Compliance Manager

1 month ago


Royal Tunbridge Wells, United Kingdom Meraki Talent Ltd Full time

Meraki Talent are currently working with an Investment Management company with a strong stock brokering background.


There is an excellent opportunity for a Compliance Monitoring Manager to join their team, this role is based in Kent and operates on hybrid model. This is permanent role.


This role will report directly to the head of compliance & MLRO


Key Responsibilities include.

  • documentation and staff interviews to ensure the firm is not exposed to risks
  • the firm meets all regulatory requirements and or conduct risks
  • reporting that is clear and conclusive of assurance activities
  • and advise head of compliance on findings on monitoring activity
  • and manage a junior compliance monitoring Analyst
  • the head of compliance with the implementation of compliance policies and regulator rules
  • regulatory changes and ad hoc compliance changes


The ideal candidate will have.


  • experience working within compliance for a financial services institution with a good experience FCA & regulations governing investment/ stockbroking business
  • knowledge of AML/ Audit process
  • ability to interpret financial regulation and regulatory requirements as asses operational compliance with financial crime risk
  • attention to detail
  • ability to manage own workload with minimal supervision


Please be advised there is no sponsorship available for this role.


They are looking for a candidate who is analytic, flexible, great at planning and organising they will also have great people management skills and can manage information well



  • Royal Tunbridge Wells, United Kingdom Meraki Talent Ltd Full time

    Meraki Talent are currently working with an Investment Management company with a strong stock brokering background.There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role.This role will report directly to the head of compliance Key...


  • Royal Tunbridge Wells, United Kingdom meraki talent ltd Full time

    Meraki Talent are currently working with an Investment Management company with a strong stock brokering background.If you want to know about the requirements for this role, read on for all the relevant information.There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model....


  • Royal Tunbridge Wells, United Kingdom Meraki Talent Ltd Full time

    Meraki Talent are currently working with an Investment Management company with a strong stock brokering background.There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role.This role will report directly to the head of compliance Key...


  • Royal Tunbridge Wells, United Kingdom Meraki Talent Ltd Full time

    Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role. This role will report directly to the head of compliance Key...


  • Royal Tunbridge Wells, United Kingdom Meraki Talent Ltd Full time

    Meraki Talent are currently working with an Investment Management company with a strong stock brokering background.There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role.This role will report directly to the head of compliance Key...


  • Royal Tunbridge Wells, United Kingdom Meraki Talent Ltd Full time

    Job DescriptionMeraki Talent are currently working with an Investment Management company with a strong stock brokering background.There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role.This role will report directly to the head of compliance...


  • Tunbridge Wells, United Kingdom meraki talent ltd Full time

    Meraki Talent are currently working with an Investment Management company with a strong stock brokering background.If you want to know about the requirements for this role, read on for all the relevant information.There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model....

  • Tax Manager

    2 weeks ago


    Tunbridge Wells, Kent, United Kingdom Pro-Tax Full time

    Corporate Tax Manager Join a dynamic and growing team providing tailored tax compliance and advisory services to diverse business clients. I am seeking a skilled Corporate Tax Manager to oversee client portfolios and lead a team of talented professionals. As a Corporate Tax Manager, you will take charge of managing a diverse portfolio of business...


  • Royal Tunbridge Wells, United Kingdom Vermelo RPO Full time

    Due to exponential growth, there is now an opportunity and a requirement within a nationwide property management company for a Health, Safety and Environmental Manager based in Tunbridge Wells. As the Health, Safety and Environmental Advisor, you'll direct and manage compliance with the company safety programs to ensure company safety goals are...


  • Royal Tunbridge Wells, United Kingdom Vermelo RPO Full time

    Due to exponential growth, there is now an opportunity and a requirement within a nationwide property management company for a Health, Safety and Environmental Manager based in Tunbridge Wells.As the Health, Safety and Environmental Advisor, you'll direct and manage compliance with the company safety programs to ensure company safety goals are...


  • Royal Tunbridge Wells, United Kingdom Pro-Tax Recruitment Full time

    Corporate Tax Assistant Manager Tunbridge Wells I am seeking a skilled and ambitious Corporate Tax Assistant Manager to join a well-respected firm in Tunbridge Wells. This role involves providing comprehensive tax compliance and advisory services to their diverse clientele. As a key member of the team, you will assist Managers and Senior Managers in...


  • Royal Tunbridge Wells, United Kingdom Vermelo RPO Full time

    Due to exponential growth, there is now an opportunity and a requirement within a nationwide property management company for a Health, Safety and Environmental Manager based in Tunbridge Wells. As the Health, Safety and Environmental Advisor, you'll direct and manage compliance with the company safety programs to ensure company safety goals are met....


  • Royal Tunbridge Wells, United Kingdom Pro-Tax Recruitment Full time

    Corporate Tax Manager Tunbridge Wells Join a dynamic and growing team providing tailored tax compliance and advisory services to diverse business clients. I am seeking a skilled Corporate Tax Manager to oversee client portfolios and lead a team of talented professionals. As a Corporate Tax Manager, you will take charge of managing a diverse portfolio of...


  • Tunbridge Wells, Kent, United Kingdom Meraki Talent Ltd Full time

    Job Description Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role. This role will report directly to the head of...

  • Tax Manager

    5 days ago


    Royal Tunbridge Wells, United Kingdom Farrer Barnes Limited Full time

    This well respected and expanding practice is seeking a Tax Manager to join their growing tax department.A rare opportunity for someone with the right background and knowledge to make this role their own. My client will only consider qualified professionals, ACA/ ACCA/ CA, who have also attained their CTA qualification.It is essential that the right...


  • Tunbridge Wells, Kent, United Kingdom Meraki Talent Ltd Full time

    Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role. This role will report directly to the head of compliance Key...


  • Tunbridge Wells, Kent, United Kingdom Meraki Talent Ltd Full time

    Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role. This role will report directly to the head of compliance Key...


  • Tunbridge Wells, Kent, United Kingdom Meraki Talent Ltd Full time

    Job Description Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role. This role will report directly to the head of...

  • Corporate Tax Manager

    1 month ago


    Royal Tunbridge Wells, United Kingdom Evelyn Partners Full time

    Job DescriptionJob purposeThis role will provide tax compliance and advisory services for a wide range of business clients.The primary responsibility will be to deal with all matters relating to the management of a portfolio of clients and managing more junior members of staff as necessary.You will also provide assistance to Directors/Partners in both client...


  • Royal Tunbridge Wells, United Kingdom Pertemps Maidstone Full time

    Branch Manager needed for brand new office for well-established Insurance firm opening in Tunbridge Wells.Location: Tunbridge Wells TN1 (Kent)Working Hours: Monday-Friday (Apply online only) (35hrs paid)Salary: Competitive and negotiable.Contract: PermanentThis is not a remote role.Must have a minimum of 5 years' experience within a strong commercial or...