidents and breaches by carrying out and executing internal reviews.
- Drafting or assisting with drafting internal policies and procedures
- Performing research into various compliance topics, such as new and existing regulations, best practices and assessing the possible implications on the firm.
- Performing central monitoring quality control audit checks on other departments.
- Previous successful experience working in a Compliance role within financial services
- High level of existing regulatory knowledge within Financial Services.
- Proven ability to work accurately with great attention to detail.
- Good knowledge of key regulations such as CASS, COBS, GDPR & Consumer Duty.
- Level 6 compliance-related qualification.
- Previous experience in Quality Control or Internal Audit.
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Regulatory Compliance Officer
2 months ago
Leeds, United Kingdom Lucy Walker Recruitment Full timeSS/49256Regulatory Compliance OfficerLeeds with 50/50 hybrid options£30-35K + Company BonusOur client are a globally renowned brand supporting their key demographic with their market leading products for decades. Their commitment to quality means they are a world class trusted brand within the healthcare community.As a Regulatory Compliance Officer, you...
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Compliance Regulatory Officer
2 months ago
Leeds, West Yorkshire, United Kingdom Meraki Talent Full timeMeraki Talent are currently working with a leading investment firm with offices across the UK to help them identify a Compliance Regulatory Officer on an interim 18-month contract basis to join their team. You will be an experienced SME and advice for any queries from colleagues and for scrutinising our firm’s internal policies and procedures. Your key...
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Compliance Assurance Officer
1 day ago
Leeds, Leeds, United Kingdom William Hill Full timeCompliance Assurance Officer - Regulatory ExpertWe are seeking a highly skilled Compliance Assurance Officer to join our Risk & Compliance team in the UK. As a Compliance Assurance Officer, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities: Assist in executing the...
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Regulatory Compliance Manager
2 weeks ago
Leeds, Leeds, United Kingdom Aquent Full timeJob Title: Integrity Compliance Regulatory Reporting ManagerClient Location: Remote (must be UK based)Salary/Pay Rate: £57.21 p/h PAYEDuration: 12 monthsJob Overview:The position of Integrity Compliance Regulatory Reporting Manager encompasses a comprehensive range of duties focused on ensuring that the organization adheres to legal and regulatory...
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Regulatory Compliance Accountant
2 weeks ago
Leeds, Leeds, United Kingdom IPS Group Full time £60,000Position Overview We are collaborating with IPS Group on a critical role in financial services focused on regulatory compliance and reporting. Role Details This position offers the flexibility of remote work, complemented by occasional in-office engagements. The successful candidate will benefit from a comprehensive compensation package, which includes...
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Senior Partnership Regulatory Compliance Officer
2 months ago
Leeds, Leeds, United Kingdom BIMM University Full timeAt BIMM University, we're more than just an educational institution; we're a vibrant community dedicated to nurturing creativity and empowering students to reach their full potential. With campuses across the UK, Ireland, and Germany, we offer a diverse range of courses in modern music, performing arts, filmmaking and creative technology. Our commitment to...
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Regulatory Compliance Coordinator
2 weeks ago
Leeds, Leeds, United Kingdom Huntress - Leeds Full time £25,000About the Role: Our client, a specialized recruitment firm located in a modern office environment, is seeking a Regulatory Compliance Coordinator to become a vital part of their expanding team. Position Overview: This role will initially require in-office attendance, transitioning to a hybrid model after the probationary period, allowing for a blend of...
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Compliance Officer
3 months ago
Leeds, United Kingdom Flutter Entertainment Full time**The role**:We are looking for a Gaming Licence Compliance Officer to join our team in our Leeds office! In this role, you will be responsible for the coordination, development, and embedding of the Group’s compliance framework within several licensed countries. This role follows a hybrid approach to working, allowing you to combine working from home...
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Compliance Officer
2 months ago
Leeds, United Kingdom MB Group Full timeWith a game changer reputation in the insurance industry, this client continues to dominate awards for their Customer Service and as an Employer. They invest ridiculous amounts of time coaching and developing their colleagues whilst living and breathing their 5 key values. **Compliance Officer Responsibilities** - General compliance advice across the...
