Compliance Officer

Found in: Whatjobs ES C2 - 5 days ago


Richmond, United Kingdom CBC Resourcing Solutions Full time
Compliance Officer
South East
Fantastic salary plus bonus and benefits
Our client is a highly respected vendor and equipment finance company who operate across a broad range of assets and due to growth are looking to recruit a Compliance Officer to support the AML team.
Responsibilities will include;
* Day to day customer due diligence (CDD) and know your customer (KYC);
* Liaise with Deputy MLRO re: escalated transactions, answering queries as required;
* Escalating transactions where required, including research undertaken, system notes, completion of escalation forms and use of group tools for reporting;
* Liaise with Sales teams to obtain KYC/CDD information, as required;
* Assist Risk team with CDD particularly the identification of Beneficial Owners; Negative news; PEPs (Politically Exposed Persons); ESR (Environmental Social Risks):
* Carry out CDD Reviews in accordance with the AML Risk rating and AML policy;
* Checking CDD
* Ensuring that all CDD escalations are correctly documented; producing KPIs on a quarterly basis using this data;
* Ensuring that the PEP register is maintained;
* Perform Periodic Reviews on live clients;
* Deputize for the Deputy MLRO as and when required (for example to attend calls and meetings when the Deputy MLRO is attending training, writing policies, on holiday etc..)
* Assist with training new / junior members of the team (once fully competent and trained) and also assisting with the training of other members of staff who require guidance or support where we are utilizing extra resource from within the business
In the first instance please send your CV in confidence
  • Compliance Officer

    2 weeks ago


    Richmond, North Yorkshire, United Kingdom CBC Resourcing Solutions Full time

    Compliance Officer South East Fantastic salary plus bonus and benefits Our client is a highly respected vendor and equipment finance company who operate across a broad range of assets and due to growth are looking to recruit a Compliance Officer to support the AML team. Responsibilities will include; Day to day customer due diligence (CDD) and know your...

  • Lettings Compliance Manager

    Found in: Talent UK C2 - 1 week ago


    Richmond, United Kingdom Savills Full time

    Role OverviewBased in the Sevenoaks office. Taking responsibility for second checking that all legal/health and safety checks/requirements have been completed and all relevant processes have been followed before a tenancy commences or renews. Key Responsibilities Team: Work as part of the lettings compliance team towards the goal of ensuring all...

  • Quality Officer

    1 day ago


    Richmond, United Kingdom Richmond and Hillcroft Adult and Community College Full time

    We are seeking an enthusiastic quality officer to join our Quality Team, based at our Richmond campus. This role supports our Head of Quality in operating effective quality assurance systems to support excellence in learning and teaching and providse general and administrative support to the quality team. Duties include administering quality assurance...


  • Richmond, United Kingdom Derivco Full time

    Derivco is a leading software development house in the online gaming world. Working alongside our key partners, to include Betway, we design, develop, illustrate and animate the best online casino games in the industry. We’re proud to say we employ over 2,000 of the brightest minds in the industry across our offices in the USA, South Africa, Isle of Man,...


  • Richmond, United Kingdom North Yorkshire County Council Full time

    **Housing Enforcement Officer (Technical Officer - Housing Regulation) Trainee role - Richmondshire** Grade I £30,151 - £32,909 2-Year Fixed Term Contract Richmondshire area - agile working with visits across the area Are you committed to providing a high standard of customer care? Are you highly organised with the ability to thrive in a fast-paced...


  • Richmond upon Thames, United Kingdom Connaught Education Full time

    Payroll Officer and HR Assistant - Co-educational Private School - Full time, permanent position - Start date as soon as possible Our client, a high achieving, coeducational private school set in 25 acres of grounds with first class facilities is looking to appoint a Payroll Officer and HR Assistant on a full time, permanent basis. The role in question is...

  • Field Care Supervisor

    Found in: Talent UK C2 - 7 days ago


    Richmond, United Kingdom Helping Hands Full time

    Location: RichmondThe Role:We are looking to recruit a Senior Care Assistant who is ready for the next step in their Career. As a Field Care Supervisor with Helping Hands you will support in training the next generation of Care Assistants in providing the best possible support to our Customers.You will be involved from the moment a carer comes in for their...

  • Field Care Supervisor

    Found in: Talent UK C2 - 2 days ago


    Richmond, United Kingdom Helping Hands Full time

    Location: RichmondThe Role:We are looking to recruit a Senior Care Assistant who is ready for the next step in their Career. As a Field Care Supervisor with Helping Hands you will support in training the next generation of Care Assistants in providing the best possible support to our Customers.You will be involved from the moment a carer comes in for their...


