OGC Assistant Compliance and Intake

Summary of role:Our ideal candidate will have at least seven years relevant experience within a leading investment manager and will have a track record of providing proactive, commercial and value-adding regulatory advice to senior business leaders, in collaboration with Risk and Legal colleagues as required. The successful candidate will exhibit strong...

We have a great, new opportunity for a lawyer interested in a role with flexibility, minimal pressure and many opportunities to learn. Our client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be well-suited for...

MHA Caves Wealth is the wealth management division of MHA, one of the largest firms of accountants, tax and business advisers in the UK.We provide expert, independent wealth and investment management services for individuals and their businesses. The firm has its head office in Northampton and serves a wide range of MHA offices across the country.Our success...

Salary: To be determined based on relevant experience Working Arrangement: Team members are expected to be in the office from Monday to Thursday each week. Flexibility is provided for working from home on Tuesday to Thursday for personal appointments, such as doctor's visits.Job Description:We are seeking a detail-oriented and proactive Compliance...

Our client, a successful financial planning firm, are looking for an Assistant Compliance Manager to join their successful Compliance team.Key Responsibilities:Execute the Compliance Monitoring Plan Keep abreast of regulatory developments and publications from the FCA and their Compliance Consultants to review and analyse that information and summarise the...

Recruitment Compliance Assistant, Resourcing Consultancy, 25-30 hrs/wk, Remote/London, c£32k FTE*Are you an experienced recruitment or HR professional with an acute eye for detail and a good understanding of recruitment compliance? This growing consulting and resource solutions business is looking to add to their team, offering part-time and hybrid working,...

SSQ has been instructed by a leading US law firm who seek to hire a risk & compliance lawyer to join the international compliance function in London.In this role, you will provide comprehensive regulatory compliance and risk support to the Office of the General Counsel, while collaborating closely with the global Client Intake teams.The RoleReporting to the...

To work for an expanding City law practice.RESPONSIBILITIESWork with lawyers and staff to ensure that the firm’s policies and procedures regarding information governance are followed.Discuss appropriate locations where data should be stored and deal with various information governance questionsProvide instruction, guidance and training as neededCoordinate...

Compliance ManagerTo provide the business with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed client.The Compliance Manager will be the primary point of contact for assigned clients which will require a broad level of technical compliance knowledge....

Compliance Analyst - Wealth ManagementBristol Area (1-2 days a week in office) £35k - £45k DoEMinimum of 1-2 years experience within Compliance or as a ParaplannerRole Overview: The Compliance Analyst will assume a pivotal role in our commitment to regulatory compliance and fostering positive customer outcomes under the FCA’s Consumer Duty requirements....

Our client, a successful Investment Management firm, are looking for an experienced Senior Compliance professional to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately...

ETS Global, a wholly owned subsidiary of ETS, is the international arm of ETS that brings ETS expertise to educational and business communities around the world. Our mission is to advance quality and equity in education worldwide supporting learners at every important stage of their journey and to facilitate access to new educational and professional...

Compliance Officer An exciting opportunity has arisen to join a boutique trading house that are looking for someone to join their compliance team in a generalist compliance officer role, there will however be a focus on the Compliance monitoring and assurance program however there will be the opportunity to get involved with areas across compliance.This is...

Compliance Associate – Multi Asset Established Hedge FundA unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance issues. The role will allow you exposure to a wide range of asset classes and fund structures.The role will...

Mint Velvet began when founders Liz Houghton and Lisa Agar-Rea set out to create an unfailingly chic collection of contemporary, great quality staples and elevated fits that they felt were missing from their wardrobes. Feeling frustrated that they couldn’t find anything they wanted to wear, or the great customer service they craved, they started fusing...

Our client are one of the fastest-growing financial advisory firms in the UK. They deploy advanced technology and systems which enable their Wealth Management Partners to increase their productivity, reduce overheads and increase their value. They employ state-of-the-art systems to provide the highest level of Training & Competence support to their Wealth...

Assistant Director of Health and Safety Compliance£500 per day inside IR35BuckinghamshirePanoramic Associates are working with a Housing Association in Buckinghamshire in the search for an Assistant Director of Health and Safety Compliance. The successful candidate will play a pivotal role in ensuring the safety and wellbeing of the client's residents,...

Are you looking for a role in Quality or Compliance? Do you want to work for a leading and successful Medical Device Manufacturer?A successful manufacturer of Medical Devices are seeking a Compliance Officer to join the team at their site just outside of Tonbridge. Your role would be to assist the QARA Manager and wider Quality Team with Compliance related...

Head of ComplianceThis role is office based (min 4 days) in Gravesend in KentAs Head of Compliance, you will play a crucial role in ensuring that we adhere to all relevant laws, regulations, and internal policies. You’ll be responsible for monitoring, assessing, and reporting on compliance activities across various departments. Your attention to detail,...

Role: Compliance Manager Location: Hybrid RoleSalary: £40k - £50k We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile engineers throughout...