Compliance Manager

1 month ago

Romford, United Kingdom HCLTech Full time

Job title : Financial Crime and Cyber Compliance Manager


Experience :

Good regulatory and financial crime experience in the regulatory field gained through experience in retail insurance.

Experience of managing people.

Previous experience of working in the outsourcing industry

Minimum 5 years from Financial / Insurance industry



Key tasks & responsibilities


To manage the financial crime compliance requirements for HCLIBS and our client companies.

To support the Head of Compliance and Financial Crime with financial crime relationship management to our clients’ counterpart functions

To identify and review Financial Crime and Data/Information security related regulatory publications, issue compliance bulletins that detail the implications for HCL IBS and our client companies and where necessary, instigate and oversee regulatory change activity.

To provide advice and support to the business, particularly Operations, on financial crime, Cyber, Data Protection and Information Security matters and associated regulatory requirements

To act as the key point of contact and form strong and effective working relationships between HCL IBS and the Group Cyber Security teams

To provide monthly management information both internally and to HCL IBS’s clients as required.

To approve relevant documents / procedures / training etc. on behalf of HCL IBS or its clients in accordance with any applicable financial crime related Rules and / or regulation, ensuring such documents are clear, fair and not misleading.

To produce and review Financial Crime departmental procedures,annual plans and Financial Crime and Information SecurityRisk Registers.

To liaise with and support, the wider compliance function in their activities including Technical Compliance, breach reporting and Compliance Assurance activities.

To lead and provide oversight of Financial Crime activities within HCL IBS, liaising with internal and external stakeholders as appropriate


To assist in the development, introduction and completion of relevant projects / business solutions, as required.

To provide assistance and support to the Head of Compliance and Financial Crime and / or the Chief Risk Officer as required.

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