Market Risk Administrator

6 days ago


London, Greater London, United Kingdom Compliance Professionals Full time
Identify risks/issues and discrepancies and proactively escalate to the Market Abuse Manager for secondary review as required.
Accurately document review findings and outcomes and support further investigation of suspicious behaviour as required.
Assisting in maintaining appropriate desk based policies in relation to market abuse.
Assist in responding to regulatory enquiries on market abuse issues.
Conduct horizon scanning and keep abreast of regulatory changes and updates in respect of market abuse.
Assist in creating face to face market abuse training to the business as required.
Support other team members with ad hoc tasks as required.

Sound compliance monitoring and surveillance experience within a financial services firm (brokerage is preferable).
Good relevant experience in a trading, monitoring or surveillance position at a financial services firm (brokerage is preferable).

Strong knowledge of market abuse regulation and conduct regulatory requirements and being able to identify risks in relation to potential Market Abuse is essential.

Strong IT skills familiar with using automated monitoring solutions / tools and Microsoft Word and Excel.
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