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Regulatory Compliance Lead
1 month ago
Leeds, United Kingdom VRS-UK Full timeLubricants and oils are essential in the manufacturing process, they ensure machines run smoothly, reduce maintenance costs and overall increases the long-term performance of production lines. Our client is a family run organisation, specialising in the development and manufacture of a wide range of lubricants used within the Textiles, Marine and Food...
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Compliance Officer
3 months ago
Leeds, United Kingdom Flutter Entertainment Full time**Your team**: Regulation continues to strengthen at speed within the Gambling Industry with the Gambling Act review underway alongside multiple active regulatory consultations. This is a great opportunity and time for a Compliance Officer to join our Compliance team to help protect both the business and our customers, ensuring that the licensing objectives...
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Regulatory Compliance Manager
2 weeks ago
Leeds, Leeds, United Kingdom Aquent Full timeJob Title: Integrity Compliance Regulatory Reporting ManagerClient Location: Remote (must be UK based)Salary/Pay Rate: £57.21 p/h PAYEDuration: 12 monthsJob Overview:The Integrity Compliance Regulatory Reporting Manager plays a pivotal role in ensuring that the organization adheres to legal and regulatory standards while promoting ethical practices and...
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Compliance Officer
3 months ago
Leeds, United Kingdom Inclusive Consulting Ltd Full timeInclusive Consulting is delighted to be partnered with our Financial Services client in their search for a diligent and ambitious Compliance Officer based in Leeds City Centre. Our client is a reputable Investment Management firm specialising in Personal and Corporate Finance. Due to an internal promotion, they are now looking for a diligent and ambitious...
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Compliance Officer
3 months ago
Leeds, United Kingdom Inclusive Consulting Ltd Full timeInclusive Consulting is delighted to be partnered with our Financial Services client in their search for a diligent and ambitious Compliance Officer based in Leeds City Centre. Our client is a reputable Investment Management firm specialising in Personal and Corporate Finance. Due to an internal promotion, they are now looking for a diligent and ambitious...
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Regulatory Compliance Lead
1 month ago
Leeds, United Kingdom VRS-UK Full timeLubricants and oils are essential in the manufacturing process, they ensure machines run smoothly, reduce maintenance costs and overall increases the long-term performance of production lines.Our client is a family run organisation, specialising in the development and manufacture of a wide range of lubricants used within the Textiles, Marine and Food...
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Regulatory Compliance Manager
2 weeks ago
Leeds, Leeds, United Kingdom Aquent Full timeJob Title: Integrity Compliance Regulatory Reporting ManagerClient Location: Remote (must be UK based)Salary/Pay Rate: £57.21 p/h PAYEDuration: 12 monthsJob Overview:The position of Integrity Compliance Regulatory Reporting Manager encompasses a diverse range of duties focused on ensuring that the organization adheres to legal and regulatory standards...
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Regulatory Compliance Specialist
4 weeks ago
Leeds, United Kingdom VRS Recruitment Full timeLubricants and oils are essential in the manufacturing process, they ensure machines run smoothly, reduce maintenance costs and overall increases the long-term performance of production lines.Our client is a family run organisation, specialising in the development and manufacture of a wide range of lubricants used within the Textiles, Marine and Food...
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Regulatory Compliance Specialist
1 month ago
Leeds, United Kingdom VRS Recruitment Full timeLubricants and oils are essential in the manufacturing process, they ensure machines run smoothly, reduce maintenance costs and overall increases the long-term performance of production lines.Our client is a family run organisation, specialising in the development and manufacture of a wide range of lubricants used within the Textiles, Marine and Food...
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Regulatory Compliance Specialist
2 weeks ago
Leeds, Leeds, United Kingdom Yorkshire Housing Full timeJoin Our TeamAre you interested in becoming a vital part of a proactive and customer-focused organization dedicated to ensuring the well-being and satisfaction of our clients? If so, you may be an excellent candidate for the Regulatory Compliance Specialist position.About the RoleWe are seeking a talented individual to join our team as a Regulatory...
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Compliance Officer
3 weeks ago
Leeds, United Kingdom Supply Chain Coordination Limited Full timeCompliance OfficerFunction: ClinicalLocation: Hybrid/Leeds Contract type: Fixed Term – 6 months.Job Ref: 923Salary: £35,627 potential to rise to £39,585 over 3 yearsClosing Date: Friday 16th August 2024 NHS Supply Chain are recruiting for a fixed term contract Compliance Officer. Support the Regulatory Governance Team in delivering the...