AVP, Compliance Advisory

1 week ago

Greater London, United Kingdom First Abu Dhabi Bank (FAB) Full time

Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.


Join us and leave your mark on the industry. We are looking for an experienced AVP, Compliance Advisory candidate for our FAB office in London, United Kingdom . Let's work together to achieve great things and unlock new possibilities for our employees, customers, and communities.


Job Purpose

To ensure that the FAB business in the UK is carried out in accordance with local rules and regulations and to provide updates and information on compliance matters to the Head of Compliance (UK). Manage and monitor compliance requirements in the UK and assist the business in achieving compliance with UAE and local regulations as well as Group and local policies and procedures.

Key Accountabilities

  • Provide up-to-date technical Compliance advice, guidance, training and support in relation to all regulatory matters applicable to the UK branch, with significant focus on the Global Markets, MiFID II, EMIR-related elements of the relevant business lines as well as cover for Global Banking Coverage and Private Banking Compliance as part of the Advisory team.
  • Regulatory Frameworks: Support and advise the business on operationalising Compliance frameworks to support key initiatives – such as GM Enhancements, Transformation/Integration and Product Development and Governance.
  • Regulatory Horizon Scanning: Support horizon-scanning activities, engaging with key stakeholders to review and act upon relevant new or revised regulations that impact the branch.
  • New Product Review: Review new product proposals and provide advice on applicable regulatory requirements and necessary permissions to support new activities.
  • Regulatory Relations: Together with the Head of Compliance & VP Compliance Advisory, assist with and promote a transparent and effective relationship with UK regulators including proper coordination and preparation for exams, visits and/or calls.
  • Reporting and Issue Closure: Support the delivery of succinct and accurate Compliance reporting at branch and Group-level, ensure smooth delivery of duties/tasks and manage follow-ups on corrective actions arising from the Compliance Monitoring Plan and GIA actions.
  • Legal liaison: Acting as a key interface with Group Legal on regulatory or legal matters affecting the UK branch.
  • Engage and collaborate with other Compliance resources, as required, to support the Compliance Management Framework, Compliance Strategy and to ensure seamless coverage of Policy & Procedure updates and investigations.
  • Perform other additional tasks as required from time to time as directed by the Head of Compliance or the Head of International Compliance in Head Office. E.g. support Regulatory Compliance frameworks such as FATCA/CRS, Cross-Border and Market Abuse.


Qualifications & Experience

  • 5+ years’ Compliance experience preferred – either in an Advisory role within a Wholesale Banking or Private Banking environment.
  • Degree educated with Legal, Banking and/or Compliance qualifications.
  • Relevant experience in a Compliance or Audit function within an international bank, ideally experienced at working within a matrix management organisation across multiple cultures.
  • Excellent demonstrable working knowledge of UK and EU banking regulations. Ability to work under pressure and to tight deadlines.
  • Strong analytical, interpersonal and communication skills with excellent attention to detail.
  • Fluent in English, with very strong written and presentation skills with a proven track record of influencing.
  • Proactive, with the ability to generate ideas, think creatively and develop pragmatic solutions.
  • Discreet, with high levels of integrity and able to handle highly sensitive information with absolute confidentiality.

  • AVP, Compliance Advisory

    1 week ago

    Greater London, United Kingdom First Abu Dhabi Bank (FAB) Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.Join us and leave your mark on the industry. We are looking for an...

  • AVP, Compliance Advisory

    1 week ago

    Greater London, United Kingdom First Abu Dhabi Bank (FAB) Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.A variety of soft skills and experience may be required for the...

  • AVP, Compliance Advisory

    1 week ago

    Greater London, United Kingdom First Abu Dhabi Bank (FAB) Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.Join us and leave your mark on the industry. We are looking for an...

  • AVP, Compliance Advisory

    1 week ago

    Greater London, United Kingdom First Abu Dhabi Bank (FAB) Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.Join us and leave your mark on the industry. We are looking for an...

  • AVP, Compliance Advisory

    2 weeks ago

    London, United Kingdom First Abu Dhabi Bank (FAB) Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole. Join us and leave your mark on the industry. We are looking for...

  • AVP, Compliance Advisory

    1 week ago

    London, United Kingdom First Abu Dhabi Bank (FAB) Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole. Join us and leave your mark on the industry. We are looking for an...

