Compliance Advisor

3 weeks ago


England, United Kingdom The Emerald Group Ltd, Search and Selection Full time

Purpose of the job:

To support the Head of Compliance in ensuring that the Society and related entities conform with regulatory requirements and internal policies. The Compliance Manager will take ownership, with oversight from the Head of Compliance, of certain aspects of the Compliance function and assist the wider Risk and Compliance team in improving the businesses approach to Compliance, in maturing the Compliance function, in supporting the business in understanding and meeting their compliance obligations and in demonstrating, championing, and instilling all the benefits that a good compliance culture can bring the business and their customers to all stakeholders

Principal accountabilities:

To support the Head of Compliance in ensuring that the Society has in place, and adheres to, appropriate systems and controls relevant to its business, its regulatory activities and activities ancillary to those regulatory activities in order to comply with all relevant laws, regulations, rules and best practices

To work with the Head of Compliance and the wider Society to identify, assess, manage, monitor and report on compliance risk exposures

To take the lead on identifying, assessing and communicating the occurrence and impact of regulatory and legislative change and, where called upon, support the business with implementing systems and controls to comply with that change

To take the lead on relevant aspects of the SM&CR, including (but not limited to) the maintenance of SoR’s and the Society’s responsibilities map, undertaking fitness and propriety checks and submitting SMF & CF applications to the applicable regulator

To work with the Head of Compliance and Chief Risk Officer to support the Executives in the overall reporting to the Audit and Compliance Committee, the Board and, where required, any other committee of the Board, on compliance matters

To take the lead on Compliance-owned regulatory reporting obligations and otherwise support the business in meeting its regulatory reporting requirements

To be the primary point of contact on Compliance matters and provide support to the Society’s Member Services department, with respect to general queries, complaints handling and vulnerable customers

To provide compliance support and sign-off of relevant communications, literature and financial promotions as required

Provide advisory and project support to areas of the business as required

To administer the output from the Society’s financial crime-related alerts system

To provide support on breaches and incidents ensuring all relevant information is captured and actions are clearly defined

To provide ad-hoc support to the Risk function where required

Knowledge, skills and abilities:

Demonstrable breadth of Compliance experience and understanding of FCA and PRA requirements within Insurance or similar Financial Services

Knowledge and understanding of the regulatory obligations of the Society including obligations arising from general and sector specific regulation, anti-money laundering regulation and data protection law

Ability and experience of interpreting legal or regulatory requirements and embedding Compliance requirements

Qualifications:

Desirable: Achieved or working towards a relevant compliance-related qualification from an appropriate accredited body, i.e. the CII or CISI

The above job description is a guide to the work you may be required to undertake but does not form part of your contract and may change from time to time.



  • England, United Kingdom Clifton Search Full time

    Job Description Trading Law Compliance Advisor- Retail Sector- Somerset Role Purpose: High growth retail organisation looking for a Trading Law Advisor for its growing HO. You will form part of the Legal & Compliance function. You will advise on regulatory requirements and compliance responsibilities in the UK, ROI and the wider EU. Ensuring that the...


  • England, United Kingdom Kandhu Recruitment Ltd Full time

    An exciting opportunity for a German Speaking candidate with a background in Specifications and Artwork approval to join this highly successful business that provide labelling, consumer information and regulatory advice. Fully remote role This role is for a fluent German Speaking candidate only. Fantastic benefits including: remote working, Enhanced...


  • England, United Kingdom Nurse Plus UK Full time

    Quality Assurance Advisor Job Type: Full Time Permanent Here at Nurseplus, we are currently looking to hire a Quality Assurance Advisor for our Quality Assurance Team. Nurseplus is a temporary healthcare recruitment agency, focusing on the private healthcare sector. We have a network of 50 + offices across England and we are continuously growing. The...


  • England, United Kingdom Michael Page Legal Full time

    This position of a Data Protection Advisor is a critical role within the legal department of a retail industry leader. The role will involve ensuring data protection and compliance regulations are adhered to within the company. Our client is a highly established entity in the retail industry with a sizeable workforce. Based in Manchester, they are known...

  • Environmental Advisor

    3 weeks ago


    England, United Kingdom VGC Full time

    The Environmental Advisor will be: Overseeing environmental compliance across all operations Developing and implementing environmental management systems Conducting internal audits to ensure regulatory compliance Providing guidance and recommendations on environmental best practices Collaborating with various internal teams to promote sustainability...


  • England, United Kingdom Falcon Green Personnel Full time

    Falcon Green is working alongside one of the biggest M&E contractors in Europe, who are best known for their largescale industrial and commercial projects. The scope of their projects are Data Centres, Education, Healthcare and Life Sciences. They are on the hunt for an Environmental Advisor that is ambitious and forward thinking, to join the next phase of a...

  • Environmental Advisor

    4 weeks ago


    England, United Kingdom VGC Full time

    The Environmental Advisor will be: Overseeing environmental compliance across all operations Developing and implementing environmental management systems Conducting internal audits to ensure regulatory compliance Providing guidance and recommendations on environmental best practices Collaborating with various internal teams to promote sustainability...


