In-house Head of Regulatory Compliance

Sacco Mann is once again working with a fantastic organisation which is responsible for delivering safe, reliable electricity for more than 8 million people across 3.9 million homes and businesses in the North East, Yorkshire and northern Lincolnshire. Reporting into the General Counsel, we are now seeking a UK qualified Solicitor to perform the role of...

We are seeking a proactive and detail-oriented FS reg lawyer to join our client's legal team. They are a well-known automotive brand with HQ in Basingstoke. Provide legal support and advice on a wide range of commercial matters # Advising on financial regulatory matters, including consumer credit, insurance, and investment products. # Assist in the...

In-house Head of Regulatory Compliance (SAS Newcastle upon Tyne, England Sacco Mann is once again working with a fantastic organisation which is responsible for delivering safe, reliable electricity for more than 8 million people across 3.Reporting into the General Counsel, we are now seeking a UK qualified Solicitor to perform the role of In-house Head of...

A dynamic national law firm is hiring a Risk & Compliance Lawyer to support their compliance function. This is an exciting opportunity to have a real impact on the firm and further develop your understanding of the regulatory environment affecting law firms.Key roles and responsibilities will include:Promoting the firm's risk culture and advising partners...

About the Job:We are looking for a proactive and detail-oriented Financial Services Regulatory (FS reg) lawyer to join the legal team of a well-known automotive brand based in Basingstoke.Key Responsibilities:Provide legal support and advice on various commercial matters.Advise on financial regulatory issues, including consumer credit, insurance, and...

Compliance Officer/File CheckernPermanentnNewcastlenCompetitive SalaryAs a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.Responsibilities:Ensure client files are in compliance with regulatory standards and internal policiesnFiles submitted and checked via in house back office...

Compliance OfficernNewcastlenSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role...

Job Description Compliance Officer/File Checker Permanent Newcastle Competitive Salary As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers. Responsibilities: Ensure client files are in compliance with regulatory standards and internal policies Files submitted and checked via in...

Job DescriptionCompliance Officer/File CheckerPermanentNewcastleCompetitive SalaryAs a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.Responsibilities:Ensure client files are in compliance with regulatory standards and internal policiesFiles submitted and checked via in house back...

Compliance OfficerNewcastleSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role...

Job DescriptionCompliance OfficerNewcastleSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be...

Salary:N11 £52,566 to £55,840 per annum**Hours:Full time, 37 hours per week, all year round**Flexible working options may be considered.Contract:Permanent**Start date:ASAP**Location:Gosforth Group Head Office, Seaton Burn**You will be employed by the Gosforth Group and may need to work across all locations within the Multi Academy Trust as required.About...

Up to £60,000 salary:- 25 days holiday + bank holidays:Hybrid workingWe are working with a large, reputable solicitors in Newcastle, to find a Head of Risk and Compliance. This is a fantastic opportunity to join a reputable firm, that prides itself in providing a quality service whilst making a positive contribution to the local community. Reporting...

Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided. Role Responsibilities: Ensure client files are in...

Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role Responsibilities:Ensure client files are in compliance...

Monitor and assist the business to manage change:Proactively monitor and review regulatory developments on a weekly basis, making initial assessments and producing summaries. Provide technical advice and guidance on compliance matters. Maintain a detailed regulatory change road map with the business, identifying key workstreams, actions required, solutions...

As the Head of Risk and Compliance, you will play a pivotal role in enhancing NUSU's risk management, internal control assurance, and compliance with relevant laws and regulations. Your expertise will be crucial in refining our core policies, process documents, and procedures to align with NUSU's risk profileThe following information aims to provide...

'''Job Overview:'''We are seeking a highly motivated and experienced individual to join our team as the Head of Operations. As the Head of Operations, you will be responsible for overseeing and managing all operational activities within the organization. This is a key leadership role that requires strong supervisory skills and the ability to effectively...

Duties: Develop and implement compliance policies and procedures Conduct internal audits to assess adherence to regulations Monitor and report on compliance issues Collaborate with departments to ensure alignment with regulations Provide guidance on compliance matters to staff members Keep abreast of regulatory developments and industry best practices...

Gas Compliance Manager Our client, a prominent housing provider based in the North east, is seeking a diligent Gas Compliance Manager to join their team. They manage a large housing stock and prioritize the safety and comfort of their residents. Job Overview: As the Gas Compliance Manager, you will be vital in ensuring that all gas-related operations comply...