  • AVP, Compliance Advisory

    1 week ago

    London, United Kingdom First Abu Dhabi Bank (FAB) Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole. Join us and leave your mark on the industry. We are looking for an...

  • AVP, Compliance Advisory

    1 week ago

    London, United Kingdom First Abu Dhabi Bank Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.Join us and leave your mark on the industry. We are looking for an...

  • AVP, Compliance Advisory

    1 week ago

    London, United Kingdom First Abu Dhabi Bank (FAB) Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.A variety of soft skills and experience may be required for the...

  • AVP, Compliance Advisory

    1 week ago

    London, United Kingdom First Abu Dhabi Bank (FAB) Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.Read all the information about this opportunity carefully, then use the...

  • AVP, Compliance Advisory

    1 week ago

    London, Greater London, United Kingdom First Abu Dhabi Bank (FAB) Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole. Join us and leave your mark on the industry. We are looking for an...

  • AVP, Compliance Advisory

    1 week ago

    London, UK, UK, United Kingdom First Abu Dhabi Bank Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.Join us and leave your mark on the industry. We are looking for an...

  • Compliance Aml Sanctions Avp

    2 months ago

    London, United Kingdom eFinancialCareers Full time

    As a Compliance AVP you will be responsible for: - Conducting end to end reviews escelated from the KYC and on-boarding teams. - Ensuring the correct due dillgenence is enforced at every point of the review. - Aiding in the training and drafting of policies for the on-boarding and KYC teams. - Ad hoc advisory to the front office. Applicants must...

  • Financial Markets Compliance Advisory

    2 weeks ago

    London, United Kingdom BNP Paribas Full time

    FINANCIAL MARKETS COMPLIANCE ADVISORY - AVP (JOB NUMBER: 25795) **BNP Paribas is a leading bank in Europe with an international reach. It has a presence in 73 countries, with more than 196,000 employees, including around 149,000 in Europe. The Group has key positions in its three main activities: Domestic Markets, International Financial Services (whose...

  • Compliance Advisory

    2 weeks ago

    London, United Kingdom Cameron Kennedy Full time

    CONTRACT TYPE: - Permanent- LOCATION: - City of London- INDUSTRY: - Compliance & Legal- Financial Services- SALARY: - Negotiable- START DATE: - ASAP- REF: - BN373239_1677240766- JOB PUBLISHED: - 1 day ago**Compliance Advisory** **£90000 - £100000 + Bonus + Benefits** **London** **THE COMPANY** Growing London banking group, part of one of the world's...

  • Regulatory Compliance Avp S2 Slb Triton Square Avp

    4 weeks ago

    London, United Kingdom Santander Full time

    Regulatory Compliance AVP | S2 | SLB | Triton Square | AVP | S2 | Triton Square Country: United Kingdom **WHAT YOU WILL BE DOING** **Join our community.** This role forms part of the Regulatory Technical Advisory Team, which is part of the Regional SCIB regulatory compliance team. The team supports the local Chief Compliance Officers (CCO) with...

  • Compliance

    2 weeks ago

    London, United Kingdom Barclay Simpson Full time

    **Compliance**: - London - competitive - Job type: Permanent - Sector: Banking - Job reference: NE40299 my client is a global investment bank. They are looking to hire a good compliance advisory officer at the AVP level. This is a different role to most AVP advisory positions out there. The bank and the team are extremely exciting and in terms of career...

  • Compliance Advisory

    1 week ago

    London, Greater London, United Kingdom Cameron Kennedy Full time

    CONTRACT TYPE: Permanent LOCATION: City of London INDUSTRY:Compliance & LegalFinancial ServicesSALARY: Negotiable START DATE: ASAP REF: BN373239_ JOB PUBLISHED:1 day agoCompliance Advisory£ £ Bonus + BenefitsLondonTHE COMPANYGrowing London banking group, part of one of the world's largest banks by assets, has a new role within their Legal & Compliance...

  • Compliance/advisory Generalist

    2 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a leading independent Brokerage firm based in the City. **THE RESPONSIBILITIES**: - Providing compliance advisory support to a cash equity business control - Trade and communications surveillance - SMCR support - AML/KYC account opening and reassessment - General research issues **EXPERIENCE REQUIRED**: - General compliance...

  • Compliance Advisory Officer

    2 weeks ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for providing Compliance Advisory support to the Business -...