SOX Controls Transformation Director

4 weeks ago

London, Greater London, United Kingdom Corporate Finance Full time

About the team and role

Reporting to the Vice President of Internal Audit and Controls Compliance, the Director of SOX Controls Transformation will be responsible for leading and executing initiatives for 'next generation' SOX and controls compliance including but not limited to; training programmes, improved business alignment, standardisation, improved efficiency in control operation and testing, technology and automation.

This role will work with and alongside the VP for Controls Centre of Excellence (CoE) and their CoE team. The CoE team has a responsibility for day-to-day SOX compliance and operational testing. This role will lead control transformation and improvement projects and will interact with leaders and key stakeholders across Finance, Legal, Operations and Technology as well as with the external auditors. Whilst this role does not have direct reports, you will have support and resources available in other members of the CoE and extended Internal Audit team.

Location: Based on a hybrid working model, this role will be located in the UK and will require travel to our London office.

What are the key responsibilities of the role?

  • Lead the planning and execution of improvement initiatives and projects impacting our overall SOX programme and internal control environment to further enhance SOX compliance and improve overall efficiency.
  • Partner with Finance and Business leaders across the organization, as well as internal & external auditors to support SOX Compliance across the organization with a focus on enhancing the effectiveness and efficiency of the internal control framework.
  • Serve as a critical Project Manager to ensure all deliverables and control improvements are in place in a timely manner. Lead the creation or revision of any project management tools to track and monitor progress.
  • Provide SME support and lead the co-ordination of efforts between Internal Audit, External Audit and Business Process Owners to ensure that internal control requirements are effectively embedded into broader business initiatives including the identification of key risks and designing controls to mitigate.
  • Support the delivery of the SOX training programme to key business stakeholders by leading training sessions to define compliance requirements and share hot topics related to SOX compliance.
  • Support in developing and maintaining GRC tooling to maximise the use of technology to support the SOX framework.
  • Understanding how the regulatory environment evolves both in the UK and US in relation to wider controls and compliance/reporting and ensuring that our processes and reporting change appropriately to remain compliant.

About You

  • Qualified accountant with demonstrable experience with Sarbanes Oxley and internal controls.
  • Big Four accounting firm experience with regards to SOX, Audit or risk advisory.
  • You'll have a firm grasp of financial reporting and SOX requirements and methodologies (risk assessment, controls design, testing strategies, etc.) and know what 'best in class' looks like.
  • Strong affinity with technology, experience with Oracle and Workiva is preferable.
  • A comprehensive understanding of COSO, SOX and PCAOB rules.
  • Exemplary leadership, teambuilding, and development skills with an ability to set objectives and drive results.
  • Proven ability to work with and communicate effectively across all levels across the organisation, including educating cross-functional teams and other leaders regarding SOX.
  • Strong influencing skills and business judgment.

Your rewards & benefits

We know you'll do great work, so we give a lot back with some of the best benefits in the business. We know one size doesn't fit all, so our workplace programs meet the different needs of our diverse teams, and their families, too. We offer:

  • A competitive salary,*
  • 25 days annual leave, which increases by 1 day each year up to 30 days (with the option to buy and sell up to 5 days per year on top of this)
  • A fantastic pension plan, where Pearson doubles what you contribute
  • Other benefits, including private dental care, private medical insurance, digital GP service, season ticket loan, eye tests, cycle to work scheme, volunteering days, employee wellbeing assistance, discounted retail and leisure products, services from leading companies and much more.

#LI-Hybrid

What to expect from Pearson

Did you know Pearson is one of the 10 most innovative education companies of 2022?

At Pearson, we add life to a lifetime of learning so everyone can realize the life they imagine. We do this by creating vibrant and enriching learning experiences designed for real-life impact. We are on a journey to be 100 percent digital to meet the changing needs of the global population by developing a new strategy with ambitious targets. To deliver on our strategic vision, we have five business divisions that are the foundation for the long-term growth of the company: Assessment & Qualifications, Virtual Learning, English Language Learning, Workforce Skills and Higher Education. Alongside these, we have our corporate divisions: Digital & Technology, Finance, Global Corporate Marketing & Communications, Human Resources, Legal, Strategy and Direct to Consumer. Learn more at We are Pearson.

We value the power of an inclusive culture and also a strong sense of belonging. We promote a culture where differences are embraced, opportunities are accessible, consideration and respect are the norm and all individuals are supported in reaching their full potential. Through our talent, we believe that diversity, equity and inclusion make us a more innovative and vibrant place to work. People are at the center, and we are committed to building a workplace where talent can learn, grow and thrive.

