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Compliance Officer
2 months ago
Position: Compliance Officer
Working Hours: 5 hours per day 4 days per week
Salary: 50000 to 55000 per annum (FullTime Equivalent)
About Us:
A dynamic and respected Asset Management and Financial Advisor organisation based in Dorking dedicated to delivering exceptional financial services and advice to our clients. Our commitment to excellence integrity and client satisfaction sets us apart in the industry.
Role Overview:
Seeking a diligent and experienced Compliance Officer to join the team. The ideal candidate will play a crucial role in ensuring that our operations comply with all regulatory requirements and internal policies. This parttime position offers a balanced worklife schedule requiring you to work 5 hours a day 4 days a week.
Requirements
Key Responsibilities:
- Develop implement and maintain compliance policies and procedures.
- Monitor and ensure adherence to regulatory requirements and internal policies.
- Conduct regular compliance audits and assessments.
- Provide guidance and training to staff on compliance matters.
- Liaise with regulatory bodies and stay updated on industry regulations.
- Prepare and submit compliance reports to senior management.
- Investigate and address compliance issues promptly and effectively.
Qualifications and Skills:
- Proven experience as a Compliance Officer in the financial services sector preferably within asset management or financial advisory.
- Indepth knowledge of relevant regulations and compliance standards.
- Excellent analytical and problemsolving skills.
- Strong attention to detail and the ability to handle sensitive information with discretion.
- Effective communication and interpersonal skills.
- Ability to work independently and as part of a team.
Benefits
What We Offer:
- Competitive salary of 50000 to 55000 per annum (FTE).
- Flexible working hours (5 hours per day 4 days a week).
- Supportive and collaborative work environment.
- Opportunities for professional development and growth.
- Convenient Surrey location with excellent transport links.
Application Process:
If you are a compliance professional looking to contribute to a reputable financial organisation and enjoy a flexible work schedule we would love to hear from you.
Key Responsibilities: Develop, implement, and maintain compliance policies and procedures. Monitor and ensure adherence to regulatory requirements and internal policies. Conduct regular compliance audits and assessments. Provide guidance and training to staff on compliance matters. Liaise with regulatory bodies and stay updated on industry regulations. Prepare and submit compliance reports to senior management. Investigate and address compliance issues promptly and effectively. Qualifications and Skills: Proven experience as a Compliance Officer in the financial services sector, preferably within asset management or financial advisory. In-depth knowledge of relevant regulations and compliance standards. Excellent analytical and problem-solving skills. Strong attention to detail and the ability to handle sensitive information with discretion. Effective communication and interpersonal skills. Ability to work independently and as part of a team.
