Financial Crime SME

2 weeks ago

London, Greater London, United Kingdom Talent Solution TAPFIN Full time
the Financial Crime Risk & Controls (FCRC) Team.

Responsibilities:

  • Reviewing client relationships that meet high risk business categories and geographies and performing reviews of existing clients and prospects.
  • Serving as an SME for Relationship Teams to aid in identification of prospects & existing clients that may have increased AML, ABC or sanctions risk due to business model or geographic location.
  • Reviewing and responding to financial crime related queries from the FLOD including reputational risk considerations.
  • Assist clients/prospects to ensure compliance with high risk and sanctions requirements including internal scheduled and triggered refresh review escalations regarding client matters.
  • Undertaking financial crime risk assessment including business and country of interest reviews and assessment of Actionable Intelligence alerts
  • Escalation of issues in a timely manner for review and resolution in relation to financial crime including knowledge of SAR escalation.
  • Supporting change in the right way and recommending enhancements to processes and procedures to ensure the firm remains compliant whilst aligning to a risk-based approach.
  • Maintaining current industry awareness and demonstrating awareness and competence in relation to regulatory obligations.
  • Providing guidance and direction to FLOD colleagues to ensure they remain protected from financial crime risks and embedding an effective financial crime risk culture.
  • Assisting clients/prospects to ensure compliance with financial crime risk assessment requirements.
  • Assisting with internal ongoing due diligence review escalations regarding client matters and supporting the preparation of papers to Reputational Risk and Client Selection Committees where required
  • Working closely with UKFC to seek advice on complex global financial crime matters and serving as the FLOD escalation point of contact for financial crimes activity.

Skills / Experience Required:

  • Good knowledge of financial crime legislation including Anti-Money Laundering, Counter Terrorist Financing and Sanctions
  • Solid experience related to financial crime compliance risk management processes.
  • Good working knowledge of financial crime and/or fraud prevention within the UK regulatory environment
  • Confident gathering reports and processing escalations where required.
  • Good judgement, analytical, research, organisational and project management skills
  • Strong understanding of Microsoft Office and ability to learn new internal systems quickly.

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