Pearson is an Affirmative Action and Equal Opportunity Employer and a member of E-Verify. We want a team that represents a variety of backgrounds, perspectives and skills. The more inclusive we are, the better our work will be. All employment decisions are based on qualifications, merit and business need. All qualified applicants will receive consideration for employment without regard to race, ethnicity, color, religion, sex, sexual orientation, gender identity, gender expression, age, national origin, protected veteran status, disability status or any other group protected by law. We strive for a workforce that reflects the diversity of our communities.

To learn more about Pearson's commitment to a diverse and inclusive workforce, navigate to: Diversity, Equity & Inclusion at Pearson.

If you are an individual with a disability and are unable or limited in your ability to use or access our career site as a result of your disability, you may request reasonable accommodations by emailing

Note that the information you provide will stay confidential and will be stored securely. It will not be seen by those involved in making decisions as part of the recruitment process.

Job: FINANCE

Organization: Corporate Finance

Schedule: FULL_TIME

Workplace Type:

Req ID: 15249


  • sox analyst

    5 days ago

    London, Greater London, United Kingdom Maxwell Bond Full time

    ** SOx Analyst - £400 per day - Outside IR35 - Fully remote / UK only ** SOx Analyst Outside IR35 Remote / UK only £400 7 months Supporting the SOx Manager to help build and design the businesses SOx Programme, driving controls and maturity on a global scale. The SOx Analyst will have experience with remediation/testing with SOX This is a urgent...

  • Sox Auditor

    4 days ago

    London, Greater London, United Kingdom Careers In Group Full time

    The Audit & Risk Recruitment Company (ARRC) has been mandated by my client, a Financial Services Conglomerate, to assist in their search for a SOX auditor._This is a contract role inside IR35 with a daily rate of circa £600 - £650 / day, lasting until minimum end of April 2023 based in central London. _Role Responsibilities: Delivering the current SOX...

  • Financial Controls Manager Uk Sox

    4 days ago

    London, Greater London, United Kingdom Careers In Group Full time

    Barclay Simpson have been engaged by a prestigious, well known FTSE 100 retail brand who are expanding their established UK SOx readiness function with the recruitment of a new Financial Controls Manager. This would be an ideal 1st or 2nd move for a Big4/Top 10 qualified accountant with SOx exposure, or an experienced controls professional looking to make...

  • SOX Manager

    5 days ago

    London, Greater London, United Kingdom CBRE Full time

    SOX Manager / Audit Manager Service line Full-time Accounting/Finance, Consulting Audit Manager (SOX / US GAAP) Global Financial Risk Management (FRM) CBRE is looking for a SOX Manager with US GAAP and SOX controls experience to join the business process audit team within the Financial Risk Management (FRM) function in London. As a CBRE SOX Manager,...

  • IT Sox Compliance Office

    5 days ago

    London, Greater London, United Kingdom Chubb Full time

    IT SOX Compliance OfficeWorking within the EMEA IT PMO team, the IT SOX Compliance Office will be responsible for oversight and delivery of all IT risk and audit controls and activities to ensure the EMEA IT systems are assessed and compliance with all SOX and audit requirements in the increasing & changing regulatory environment.Liaising with key...

  • SOX Manager

    2 months ago

    London, Greater London, United Kingdom CBRE Full time

    SOX Manager / Audit ManagerJob ID155442Posted22-Feb-2024Service lineCorporate SegmentRole typeFull-timeAreas of InterestAccounting/Finance, ConsultingLocation(s)London - England - United Kingdom of Great Britain and Northern IrelandAudit Manager (SOX / US GAAP)Global Financial Risk Management (FRM)CBRE is looking for a SOX Manager with US GAAP and SOX...

  • SOX Manager

    3 weeks ago

    London, Greater London, United Kingdom CBRE Full time

    SOX Manager / Audit ManagerJob ID155442Posted22-Feb-2024Service lineCorporate SegmentRole typeFull-timeAreas of InterestAccounting/Finance, ConsultingLocation(s)London - England - United Kingdom of Great Britain and Northern IrelandAudit Manager (SOX / US GAAP)Global Financial Risk Management (FRM)CBRE is looking for a SOX Manager with US GAAP and SOX...

  • SOX Manager

    5 days ago

    London, Greater London, United Kingdom CBRE Full time

    This job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board. SOX Manager / Audit Manager Job ID Posted 22-Feb-2024 Service line Corporate Segment Role type Full-time Areas of Interest Accounting/Finance, Consulting Location(s) London - England - United Kingdom of Great Britain and Northern Ireland Audit...

  • Head of Internal Controls

    4 days ago

    London, Greater London, United Kingdom Careers In Group Full time

    A highly acquisitive and global enterprise are seeking a Head of Internal Controls to help set up their London-based Finance Function. This is a rapidly growing enterprise in the early stages of a large-scale transformation, with this position presentingthe opportunity to play an integral role in this transition and build a long-lasting Controls...

