Compliance Manager

2 weeks ago


Diss, Norfolk, United Kingdom Michelle Denny Recruitment Full time

Michelle Denny Recruitment is working alongside a growing group of businesses to recruit an experienced Compliance Manager - someone who would love to spread the word of how great compliance can be Salary is up to £50,000pa doe, with a Monday to Fridayweek, plus a hybrid working pattern should you wish.

The Head Office is based in Diss set in beautiful new offices.

This is a freshly created role with the rare opportunity to potentially develop a new department as the group grows.

We're looking for a professional who will drive and enhance the culture of compliance across each section of the business.

The position requires experience working at a high level of compliance, specifically within the insurance or finance industries to provide expert advice across the business ensuring FCA requirements, internal procedures and due diligence are met.

Reporting to both Senior Management and Directors, responsibilities will include:

  • Ensuring the business adheres to the requirements of insurance industry regulations, standards, laws and policies
  • Develop and manage an effective compliance and policy programme
  • Ensure policies & procedures are understood across all levels of the business
  • Coordinate on site audits ensuring any matters of concern and deal with regulatory requests
  • Manage TOBAS with appropriate partners and carry out annual due diligence reviews
  • Provide handson advice and guidance of all aspects of regulation including FCA
  • Develop strategies to identify risks, create and manage effective action plans in response to audit discoveries and compliance breaches.
  • Reporting regularly on both compliance and risk to Directors and senior management, providing accurate MI, relaying any concerns to senior management
  • Keeping up to date with pertinent UK regulations and laws and conversant with the FCA Handbook
  • Cultivate an appreciation of compliance throughout all departments
  • Management of Data Protection issues, breaches and complaints

What you'll need:

  • Experience in a compliance role, within the insurance / finance field
  • Demonstrable knowledge of current UK regulations and relevant laws
  • An approachable and personable persona with the ability to liaise with all levels
  • An analytical mindset

The company:
You'll be working with a successful and long-established group of company that works nationally. Good benefits with genuine opportunity to progress as the whole group continues its growth.
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