Compliance Oversight Manager

THE COMPANY:We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT.THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED.THE RESPONSIBILITIES:Ensuring compliance with FCA regulations, in particular the rules relating to...

THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules...

Our client is an asset and wealth management specialist. They are looking for a Deputy Compliance Officer to join the London-based team. To perform Regulatory horizon scanning and advise the CCO and broader team Manage the compliance calendar including Regulatory returns Main compliance point of contact for Internal systems including "Rules Manager". ...

Our client is an asset and wealth management specialist. They are looking for a Deputy Compliance Officer to join the London-based team. The team is growing so this is a superb opportunity to be involved in that growth. THE RESPONSIBILITIES: To perform Regulatory horizon scanning and advise the CCO and broader team Manage the compliance calendar...

THE COMPANY:Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team.This is a great opportunity for someone to step up in to 'Head of' role.THE RESPONSIBILITIES: Continued development and implementation of a comprehensive compliance program, ensuring the business remains...

Compliance Officer (6 month FTC Our client is an international bank based in the City. They are looking to hire a Compliance Officer on an initial 6-month FTC basis. Performing Compliance Risk Assessments Second line oversight of the Bank's compliance with the applicable law, regulations and internal policies Developing and implementing a Compliance...

THE COMPANY:Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for a Compliance Officer with a Financial Crime focus to join the thriving team.THE RESPONSIBILITIES: Review complex documentation and AML/KYC information for new clients at onboarding...

Business Oversight Compliance (Retail Lending)Location: LondonLength: 4 MonthsPAYE onlyHybrid Working: 2 days in the London office, 3 days RemoteOverall purpose of the roleBarclays are now looking to recruit within Business Oversight Compliance, specifically in retail lending. Within the team they are responsible for products such as Loans, Credit Cards and...

Equity Derivatives Business Oversight ComplianceLondonAs a Barclays Equity Derivatives Business Oversight Compliance this is an exciting opportunity where you will work with your team to provide Business Oversight Compliance advisory services to a number of businesses within the EME Equity Derivatives division in Markets, including to Equity Sales,...

E-Trading Business Oversight Compliance - 6 months FTCLondonAs a Barclays E-Trading Business Oversight Compliance, you will join a dynamic cross markets global team and you will play a key role in several aspects of how the team delivers against their mission statement. This a great opportunity to showcase your expertise, managing the building and...

Job DescriptionWe're looking for an Assurance and Oversight Manager to join Legal & General Capital (LGC) in LondonYou'll play a key role in ensuring that LGC's processes remain fit for purpose, policy compliance is maintained and third parties meet LGC's expectations. You'll also be responsible for maintaining a robust 1st line assurance function that...

Job DescriptionWe're looking for an Assurance and Oversight Manager to join Legal & General Capital (LGC) in LondonYou'll play a key role in ensuring that LGC's processes remain fit for purpose, policy compliance is maintained and third parties meet LGC's expectations. You'll also be responsible for maintaining a robust 1st line assurance function that...

THE COMPANY: We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. THE RESPONSIBILITIES: Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence...

Fixed Term Contract Duration - 6 Months What the Hiring Manager says This is an important interim role, working closely with the Head of Competence and Oversight, Advice, and the leadership team within the Private Client Advisor (QPCA) business. and across the Wealth Management Division. You will be analytical, considered and action orientated in your...

Fixed Term Contract Duration - 6 Months What the Hiring Manager says This is an important interim role, working closely with the Head of Competence and Oversight, Advice, and the leadership team within the Private Client Advisor (QPCA) business. and across the Wealth Management Division. You will be analytical, considered and action orientated in your...

Join us as an eTrading Oversight ManagerThis key role will see you delivering second line of defence oversight (2LOD) of algorithmic and electronic trading activitiesWe'll look to you to provide expertise, insightful analysis and risk opinions to the business and policy standard owners on the identification, assessment and control of relevant risksYou'll...

Join us as an eTrading Oversight ManagerThis key role will see you delivering second line of defence oversight (2LOD) of algorithmic and electronic trading activitiesWe'll look to you to provide expertise, insightful analysis and risk opinions to the business and policy standard owners on the identification, assessment and control of relevant risksYou'll...

Financial Crime Business Oversight Compliance - KYC Advice ManagerLondonAs a Barclays Financial Crime Business Oversight Compliance - KYC Advice Manager, you will Provide consistent and risk based advice to BBPLC business on Customer Due Diligence queries to ensure the business effectively mitigate the risks of products and services being abused for the...

EME Prime and PDS Business Oversight Compliance ManagerLondonAs a Barclays EME Prime and PDS Business Oversight Compliance Manager, you will be supporting the EME Prime and PDS business areas. You will also provide advice and Compliance support to the Prime and PDS (Futures execution and clearing) businesses, delivering a best in class partnership and...

About Columbia Threadneedle InvestmentsYou'll find the promise we make to our clients is the same one we make to our employees: Your success is our priority.Here, you'll find growth and career opportunities across all our businesses. We're intentionally built to help you succeed. Our reach is expansive with a global team of 2,000 people working together. Our...