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Senior Financial Promotions Officer
2 weeks ago
Salary:
£40,000 + Benefits
Our client operating in the Wealth Management space is looking for a Senior Financial Promotions Officer to join the team.
The role will involve:
- The main purpose of your role is to deliver regulatory oversight to Appointed Representative firms and Registered Individuals
- Provide support to the review and approval of financial promotions, stationery and other client facing materials in line with regulatory requirements and company standards.
- Coordinate and support activity within the Financial Promotions team and wider S&O teams where appropriate, assisting the Team Manager where required in monitoring workflow, contributing to team performance against service standard and supporting the productionof accurate and informative MI.
- You will be responsible for the approval of any client facing advertising or promotional material and company stationery,
Key Requirements:
- Hold the Level 4 Diploma qualifications in Financial Planning
- Working experience of approving Financial Promotions in Retail Financial Services
- Broad knowledge and understanding of Financial Services regulation and the Retail Distribution Review (RDR); Mortgage Market Review (MMR) and Mortgage Credit Directive.
- It would be advantageous if you had worked in both IFA and Restricted environments but not essential.
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