Compliance Officer

4 weeks ago


Bradford, United Kingdom Inneo Recruitment Ltd Full time

We are seeking a skilled and knowledgeable Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our organisation adheres to all applicable laws, regulations, and internal policies, promoting a culture of ethical conduct and integrity throughout the firm.


Your expertise in legal compliance and attention to detail will play a vital role in safeguarding

our reputation and maintaining our commitment to the highest standards of professional practice.


Responsibilities:

  • Regulatory Compliance: Stay up-to-date with relevant laws, regulations, and industry standards that affect the legal services sector. Monitor changes in compliance requirements and promptly communicate updates to relevant stakeholders.
  • Policy Development: Develop and implement compliance policies and procedures tailored to the specific needs of the company. Ensure these policies align with legal requirements and industry best practices.
  • Training and Education: Conduct compliance training sessions for employees to ensure a comprehensive understanding of the firm's compliance policies and their obligations in meeting regulatory requirements.
  • Risk Assessment: Conduct periodic risk assessments to identify potential compliance risks and areas for improvement. Collaborate with management to develop strategies for mitigating identified risks.
  • Compliance Monitoring: Establish monitoring and surveillance programs to track compliance with internal policies and external regulations. Conduct periodic audits and reviews to identify and address compliance gaps.
  • Reporting: Prepare regular reports for senior management and assist with the annual SRA report, providing insights into compliance performance, emerging risks, and the effectiveness of existing compliance programs.
  • Investigations: Lead or assist in internal investigations of compliance-related matters. Collaborate with legal teams to ensure prompt and thorough resolution of any compliance issues.
  • Whistleblower Program: Oversee the firm's whistleblower program, ensuring confidentiality, anonymity, and appropriate follow-up on reported concerns.
  • External Relations: Liaise with regulatory authorities, industry associations, and external auditors to address compliance matters, coordinate examinations, and respond to inquiries.
  • Ethics and Integrity: Promote a culture of ethics, integrity, and accountability within the organisation. Provide guidance on ethical dilemmas and ensure the ethical conduct of all employees.



Requirements:

• Proven experience as a Compliance Officer or in a similar compliance role, preferably within the

legal or financial services industry.

• Thorough knowledge of relevant laws and regulations, including SRA conduct rules and anti-

money laundering (AML) regulations.

• Familiarity with compliance management systems, risk assessment tools, and reporting

mechanisms



  • Bradford, United Kingdom Careers In Group Full time

    **The Audit and Risk Recruitment Company (ARRC)** is working exclusively with our client, a FTSE listed banking and lending business with a presence across the UK, to assist in their search for compliance monitoring officers to join their growingcompliance monitoring function. These roles will potentially suit a first line quality assurance/risk...


  • Bradford, United Kingdom Feversham Education Trust Full time

    **Governance and Compliance Officer** 37 hours per week, All Year Round Permanent **Salary**: Scale 5, Spine Points NJC12 to NJC18 - £24,496 to £27,344 Start Date: A.S.A.P **Creating Brighter Futures** At iExel Education Trust our mission is to provide the best quality of education for all of our students within a secure learning environment. If you...


  • Bradford, United Kingdom Bradford Diocesan Academies Trust Full time

    We are looking for a Governance and Compliance Officer with a good understanding of school and academy governance and strong administrative and people skills to join our team. The post holder will work closely with the Director of Corporate Affairs to achieve strategic objectives and will undertake clerking and provide high quality governance administrative...


  • Bradford, United Kingdom Hallmark Full time

    We're looking for Compliance and Administration Specialists to join our field operations and commercial account management teams. The day to day link between our field operations partner and Hallmark operations teams, you'll execute operational plans ensuring the SLA's, KPI's and actions are achieved, issues appropriately escalated and actioned. You'll...


  • Bradford, United Kingdom hireful Full time

    Location: BD4 6HN Division: Commercial Contract Type: Permanent - Salaried We're looking for a Field Operations Compliance and Administration Specialist to join our team. Supporting our customer, you'll brief in store activity for a team of Field Merchandisers. Develop, collate, prepare and publish effective and usable compliance updates for...


  • Bradford, United Kingdom Pennine Electrical Solutions Limited Full time

    " Company Description We are an renewables installation company based in Bradford. Role Description This is a full-time on-site role located in Bradford. As an Office Administrator at Pennine Electrical Solutions Limited, you will be responsible for managing daily administrative and clerical tasks, including compliance checks of install photos, organizing...

  • Office Administrator

    23 hours ago


    Bradford, United Kingdom Pennine Electrical Solutions Limited Full time

    Job Description " Company Description We are an renewables installation company based in Bradford. Role Description This is a full-time on-site role located in Bradford. As an Office Administrator at Pennine Electrical Solutions Limited, you will be responsible for managing daily administrative and clerical tasks, including compliance checks of install...


