Compliance Monitoring Analyst

2 weeks ago


East Sheen, Greater London, United Kingdom Corporate Recruitment Solutions Full time

About the Role

Our customer is a fast growing bank with a unique approach focused on positive social impact lending. Due to their expansion, they are looking to fill a new position for a Compliance Monitoring Analyst - Retail/SME in the Banking sector to join their Risk team.

Responsibilities of the role:

  • Deliver the Bank's Compliance Monitoring Plan
  • Support UK GDPR compliance and act as a delegate to DPO
  • Maintain compliance records including policies, procedures, logs, and registers
  • Conduct trainings on compliance-related topics
  • Assist with various ad-hoc projects and responsibilities

Main tasks and responsibilities:

  • Own and manage the Compliance Monitoring Plan, complete required testing including Financial Crime & Credit related testing, and update necessary reports and trackers
  • Maintain compliance-related logs and registers
  • Manage and uphold all Bank's Policies, ensuring review guidelines are followed
  • Support DPO in UK GDPR compliance management, handling data breach incidents, data subject requests, and procedural matters
  • Monitor the 'Compliance' shared outlook mailbox and provide assistance as needed
  • Deliver compliance inductions for new employees and periodic training on compliance matters

Essential Skills and Experience:

  • 2/3 years of Compliance experience in a UK Bank within Retail and/or SME
  • Proficiency in IT skills such as Office 365, Excel, PowerPoint
  • Attention to detail, diligence, and highly organized
  • Strong time management and focus on achieving results

Desirable Skills & Experience:

  • Compliance qualifications
  • Good Regulatory Knowledge
  • Skills in Relationship Management

For more information about the position or to apply, please submit your CV.


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