  • Richmond, United Kingdom Gumtree & Motors.co.uk Full time

    With nearly a million new ads on the site each week and a whopping 14 million unique visitors every month, Gumtree prides itself on being the go-to place for everything from smartphones to cars and jobs to flats. As a company we are on a mission to make buying and selling second hand safer, simpler and more enjoyable for everyone, because we believe...


  • Richmond, United Kingdom ProPharma Group Full time

    Company Description ProPharma Group is an industry leading, single source provider for regulatory compliance, pharmacovigilance, and medical information services across the full development lifecycle for pharmaceutical, biotechnology, and medical device companies. Operating around the world with offices in Australia, Canada, Germany, Japan, the Netherlands,...


  • Richmond, United Kingdom ProPharma Group Full time

    Company Description ProPharma Group is an industry leading, single source provider for regulatory compliance, pharmacovigilance, and medical information services across the full development lifecycle for pharmaceutical, biotechnology, and medical device companies. Operating around the world with offices in Australia, Canada, Germany, Japan, the Netherlands,...


  • Richmond, United Kingdom Hamptons Full time

    We are currently looking for an experienced Lettings Hub Administrator to join our Richmond Admin Hub. From the moment you start your career with us, you will receive the best development, benefits and opportunities in the business. We will invest heavily in you and your career to ensure that together, we continue to achieve great...


  • Richmond, United Kingdom Savills Full time

    **Role Overview** If you have previous customer service experience; have a keen eye for detail and are good at multi-tasking then we would love to hear from you. Your role is a critical in providing a smooth letting / renting journey for our landlords and tenants. You’ll be dealing with all of your portfolio’s property management queries throughout the...

  • Executive Assistant

    Found in: Talent UK C2 - 1 week ago


    Richmond, United Kingdom Allocate Full time

    RLDatix Overview Every single day around the world, thousands of patients are harmed from care delivery errors, many of which are preventable. We want to change that. RLDatix is on a mission to improve healthcare by enabling a world where patients receive the best and safest care possible. Trusted by thousands of clients around the world, our connected...


  • Richmond, United Kingdom RLDatix Full time

    Do you thrive in a customer driven environment? What about a career where your progression is in your control? **What you'll gain**: - Join a friendly culture that encourages both collaboration and personal autonomy - Experience an environment where personal growth and career development is encouraged - Receive benefits that include private healthcare,...

  • Supportability (ILS) Engineer

    Found in: Talent UK 2A C2 - 2 weeks ago


    Richmond, United Kingdom Newman Stewart Full time

    Supportability (ILS) EngineerLocation: North YorkshireWorking pattern: Hybrid – Remote with some site/office visitsOur client are a global engineering and manufacturing leader. Their people are dedicated to solving customers’ challenges and are all specialists in their field. From research and development through to lifetime support, they truly believe...

  • Assistant Property Manager

    Found in: Talent UK C2 - 1 week ago


    Richmond, United Kingdom Savills Full time

    Role OverviewIf you have previous customer service experience; have a keen eye for detail and are good at multi-tasking then we would love to hear from you.Your role is critical in providing a smooth letting / renting journey for our landlords and tenants. You’ll be dealing with all of your portfolio’s property management queries throughout the duration...

  • Customer Service Advisor

    Found in: Whatjobs ES C2 - 5 days ago


    Richmond Hill, United Kingdom Morgan Sindall Property Services Full time

    Fixed Term for 6 Months (Maternity Cover), Full Time – 40 hours per weekWe have an exciting opportunity for a Customer Service Advisor to join us at our hub in Leeds.About the RolesAs a Customer Service Advisor joining our team, you’ll be responsible for high volumes of calls liaising with clients, sub-contractors, suppliers and supervisors to schedule...

  • Structural Engineer

    1 week ago


    Richmond Hill, United Kingdom Vertical Recruitment Limited Full time

    Are you a skilled and motivated Structural Engineer looking for an exciting opportunity to contribute your expertise to innovative engineering projects? Be part of a dynamic team that is shaping the future of construction and infrastructure in Leeds! My Client is a leading engineering consultancy with a strong reputation for delivering exceptional...

  • Structural Engineer

    Found in: Whatjobs ES C2 - 5 days ago


    Richmond Hill, United Kingdom Vertical Recruitment Limited Full time

    Are you a skilled and motivated Structural Engineer looking for an exciting opportunity to contribute your expertise to innovative engineering projects? Be part of a dynamic team that is shaping the future of construction and infrastructure in Leeds!My Client is a leading engineering consultancy with a strong reputation for delivering exceptional structural...