Compliance Officer

**THE COMPANY**: Our client provides financial services to European based institutions and corporations across corporate finance, equities, fixed income, debt capital markets, and portfolio strategy research. **THE RESPONSIBILITIES**: - Reporting directly to the European Chief Compliance Officer (CCO) and managing the monitoring framework - Delivery &...

We are working with an independent law firm to recruit a Compliance Officer to join their collaborative and highly regarded London team.In this role, you'll work closely with the Head of Risk and Compliance, supporting a range of firmwide compliance functions and contributing to the delivery of robust risk management across the business. You'll assist with...

THE COMPANY:Our client is global banking group with offices based in the West End. They offer Corporate banking and Asset management services in the UK market.THE RESPONSIBILITIES:This role will support the Head of Compliance & MLRO with the following:Maintenance of the financial crime (AML, CFT/PF, sanctions, bribery and corruption and fraud) framework;...

A fantastic opportunity has arisen to join an international law firm as a Junior Compliance Officer. In this role, you will advise and train lawyers and staff at all levels on AML, risk assessments, compliance checks, and file opening procedures. The role will involve liaising with lawyers and staff globally, as well as analysis, report writing and...

Compliance Officer role in Enfield, LondonA new opportunity is available for a Compliance Officer in Enfield, London, where you'll help ensure the business meets key legal and regulatory requirements across areas such as Data Protection and Anti-Bribery.As a Compliance Officer in Enfield, London, you'll work closely with teams across the business, offering...

Company DescriptionAssent is the leading solution for supply chain sustainability tailored for the world’s top-tier, sustainability-driven manufacturers. Hidden risks riddle supply chains, many of which weren't built with sustainability in mind. That's where we step in. With insights from experts, Assent is the tool manufacturers trust for comprehensive...

**THE COMPANY**: Our client is a leading international investment banking group based in the City. **THE RESPONSIBILITIES**: - Leading for Compliance EMEA on Monitor and remediation work - Driving forward and co-ordination of work across the EMEA compliance team - Liaising closely with colleagues in first line controls, business management and business to...

About Coolabah Capital Investments (CCI) Coolabah Capital Investments (CCI) is a leading global fixed‑income investment manager overseeing more than US$11 billion in assets. We specialise in generating alpha through security‑specific investments, leveraging quantitative proprietary modelling and fundamental credit research. Our team of over 55...

Compliance Officer - LondonAbout Coolabah Capital Investments (CCI)Coolabah Capital Investments (CCI) is a leading global fixed-income investment manager overseeing more than US$11 billion in assets. We specialise in generating alpha through security-specific investments, leveraging quantitative proprietary modelling and fundamental credit research. Our team...

**THE COMPANY**: Our client is a leading world-wide broker; they are based in the City with a vast Global presence. **THE RESPONSIBILITIES**: - Providing day-to-day compliance advice and guidance to business areas - Design and maintenance of compliance policies and procedures - Analysis and interpretation of relevant laws and regulations, including...