Vice President Compliance Officer

3 days ago


London, United Kingdom Goldman Sachs Bank AG Full time

Wealth Management, Regulatory Reporting, Vice President/Associate, London
OFFICE LOCATION(S): London
Regulatory Reporting - Portfolio Level
Asset & Wealth Management
Wealth Management (WM)
Across Wealth Management (WM), Goldman Sachs helps empower clients and customers around the world to reach their financial goals. Our advisor-led wealth management businesses provide financial planning, investment management, banking, and comprehensive advice to a wide range of clients, including ultra-high net worth and high net worth individuals, as well as family offices, foundations, endowments, and corporations. Our wealth management business provides digital solutions for consumers to better spend, borrow, invest, and save.
Private Wealth Management (PWM)
Goldman Sachs Private Wealth Management (PWM) specializes in creating comprehensive wealth management plans for high net worth individuals and families, as well as select institutions. PWM Teams work one-on-one with clients to advise and deliver customized strategies drawn from our deep investment experience and diverse wealth management capabilities.
The Private Wealth Management Regulatory Implementation and Strategy Team (RIS) oversees select regulatory implementation analysis and reporting requirements for PWM. RIS leads the analysis of regulatory change initiatives and provides SME input into discretionary business programmes with a regulatory impact.
Contribute towards the Wealth Management business achieving compliance with its key regulatory obligations.
Work with business sponsors and stakeholders to understand changes in business practice and make recommendations on how the team should evolve.
Play an instrumental role in the implementation of large-scale regulatory initiatives across Wealth Management.
Analyse front to back system infrastructure to understand data flows and capture logic.
Drive business engagement and lead strategic discussions on regulatory change matters.
Build strong senior stakeholder relationships for complex analysis across multiple businesses.
Knowledge of MS Office (Word, Excel) and web-based applications
~ Strong communication skills to articulate complex regulatory change requirements
~ Flexible and able to work well under pressure.
~ Good understanding of the financial industry and UK & EU regulatory initiatives.

Experience in Financial Services (Asset Management preferred)
Experience in a Regulatory or Change Management environment
Regulatory experience of MiFID II, EMIR, SFTR, or SWISS Reporting
Good understanding of financial products
Experience with large data sets (incl. SQL)
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and communities to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm.
We're committed to fostering and advancing diversity and inclusion in our workplace and beyond.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity.
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