Compliance Assistant
1 month ago
Our client are seeking a Compliance Assistant to join their busy risk & compliance team, the team has grown extensively in the last year and it is a fantastic ole to kickstart your compliance career. The candidate will need to be LPC qualified, ideally with a first or high 2:1 in Law and excellent attention to detail/IT skills and proficient in Microsoft excel. This person will be doing all of the compliance checks for new and existing clients, chasing up outstanding documents, liaising with lawyers and supporting with day-today admin. This is an entry level role which offers excellent exposure to working within a leading international law firm.
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Compliance Assistant
1 month ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a well regarded derivatives firm. They are looking for a Compliance Assistant to join the London-based team. **THE RESPONSIBILITIES**: - Carrying out and improving the Compliance Monitoring Programme. - Implementing and reviewing the firm’s policies and procedures. - Onboarding new counterparties. - Assisting with...
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Compliance Assistant
2 weeks ago
City of London, United Kingdom Barbara Houghton Associates Full timeOnly candidates with previous UK Banking experience will be considered.On behalf of our client, an International Bank based in London, we are looking for a Compliance Assistant to join their team in London on a permanent basis.The role will be assisting in implementing and maintaining compliance programs to ensure that operations and business transactions...
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Compliance Advisory Officer
3 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...
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Senior Compliance Manager
1 month ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...
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Senior Compliance Analyst
1 month ago
London, United Kingdom Compliance Professionals Full timeOur client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks...
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Ad Regulatory Compliance
4 weeks ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. **THE RESPONSIBILITIES**: - Assist in the management, supervised by the Director, Risk & Compliance, of the risk and...
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Legal Compliance Analyst
1 month ago
London, United Kingdom Compliance Professionals Full timeOur client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks and determine...
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Compliance Advisory Officer
3 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Find out if this opportunity is a good fit by reading all of the information that follows below.Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...
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Compliance Advisory Officer
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Find out if this opportunity is a good fit by reading all of the information that follows below.Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...
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Regulatory Compliance Analyst
1 month ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...
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Compliance Manager/Senior Manager
1 month ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...
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Quality Compliance Administrator
1 week ago
London, United Kingdom Compliance Professionals Full timeCompliance Officer- Generalist (3 months temp) Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of...
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Compliance Advisory Officer
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...
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Compliance Advisory Officer
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...
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Compliance Advisory Officer
2 days ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units...
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Quality Compliance Administrator
2 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments in relevant laws, regulations and...
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Compliance Advisory Officer
3 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to support Compliance...
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Compliance Advisory Officer
1 week ago
London, United Kingdom Compliance Professionals Full timeJob DescriptionTHE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to...
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Compliance Advisory Officer
4 weeks ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for providing Compliance Advisory support to the Business -...
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Compliance Associate
13 hours ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: The following information aims to provide potential candidates with a better understanding of the requirements for this role.Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and...