  • Internal Controls Project Lead Sox

    4 days ago

    London, Greater London, United Kingdom Careers In Group Full time

    The Audit & Risk Recruitment Company (ARRC)is working with a FTSE 250 business based in London (West End) to assist in their search for a Project Controls Lead as the business prepares for UK SOX regulations. They work in a hybrid mannerand attend the office 1 -2 times per week._This is an 18-month fixed term contract so the position will suit an individual...

  • Finance Transformation Director

    4 days ago

    London, Greater London, United Kingdom Talentedge Full time

    Finance Transformation Director – 18 Month FTCRead the overview of this opportunity to understand what skills, including and relevant soft skills and software package proficiencies, are required.£120-140k + bonusFinancial Services Central London Based (Hybrid) Start Date: ASAP TalentEdge are partnering with a leading Fund Administrator to support their...

  • Transformation Director

    4 days ago

    London, Greater London, United Kingdom Eames Consulting Full time

    Finance Transformation Director Eames Consulting London, United Kingdom Posted 1 day ago Hybrid Job Contract Up to GBP1000 per day My FS client is looking for a Finance Transformation Director to manage an end-to-end systems implementation project. FS experience across banking/broking/settlements Change/Delivery experience across Finance Transformation...

  • Interim Director of Finance Transformation

    5 days ago

    London, Greater London, United Kingdom Loruspartners Full time

    Interim Director of Finance Transformation Job Reference DPCN Application Email Job Salary Job Industries IT Job Locations United Kingdom,London Job Types Interim The details Our client, a PE backed technology business, are looking for an Interim Director of Finance Transformation. This will be a key role in defining, delivering and co-ordinating...

  • Director of Transformation

    5 days ago

    London, Greater London, United Kingdom Policeconduct Full time £93,000

    The IOPC is the independent police complaints watchdog for England and Wales. We investigate the most serious complaints and conduct matters involving the police, and we set standards by which the police should handle complaints. We are going through a period of change and transformation and an exciting opportunity has arisen for an experienced Director of...

  • HR Transformation Director

    4 days ago

    London, Greater London, United Kingdom Lucas Kennedy Group Full time

    Job Title: HR Transformation DirectorCompany: UK Based ConsultancyI am currently collaborating with a UK based consultancy in search of a skilled HR Transformation Director. They are seeking an individual who can ensure exceptional client experiences while leading the growth of their HR Transformation team.The ideal candidate should have a strong track...

  • Quality Assurance Manager Uk Sox Experience

    5 days ago

    London, Greater London, United Kingdom eFinancialCareers Full time

    On behalf of Tesco Bank, AMS are now looking for a Quality Assurance Manager (UK SOX Experience) for an initial contract length of 3 Months Based fully remote.Tesco Bank prides itself on their range of simple and convenient retail banking and insurance products designed specifically to meet the needs of Tesco customers. They believe that every little help...

  • Director of Digital Transformation

    5 days ago

    London, Greater London, United Kingdom Sage City Full time

    Job Description About our Portfolio Director (Digital Transformation) role: This role is responsible for the delivery of the Digital Transformation strategic objective. This includes being responsible for a portfolio of programmes, projects and squads that deliver the Digital Transformation objective which is focused on optimising and scaling Sage's...

  • Finance Transformation Director

    5 days ago

    London, Greater London, United Kingdom Eames Consulting Full time

    Finance Transformation Director Eames Consulting London, United Kingdom Posted 1 day ago Hybrid Job Contract Up to GBP1000 per day My FS client is looking for a Finance Transformation Director to manage an end-to-end systems implementation project. EXPERIENCE FS experience across banking/broking/settlements Change/Delivery experience across Finance...

  • Risk & Controls Manager

    5 days ago

    London, Greater London, United Kingdom Bruin Full time

    Ref: 37533My client is looking to hire a Risk & Controls Manager within their SOX Controls team based in Milton Keynes for a 12-month Fixed-Term Contract.The role:Take responsibilities for testing, monitoring and enhancing SOX controls around the Technology space within the firm.Ensure the integrity of SOX controls so that they are of the highest possible...

  • Risk & Controls Manager

    5 days ago

    London, Greater London, United Kingdom Bruin Full time

    Ref: 37533 My client is looking to hire a Risk & Controls Manager within their SOX Controls team based in Milton Keynes for a 12-month Fixed-Term Contract. The role: Take responsibilities for testing, monitoring and enhancing SOX controls around the Technology space within the firm. Ensure the integrity of SOX controls so that they are of the highest...