Head of Regulatory/Regulatory Partner

This profitable City / International firm are experienced in a wide range of both cross-border and domestic financial services regulation. Their impressive client roster ranges from large multinationals to specialist boutiques. They work with banks, investment and asset managers, payment services providers, brokers and other financial markets participants. ...

Regulatory Accountant London9-12 months Fixed Term Contract£75 - 90,000 per annum plus benefitsFantastic career opportunity for a Regulatory Accountant to join an investment brokerage based in London on a Fixed Term basis initially - there is scope for this to be made permanent.Responsibilities of the Regulatory Accountant will include: · Checking all...

Exciting new regulatory role to work in a growing fintech business in the City of London. This role directly reports to Head of Legal and working closely with other senior stakeholders.In this role you will advise on complex regulatory matters and work across multiple regions and jurisdictions, as well as pro-actively identifying and managing legal risks....

The Team: Morningstar's Finance team is responsible for accounting, financial planning and analysis of the company's financial results, ensuring adherence to local statutory requirements, and compliance with relevant regulatory bodies (FCA, etc.). The team works closely with our business groups to provide them with timely and insightful information for...

This inclusive employer is a member of myGwork - the largest global platform for the LGBTQ+ business community. The Team: Morningstar's Finance team is responsible for accounting, financial planning and analysis of the company's financial results, ensuring adherence to local statutory requirements, and compliance with relevant regulatory bodies (FCA, etc.)....

A superb opportunity to join the small FS regulatory team of this silver circle firm. This truly client facing role will bring you exciting hands on responsibility with close-knit partner support. Applicants must be able to work independently though and be able to communicate with people at all levels both internally and with clients.You will advise on a...

Regulatory BarristerA leading Regulatory department require an experienced Regulatory Solicitor or qualified Barrister with Tribunal representation experience. The successful Regulatory person will join a highly successful department, employing over 100 people, and due to an increase in volumes of work, the require an additional, talented individual to...

REGULATORY LAWYER. 3 + PQE, LONDON/ HYBRID, 6 MONTH FIXED TERM CONTRACT, £ £75 000 per annum.Join a thriving organisation that offers many benefits such as, 31 days annual leave plus a holiday transfer scheme, hybrid working – a minimum of four days office presence per month, generous pension plan and many more Job ref: 5872JOB TITLE:Regulatory Lawyer...

Job Title: Senior Regulatory Affairs & PV Manager Employment Type: Permanent positionLocation: East London, 3 days on site. (Hybrid) Remuneration: Competitive salary and packageSenior Regulatory Affairs & PV Manager opportunity working for a growing pharmaceutical company specialising in medicinal, non-medicinal, medical devices, and OTC products. The...

REGULATORY LAWYER. 3 + PQE, LONDON/ HYBRID, 6 MONTH FIXED TERM CONTRACT, £ £75 000 per annum. A truly exceptional opportunity has arisen with a thriving organisation in the regulatory sector. This role is offered as a Fixed Term Contract initially but could possibly lead to a longer term position in the future.Job ref:5963JOB TITLE:Regulatory Lawyer – 6...

Main purpose of the role:The primary purpose of the role is to be assist the regulatory reporting team in preparing and reporting various regulatory MI for the BGC, Cantor and GFI family of UK regulated entities.Key responsibilities:Assistance with daily regulatory monitoring and reporting.Assist in the Preparation and submission of monthly and quarterly...

An exciting opportunity to work as a Regulatory and Investigations Professional Support Lawyer supporting our client's London-based legal regulatory and investigations team and their wider disputes team.Client DetailsOur client is one of the world's largest and most well-respected law firms.DescriptionAs a Regulatory and Investigations Professional Support...

OPERATIONS Operations division is a dynamic, multi-faceted organization that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product...

Who we are looking for. This position is to lead the UK Regulatory Reporting Functional Hub in providing oversight for the Prudential & Statistical Returns, for State Street's UK and related EMEA entities. The role is managing a team in the UK, Poland and supported by a wider Centre of Excellence team based in India. Candidates will require a strong...

FS Regulatory Lawyer - Mid/Senior AssociateWe are instructed by an international law firm that is seeking to recruit a mid/senior level Associate to join their financial services regulatory team in London.This highly regarded team advise their clients on governance, conduct and market issues and they are well known for their regulatory, advisory,...

Regulatory Affairs Manager (Inside IR35)Duration: 12 months (Extention possible)Location: Uxbridge, 3 days on-site per weekHourly Rate: £40-£55 per hour dependant on experience.Overview: Join our dynamic team as a Regulatory Affairs Manager, where you'll support regional regulatory activities for innovative products. As a key member of the Global...

Reporting to the Regulatory Reporting Manager, this role will allow an aspiring accountant with some accounting experience to move into the banking space and learn all aspects of regulatory reporting to include the following;Production of statistical returns including BT, ELS, AL & GEProduction of LCR and PRA110 reportingSupport the production of capital...

Founded in 2012, Bitfinex is a digital asset trading platform offering state-of-the-art services for digital currency traders and global liquidity providers. We're on a mission to create the most innovative cryptocurrencies exchange. This is a unique opportunity, a rare window of time at the tipping point of the financial evolution. Much like the early days...

Solicitor Regulatory BarristerA leading Regulatory department require experienced Senior Regulatory Barrister to undertake Tribunal representation. The role offers hybrid and flexible working out of the firm's London office.The successful Senior Solicitor Regulatory Barrister will primarily present cases at final substantive hearing and represent regulators...

A top-tier Investment Manager seeks a Regulatory Reporting Manager to join their dynamic team. Key responsibilities will include:Monitor and comprehend the Firm's ongoing regulatory reporting obligationsEnsure remediation and re submission of transactions within Regulatory deadlines or agreed time framesSupervise the work of team members to maintain high...