Head of Compliance
1 month ago
Alexander Lloyd are pleased to be partnering with a rapidly growing re-insurer in the broking arena and their London office on a key hire of a Vice President of Compliance / Head of Compliance.
This individual will need previous reinsurance/broking experience from a Lloyd's broker, as well as certification/SMF holding to be considered for the role. If you also have experience in Oversees entity compliance management that would be an advantage.
The successful candidate will be responsible for:
- Acting as the primary contact with the global broking teams and the corporate functions
- Advising on and drafting of TOBAs, Non-Disclosure Agreements, Confidentiality Agreements, Transfer of Business Agreements and other related contractual or insurance documents.
- Advising upon potential sanctions issues
- Preparing, reporting and presenting at formal Governance Boards
This business have a fantastic reputation, are offering discretionary bonus alongside a non-contributory Pension and other perks such as life insurance & retailer discounts.
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Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a Head of Risk & Compliance to join their business. In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards. Your responsibilities in this role would include: ...
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Head of Compliance
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Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a Head of Risk & Compliance to join their business. In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards. Your responsibilities in this role would include: Spearheading...
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2 weeks ago
Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a Head of Risk & Compliance to join their business.In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards.Your responsibilities in this role would include:Spearheading...
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Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a Head of Risk & Compliance to join their business. In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards. Your responsibilities in this role would include: ...
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Greater London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reportingCarry out regulatory and...
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London, United Kingdom Compliance Professionals Full timeTHE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Apply fast, check the full description by scrolling below to find out the full requirements for this role.THE RESPONSIBILITIES:Designated Business...
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Deputy Head of Compliance
6 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory...
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London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory...
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