Regulatory Reporting Manager
3 weeks ago
A top-tier Investment Manager seeks a Regulatory Reporting Manager to join their dynamic team.
Key responsibilities will include:
- Monitor and comprehend the Firm’s ongoing regulatory reporting obligations
- Ensure remediation and re submission of transactions within Regulatory deadlines or agreed time frames
- Supervise the work of team members to maintain high standards, offering appropriate training and development programs for continuous competency and knowledge sharing
- Conduct regular risk and control assessments, recording and demonstrating a robust control environment, and promptly addressing any failing, missing, or inadequate controls.
Experience Required:
- Minimum 5 years of experience, with demonstrated team management experience.
- Excellent detailed knowledge of MIFID, EMIR Refit, UKMIR, and Refit mandatory
- Desirable experience includes AIFMD, Shareholding Disclosures, and SFTR
- Experience in using the following tools and platforms: UnaVista; Tradecho; DTCC; RHUB and Kaizen
Get in touch or apply for more information
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City of London, United Kingdom Austin Andrews Recruit Full timeThis is a great opportunity to work for a small, established Bank to improve their Regulatory Reporting.Reporting directly to the CFO and working with a small team, the Regulatory Reporting Manager will be responsible for all matters relating to Regulatory Reporting.The role will suit an individual with experience of PRA 110, COREP/FINREP, who is used to...
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City of London, United Kingdom Austin Andrews Recruit Full timeThis is a great opportunity to work for a small, established Bank to improve their Regulatory Reporting.Reporting directly to the CFO and working with a small team, the Regulatory Reporting Manager will be responsible for all matters relating to Regulatory Reporting.The role will suit an individual with experience of PRA 110, COREP/FINREP, who is used to...
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