Client Regulatory Services File Reviewer

2 weeks ago

Saint Helier, United Kingdom Alter Domus Full time
We are Alter Domus.

Our name means "The Other House" and we're a world leading provider of integrated solutions for the alternative investment industry.

We believe in being different. Here, you progress on merit, not who you know. You speak openly, whoever you're speaking to. And it's your freedom to decide which cutting-edge kind of finance professional you want to be.

Join more than 4,100 fund administration, accounting, tax, loan administration and legal experts worldwide and take pride in being alternative.

Alter Domus clients include the world's leading asset managers, lenders and asset owners.

We're specialists who use the most innovative technologies to create unparalleled solutions for the private equity, real assets and debt capital markets sectors.

This is where standout talent advances what's possible in fund administration, corporate services, depositary services, transfer pricing, domiciliation, management company services, loan administration, agency services, trade settlement and CLO manager services.


JOB DESCRIPTION:

  • To undertake file reviews in accordance with the relevant review monitoring plan;
  • Complete a review of investor/client due diligence to ensure the documentation/ information has been collected to the appropriate standard in order to comply with the JFSC's AML/CFT Handbook.
  • Ensuring that the files are in compliance with all applicable regulatory and AML/CFT requirements.
  • Where files are found to be deficient, liaising with the Business to ensure all outstanding documentation/ information is obtained in a timely manner.
  • Maintaining the review control schedules to record any findings from the reviews
  • Provide guidance and assistance to the Business in respect of the onboarding of the investors into the Fund Entities as required.

YOUR PROFILE:

  • You have a strong working knowledge of AML/CDD requirements
  • You have a minimum of 3 years financial services experience, preferably in a Compliance/AML monitoring environment.
  • You have a minimum of 2 years' experience in undertaking CDD file reviews
  • You are able to manage your own workload to ensure that deadlines and timetables are met
  • You have a good knowledge of the Jersey regulatory framework and AML / CFT Handbook
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