Regulatory Reporting Associate

The Team: Morningstar's Finance team is responsible for accounting, financial planning and analysis of the company's financial results, ensuring adherence to local statutory requirements, and compliance with relevant regulatory bodies (FCA, etc.). The team works closely with our business groups to provide them with timely and insightful information for...

This inclusive employer is a member of myGwork - the largest global platform for the LGBTQ+ business community. The Team: Morningstar's Finance team is responsible for accounting, financial planning and analysis of the company's financial results, ensuring adherence to local statutory requirements, and compliance with relevant regulatory bodies (FCA, etc.)....

Main purpose of the role:The primary purpose of the role is to be assist the regulatory reporting team in preparing and reporting various regulatory MI for the BGC, Cantor and GFI family of UK regulated entities.Key responsibilities:Assistance with daily regulatory monitoring and reporting.Assist in the Preparation and submission of monthly and quarterly...

Reporting to the Regulatory Reporting Manager, this role will allow an aspiring accountant with some accounting experience to move into the banking space and learn all aspects of regulatory reporting to include the following;Production of statistical returns including BT, ELS, AL & GEProduction of LCR and PRA110 reportingSupport the production of capital...

A top-tier Investment Manager seeks a Regulatory Reporting Manager to join their dynamic team. Key responsibilities will include:Monitor and comprehend the Firm's ongoing regulatory reporting obligationsEnsure remediation and re submission of transactions within Regulatory deadlines or agreed time framesSupervise the work of team members to maintain high...

Regulatory Risk Associate Director London I am looking for a experienced, client facing Regulatory Risk Associate Director for a international, market leading client. You will be based in their London office and be engaged in providing guidance, pragmatic advise and insight in to their clients regulatory and risk issues. My client works with global...

ResponsibilitiesDaily Reporting of Liquidity metrics, including analysis and investigation of movesLiaising with internal colleagues, 2nd and 3rd line defense teams to streamline reporting and ensure resolution of issuesProject Work - involving a wide scope of possibilities but mainly focused on improved design and control within existing reporting...

Who we are looking for. This position is to lead the UK Regulatory Reporting Functional Hub in providing oversight for the Prudential & Statistical Returns, for State Street's UK and related EMEA entities. The role is managing a team in the UK, Poland and supported by a wider Centre of Excellence team based in India. Candidates will require a strong...

More than you expected Grant Thornton UK LLP is part of a global network of independent audit, tax and advisory firms, made up of some 58,000 people in over 135 countries. We're a team of independent thinkers who put quality, inclusion and integrity first. All around the world we bring a different experience to our clients. A better experience. One that...

MBF are currently partnering with one of the UK's top Wealth Managers to fill a key role within their Client Services team. Our client is a leading Wealth Management firm renowned for its commitment to excellence and client satisfaction. With a track record of success and a team of industry experts, they offer a dynamic and rewarding work environment. As a...

Regulatory Accountant London9-12 months Fixed Term Contract£75 - 90,000 per annum plus benefitsFantastic career opportunity for a Regulatory Accountant to join an investment brokerage based in London on a Fixed Term basis initially - there is scope for this to be made permanent.Responsibilities of the Regulatory Accountant will include: · Checking all...

FS Regulatory Lawyer - Mid/Senior AssociateWe are instructed by an international law firm that is seeking to recruit a mid/senior level Associate to join their financial services regulatory team in London.This highly regarded team advise their clients on governance, conduct and market issues and they are well known for their regulatory, advisory,...

A superb opportunity to join the small FS regulatory team of this silver circle firm. This truly client facing role will bring you exciting hands on responsibility with close-knit partner support. Applicants must be able to work independently though and be able to communicate with people at all levels both internally and with clients.You will advise on a...

OPERATIONS Operations division is a dynamic, multi-faceted organization that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product...

We are working closely with an international firm on a new role for a mid-senior level FS Regulatory Associate.The role will offer a broad range of work across various regulated industries such as mortgages, payment services, and other consumer level products in the financial markets.The team is looking for an experienced Associate with around 4-10 PQE, and...

This elite global law firm has a top tier disputes practice, which includes a market leading investigations team. The team is very much in growth mode and is looking to recruit junior to mid-level associates to join them and assist with a very healthy pipeline of work. . The team advise financial institutions and corporates on a range of high profile...

Northreach is a dynamic recruitment agency that connects businesses with top talent in cell & gene therapy. Our mission is to provide a seamless and personalised recruitment experience for clients and candidates, and to create a positive work environment that encourages equality, innovation, and professional growth. We are partnered with a globally market...

REGULATORY LAWYER. 3 + PQE, LONDON/ HYBRID, 6 MONTH FIXED TERM CONTRACT, £ £75 000 per annum. A truly exceptional opportunity has arisen with a thriving organisation in the regulatory sector. This role is offered as a Fixed Term Contract initially but could possibly lead to a longer term position in the future.Job ref:5963JOB TITLE:Regulatory Lawyer – 6...

Since Aspen was founded in 2002, we have become a leading, diversified specialty insurance and reinsurance company. We respond thoughtfully and creatively to find the best outcomes for our clients and business partners through carefully-tailored solutions. We believe the way we work is just as important as the work we do, and we are guided by our core values...

About the Opportunity A global elite law firm are looking for an ambitious Antitrust, Competition & Trade Associate to join their team. You will be joining a firm that is renowned for the quality of work that they deliver and their global reach. The team transact on a broad range of high-quality work which includes EU and UK mergers, competition...