Regulatory - Fs, 3-6 Pqe
1 week ago
LOCATION
London
CONTRACT TYPE
Permanent
POSTED
Posted 3 hours ago
INDUSTRY
Financial Services (In-house)
SALARY
£ £130000 per annum
EXPIRY DATE
Ideally, you'll also have or specialise in
- An excellent grasp of the regulatory landscape in the UK and EU, and a broad understanding of major international regulatory initiatives including FSMA, PDS2, EMD2, AIFMD, UCITS, MIFID II, IDD, EMIR, Financial Crime legislation (including MLRs, MAR, POCA, etc.),Experience working on contentious and or conduct or financial crimerelated investigations including Section 166 Reviews, Regulatory Attestations, Principle 11 Notifications and or FCA / PRA remediation exercises etc.;
Experience of supporting firms with FCA/PRA licensing processes including authorisations, variation of permission, notifications under AIFMD/UCITS, deauthorisation process, etc.;
Experience working on large-scale, regulatory compliance and transformation programmes;
FS sector experience, specifically banking, wealth & asset management and/or insurance sectors.
CONSULTANT:
Charlotte Pember:
Director | Law Firms
- London, UK
-
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