Risk and Compliance Analyst

2 days ago


London Area, United Kingdom Audit & Risk Recruitment Full time

Audit & Risk Recruitment have been asked by a London based insurances company to source a Risk and Compliance Analyst to join a growing team.


This role will suit someone with circa 2-4 years’ experience in a Risk, Compliance, Control or Audit function with circa 1+ years’ experience of regulatory compliance


Our client has developed a people-first culture and has both a strong track record of organic growth, as well as an active acquisition strategy, so are growing quickly. As a result of this growth, they are looking for a detail-oriented compliance professional with a proven ability to navigate regulatory landscapes and deliver practical solutions.

You will have expertise in compliance policies, risk management, and regulatory frameworks, be a trusted advisor to both employees and senior management, and want to work in a collaborative environment.


In this role you will be responsible for:

• The completion of monitoring and operational tasks as set out in the Compliance Monitoring Plan.

• supporting Compliance and Risk analysis

• supporting the Third-party onboarding process.

• reviewing of Gifts & Hospitality declarations

• reviewing of Conflicts of Interest declarations

• supporting compliance projects.

• reviewing and approving marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines.

• supporting the provision of practical advice to managers on regulatory issues

• reviewing and investigate Sanctions matches providing guidance to the business on a match and confirming if the transaction can proceed.

• staying informed about FCA requirements and how they affect the business.


Base Salary - £36,000 to £40,000 plus benefits



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