  • Bradford, United Kingdom Pennine Electrical Solutions Limited Full time

    "Company DescriptionWe are an renewables installation company based in Bradford.Role DescriptionThis is a full-time on-site role located in Bradford. As an Office Administrator at Pennine Electrical Solutions Limited, you will be responsible for managing daily administrative and clerical tasks, including compliance checks of install photos, organizing files,...


  • Bradford, United Kingdom Pennine Electrical Solutions Limited Full time

    " Company Description We are an renewables installation company based in Bradford. Role Description This is a full-time on-site role located in Bradford. As an Office Administrator at Pennine Electrical Solutions Limited, you will be responsible for managing daily administrative and clerical tasks, including compliance checks of install photos, organizing...


  • Bradford, United Kingdom Pennine Electrical Solutions Limited Full time

    "Company DescriptionWe are an renewables installation company based in Bradford.Role DescriptionThis is a full-time on-site role located in Bradford. As an Office Administrator at Pennine Electrical Solutions Limited, you will be responsible for managing daily administrative and clerical tasks, including compliance checks of install photos, organizing files,...


  • Bradford, United Kingdom Pennine Electrical Solutions Limited Full time

    " Company Description We are an renewables installation company based in Bradford. Role Description This is a full-time on-site role located in Bradford. As an Office Administrator at Pennine Electrical Solutions Limited, you will be responsible for managing daily administrative and clerical tasks, including compliance checks of install photos, organizing...


  • Bradford, United Kingdom Pennine Electrical Solutions Limited Full time

    This is a full-time on-site role located in Bradford. As an Office Administrator at Pennine Electrical Solutions Limited, you will be responsible for managing daily administrative and clerical tasks, including compliance checks of install photos, organizing files, scheduling appointments, and maintaining office supplies. You will also support various...


  • Bradford, United Kingdom Pennine Electrical Solutions Limited Full time

    This is a full-time on-site role located in Bradford. As an Office Administrator at Pennine Electrical Solutions Limited, you will be responsible for managing daily administrative and clerical tasks, including compliance checks of install photos, organizing files, scheduling appointments, and maintaining office supplies. You will also support various...


  • Bradford, United Kingdom hireful Full time

    Location: BD4 6HN Division: Commercial Contract Type: Permanent - Salaried We're looking for a Field Operations Compliance and Administration Specialist to join our team. Supporting our customer, you'll brief in store activity for a team of Field Merchandisers. Develop, collate, prepare and publish effective and usable compliance updates for...

  • HR Officer

    9 hours ago


    Bradford, United Kingdom Swift Temps Full time

    **Key Responsibilities**: **Recruitment and Onboarding**: - Support the onboarding process for new employees, ensuring a smooth integration into the organisation. **Employee Relations**: - Act as a point of contact for employees, addressing queries and concerns. - Assist in the resolution of employee relations issues and conduct investigations as...

  • Payroll Officer

    1 month ago


    Bradford, United Kingdom Bradford Metropolitan District Council Full time

    **Department of Corporate Resources** **Payroll & Pension Liaison Services** **Payroll Officer** **Band** **6/7 £21,968 - E26,845pa (Pro rata for Part Time Posts)** *** **Established** **2 x 37 Hours per week** **Based at Britannia House** *** - Can demonstrate a high level of numeracy, literacy and accuracy across a range of activities. -...


  • Bradford, United Kingdom Bradford Metropolitan District Council Full time

    **Department of Place** **Economy and Development - Economic Development - Strategic Programmes Team** **Programmes Monitoring Officer** **Band 7: £25,979 pa - £28,770 pa (Pro rata for Part Time Posts)** **37 hours per week** **Temporary until 31**st** March 2026** **Based at Britannia House - Hybrid working available** The Strategic Programmes Team...

  • Security Officer

    4 weeks ago


    Bradford, United Kingdom H&A Protection Services Ltd Full time

    Job Title: Security Officer Location: Educational Facility in Bradford Reports To: Security Supervisor onsite Job Purpose: The Security Officer will be responsible for maintaining a safe and secure environment for students, staff, and visitors at the educational facility. The Officer will work as part of a team to ensure the security of the facility and...

  • Security Officer

    4 weeks ago


    Bradford, United Kingdom H&A Protection Services Ltd Full time

    Job Title: Security Officer Location: Educational Facility in Bradford Reports To: Security Supervisor onsite Job Purpose: The Security Officer will be responsible for maintaining a safe and secure environment for students, staff, and visitors at the educational facility. The Officer will work as part of a team to ensure the security of the facility and...

  • Procurement Officer

    1 month ago


    Bradford, United Kingdom AmTrust International Full time

    The purpose of this role is to provide a professional, effective and cost-efficient procurement, contract and third party risk management service across AmTrust International, delivering to agreed SLAs and KPIs, whilst upholding robust controls and contributing to continuous process improvement. **Essential Job Functions**: - Procurement process - Conduct...