  • Norwich, England, United Kingdom NES Fircroft Remote Work Freelance Full time

    NES Fircroft are currently looking to recruit a Lead Decommissioning Compliance Advisor on a 12 month contract basis on behalf of their client based in Norwich. This position is responsible for the delivery, from initiation to close out, of all Permits, Licenses, Approvals, Notifications and Consents (PLANC) required in support of decommissioning operations,...

  • Hse Advisor

    4 weeks ago


    England, United Kingdom H & M V Engineering Ltd Full time

    Job Description: We are seeking a highly skilled and motivated HSE Advisor to join our team. As an HSE Advisor, you will be responsible for ensuring compliance with all relevant health, safety, and environmental regulations and standards in the execution of our turnkey HV projects. You will play a crucial role in promoting a safe and environmentally...


  • England, United Kingdom Nurse Plus UK Full time

    Quality Assurance Advisor Location: UK Job Type: Full Time Permanent Salary: Competitive Job Ref: UK/QAA/99 Here at Nurseplus, we are currently looking to hire a Quality Assurance Advisor for our Quality Assurance Team. Nurseplus is a temporary healthcare recruitment agency, focusing on the private healthcare sector. We have a network of 50 +...

  • HSE Advisor

    1 week ago


    England, United Kingdom Astute Technical Recruitment Ltd Full time

    Astute's Power team is partnering with a Subcontractor on an Energy from Waste project to recruit a HSE Advisor on a 12 month contract for its site in Cheshire. The HSE Advisor role comes with competitive day rate. Key skills Dealing with day-to- day H&S requirements and compliance on site. Prepared to challenge and give solutions. Implement the...


  • England, United Kingdom H & M V Engineering Ltd Full time

    We are seeking a highly skilled and motivated HSE Advisor to join our team. As an HSE Advisor, you will be responsible for ensuring compliance with all relevant health, safety, and environmental regulations and standards in the execution of our turnkey HV projects. You will play a crucial role in promoting a safe and environmentally conscious work culture...

  • HSE Advisor

    1 week ago


    England, United Kingdom Astute People Full time

    Astute's Power team is partnering with a Subcontractor on an Energy from Waste project to recruit a HSE Advisor on a 12 month contract for its site in Cheshire. The HSE Advisor role comes with competitive day rate. Key skills Dealing with day-to- day H&S requirements and compliance on site. Prepared to challenge and give solutions. Implement the expected...

  • HSE Advisor

    4 days ago


    England, United Kingdom Astute People Full time

    Astute's Power team is partnering with a Subcontractor on an Energy from Waste project to recruit a HSE Advisor on a 12 month contract for its site in Cheshire. The HSE Advisor role comes with competitive day rate. Key skills Dealing with day-to- day H&S requirements and compliance on site. Prepared to challenge and give solutions. Implement the...

  • General Health

    4 weeks ago


    England, United Kingdom Permanent Futures Full time

    Here at Futures, we are looking for a Health and Safety Advisor due to continued growth and expansion of the company. Reporting into the Health, Safety & Environmental Manager you will be responsible for providing high levels of Health & Safety admin / hands on support to the HSE Manager, and to ensure the site maintains its high levels of health and...


  • England, United Kingdom Starting Point Recruitment Full time

    SPR are currently recruiting for a motivated person with technical expertise to join our established clients team as a Quality Assurance/Technical Advisor. Hours: 8am-5pm Monday-Friday We are seeking a Quality Assurance/Technical Advisor to work full time on sites within the Greater London/Essex area. Responsibilities of the Quality Assurance/Technical...


  • England, United Kingdom BLT Full time

    A new role has arisen with this highly successful manufacturing business. Working as part of the finance team and with support from external advisors it’s a varied role with responsibility for compliance for the business and some advisory work. Specifically this will include: Prepare, review & submit VAT returns and European Sales Lists for EU & Non EU...


  • England, United Kingdom Talk HR Full time

    Health & Safety Advisor (Remote/office) Our client is a leading provider of safety solutions, dedicated to ensuring the well-being of workers across various industries. They are seeking a diligent and passionate Health & Safety Advisor to join the team. In this role, you will play a crucial part in upholding safety standards and regulatory compliance,...


  • East of England, United Kingdom Nurseplus UK Ltd Full time

    Quality Assurance Advisor Location: UK Job Type: Full-Time Permanent Salary: Competitive Job Ref: UK/QAA/99 Here at Nurseplus, we are currently looking to hire a Quality Assurance Advisor for our Quality Assurance Team. Nurseplus is a temporary healthcare recruitment agency, focusing on the private healthcare sector. We have a network of 50 + offices across...

  • Payroll Advisor

    3 weeks ago


    England, United Kingdom Page Personnel Sales Full time

    About Our Client New Exciting Payroll Advisor Position in Croydon Job Description Coordinate and execute end-to-end payroll processing for all employees. Ensure accurate calculation and timely distribution of salaries, bonuses, and other compensation components. Verify and process payroll deductions, including taxes, benefits, and other withholdings....