Compliance Officer

2 weeks ago


Britain Roman province, United Kingdom Lutine Bell Full time £50,000

Wealth Manager looking for a Compliance Officer - Join the Team

  • Report directly to the Head of Compliance
  • Offer general compliance guidance to Partners and staff
  • Prepare electronic files for review by the Head of Compliance
  • Monitor and respond to the Compliance 'Info' email box
  • Update the Finance Team on complaints and internal incidents
  • Deputy MLRO responsibilities to ensure AML requirements are met
  • Cover for the Regulatory Risk Manager during absences
  • Required: Previous experience in 2nd line compliance function

Are you ready to grow your compliance skills with us? This is your chance to be part of a dynamic team in SW London (2 days in the office per week). Offering up to £50,000 plus bonus & benefits. Apply now



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