Senior Financial Promotions Officer

2 weeks ago


Birmingham, Birmingham, United Kingdom MERJE Ltd Full time

Salary:
£40,000 + Benefits


Our client operating in the Wealth Management space is looking for a Senior Financial Promotions Officer to join the team.


The role will involve:

  • The main purpose of your role is to deliver regulatory oversight to Appointed Representative firms and Registered Individuals
  • Provide support to the review and approval of financial promotions, stationery and other client facing materials in line with regulatory requirements and company standards.
  • Coordinate and support activity within the Financial Promotions team and wider S&O teams where appropriate, assisting the Team Manager where required in monitoring workflow, contributing to team performance against service standard and supporting the productionof accurate and informative MI.
  • You will be responsible for the approval of any client facing advertising or promotional material and company stationery,

Key Requirements:

  • Hold the Level 4 Diploma qualifications in Financial Planning
  • Working experience of approving Financial Promotions in Retail Financial Services
  • Broad knowledge and understanding of Financial Services regulation and the Retail Distribution Review (RDR); Mortgage Market Review (MMR) and Mortgage Credit Directive.
  • It would be advantageous if you had worked in both IFA and Restricted environments but not essential.


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