Risk & Compliance Director

3 weeks ago

london, United Kingdom Oculus Legal Group Full time

Salary up to £140,000 DOE Well-established law firm Key leadership role with autonomy to shape the compliance function A leading mid-size commercial law firm based in London is seeking an experienced Risk & Compliance Director to lead the firm’s risk management and regulatory compliance strategy. This is a key leadership role, working closely with the senior management team to safeguard the firm’s reputation, ensure compliance with all regulatory obligations, and promote a culture of integrity and best practice across the business. Responsibilities include: Develop and implement the firm’s risk and compliance framework, tailored to its practice areas and client base. Advise senior management on regulatory developments and compliance matters affecting the firm. Oversee compliance with SRA Standards and Regulations and support the firm’s COLP, MLRO and MLCO. Lead the firm’s response to SRA audits, inspections, and other regulatory reviews. Manage AML compliance, including policies, controls and procedures, and provide training across the firm. Advise Partners and fee earners on client due diligence, source of funds/wealth checks, conflicts of interest, confidentiality, and other professional conduct issues. Maintain and monitor compliance registers, including breaches, complaints, and gifts. Oversee renewals of professional indemnity, cyber, and commercial crime insurance policies. Promote a proactive, ethical, and compliant culture throughout the firm. What we need from you: Significant experience in a senior risk and compliance role within a law firm. A strong understanding of SRA Standards and Regulations, AML legislation, and best practices. Excellent communication and interpersonal skills with the ability to influence at all levels. Strong technical and analytical skills, with the ability to balance detail with strategic oversight. Leadership qualities, commercial awareness, and a collaborative working style. A legal qualification (Solicitor of England & Wales) would be advantageous but is not essential. This is an excellent opportunity to join a well-established, forward-thinking London firm known for its commercial, real estate, and private client work. You’ll have the autonomy to shape the compliance function and work directly with the senior leadership team to enhance governance and regulatory excellence. Salary up to £140,000 DOE Well-established law firm Key leadership role with autonomy to shape the compliance function If you're interested, then hit that apply button or reach out to Niamh Nolan directly on

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