Regulatory Compliance Consultant

Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. Act as a subject matter expert in Regulatory Affairs. Maintain an effective, professional and proactive relationship with UK regulators and assist the Local Compliance Officers in dealing with...

THE COMPANY:We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT.THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED.THE RESPONSIBILITIES:Ensuring compliance with FCA regulations, in particular the rules relating to...

We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and strategy.Promote a strong compliance...

THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules...

Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required 70K - £80K + Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recruit a Compliance Monitoring Manager. You will be responsible for the delivery of the annual compliance monitoring...

A top Investment Manager is looking for a Regulatory Compliance Consultant to come and support their London team. This role is ideal for someone with strong knowledge of insider trading and market abuse regulations and requirements. This is an exciting 6-month contract looking to pay around £500 per day and will require travel to a London office 5-days a...

A trusted partner within the food and consumer good market this progressive business work with a range of customer globally. The business currently seeks a highly skilled and experienced regulatory expert to play a key leadership role in navigating through the intricate regulatory requirements governing the food and drink industry. As the Head of Regulatory...

An opportunity to join the Product Stewardship / Regulatory Compliance team at a global chemical business; you will ensure the compliance of globally sold, highly complex mixtures.Key duties will be SDS authoring, classifications, labelling, component compliance checks and providing regulatory advice to the technology, R&D, and customer service teams.This is...

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's...

THE COMPANY: Our client is a well-established international full-service commercial bank seeking a skilled Head of Compliance to oversee their London operations. JOB OVERVIEW: Develop and maintain compliance policies and procedures within the Branch Ensure continuous review and alignment of the compliance framework with legal and regulatory...

Job DescriptionTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due...

The Client: Our client is a well established European bank with a presence in London. Specialising in corporate/wholesale banking they have built a strong client base. Ensure compliance policies and procedures are applied at all levels of the organisation within the regulatory framework. Oversee and maintain Compliance Plan that will effectively monitor the...

THE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of...

THE COMPANY:We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...

Job DescriptionTHE COMPANY:We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead the Compliance Department with responsibility for the overarching compliance framework,...

Compliance Officer (6 month FTC Our client is an international bank based in the City. They are looking to hire a Compliance Officer on an initial 6-month FTC basis. Performing Compliance Risk Assessments Second line oversight of the Bank's compliance with the applicable law, regulations and internal policies Developing and implementing a Compliance...

Job DescriptionTHE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:Managing and reporting on regulatory projects, including advising on and...

THE COMPANY:Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for a Compliance Officer with a Financial Crime focus to join the thriving team.THE RESPONSIBILITIES: Review complex documentation and AML/KYC information for new clients at onboarding...

Job DescriptionTHE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reportingCarry out...

Job Description THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry...